The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Co | COM | 88579y101 | 8,977 | 64,007 | SH | SOLE | 64,007 | 0 | 0 | ||
ABB Ltd -Spon ADR | COM | 000375204 | 4,243 | 159,757 | SH | SOLE | 159,757 | 0 | 0 | ||
AGL Resources Inc | COM | 001204106 | 2,832 | 59,960 | SH | SOLE | 59,960 | 0 | 0 | ||
AT&T Inc | COM | 00206r102 | 10,010 | 284,700 | SH | SOLE | 284,700 | 0 | 0 | ||
AbbVie Inc | COM | 00287y109 | 6,226 | 117,896 | SH | SOLE | 117,896 | 0 | 0 | ||
Abbott Laboratories | COM | 002824100 | 7,321 | 191,000 | SH | SOLE | 191,000 | 0 | 0 | ||
Accenture PLC-Cl A | COM | g1151c101 | 3,452 | 41,984 | SH | SOLE | 41,984 | 0 | 0 | ||
Adobe Systems Inc | COM | 00724f101 | 411 | 6,870 | SH | SOLE | 6,870 | 0 | 0 | ||
Aetna Inc | COM | 00817Y108 | 405 | 5,900 | SH | SOLE | 5,900 | 0 | 0 | ||
Agilent Technologies Inc | COM | 00846u101 | 917 | 16,038 | SH | SOLE | 16,038 | 0 | 0 | ||
Air Products & Chemicals Inc | COM | 009158106 | 2,730 | 24,421 | SH | SOLE | 24,421 | 0 | 0 | ||
Allegion PLC | COM | g0176j109 | 271 | 6,134 | SH | SOLE | 6,134 | 0 | 0 | ||
Allergan Inc | COM | 018490102 | 259 | 2,328 | SH | SOLE | 2,328 | 0 | 0 | ||
Allstate Corp | COM | 020002101 | 301 | 5,512 | SH | SOLE | 5,512 | 0 | 0 | ||
Altria Group Inc | COM | 02209s103 | 6,330 | 164,895 | SH | SOLE | 164,895 | 0 | 0 | ||
Amarillo Gold Corp | COM | 041133317 | 125 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
Amazon.Com Inc | COM | 023135106 | 226 | 566 | SH | SOLE | 566 | 0 | 0 | ||
American Electric Power | COM | 025537101 | 369 | 7,898 | SH | SOLE | 7,898 | 0 | 0 | ||
American Express Co | COM | 025816109 | 3,104 | 34,212 | SH | SOLE | 34,212 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 1,442 | 12,640 | SH | SOLE | 12,640 | 0 | 0 | ||
Apache Corp | COM | 037411105 | 355 | 4,128 | SH | SOLE | 4,128 | 0 | 0 | ||
Apple Inc | COM | 037833100 | 14,106 | 25,144 | SH | SOLE | 25,144 | 0 | 0 | ||
Archer-Daniels-Midland Co | COM | 039483102 | 509 | 11,719 | SH | SOLE | 11,719 | 0 | 0 | ||
Automatic Data Processing | COM | 053015103 | 5,202 | 64,382 | SH | SOLE | 64,382 | 0 | 0 | ||
BCE Inc | COM | 05534b760 | 1,774 | 40,985 | SH | SOLE | 40,985 | 0 | 0 | ||
BHP Billiton Ltd-Spon ADR | COM | 088606108 | 210 | 3,080 | SH | SOLE | 3,080 | 0 | 0 | ||
BP PLC-Spons ADR | COM | 055622104 | 428 | 8,795 | SH | SOLE | 8,795 | 0 | 0 | ||
Bank Of Marin Bancorp/CA | COM | 063425102 | 542 | 12,501 | SH | SOLE | 12,501 | 0 | 0 | ||
Bank of America Corp | COM | 060505104 | 2,110 | 135,535 | SH | SOLE | 135,535 | 0 | 0 | ||
Bank of Montreal | COM | 063671101 | 931 | 13,970 | SH | SOLE | 13,970 | 0 | 0 | ||
Baxter International Inc. | COM | 071813109 | 303 | 4,357 | SH | SOLE | 4,357 | 0 | 0 | ||
Becton Dickinson & Co | COM | 075887109 | 424 | 3,838 | SH | SOLE | 3,838 | 0 | 0 | ||
Berkshire Hathaway Inc-Cl B | COM | 084670702 | 2,105 | 17,753 | SH | SOLE | 17,753 | 0 | 0 | ||
Biocryst Pharmaceuticals Inc | COM | 09058v103 | 276 | 36,261 | SH | SOLE | 36,261 | 0 | 0 | ||
Biogen Idec Inc | COM | 09062x103 | 1,197 | 4,282 | SH | SOLE | 4,282 | 0 | 0 | ||
Blackrock Inc | COM | 09247x101 | 203 | 640 | SH | SOLE | 640 | 0 | 0 | ||
Blackstone Group/The | COM | 09253u108 | 621 | 19,714 | SH | SOLE | 19,714 | 0 | 0 | ||
Boeing Co | COM | 097023105 | 3,555 | 26,047 | SH | SOLE | 26,047 | 0 | 0 | ||
Bristol-Myers Squibb Co | COM | 110122108 | 12,263 | 230,715 | SH | SOLE | 230,715 | 0 | 0 | ||
Broadcom Corp-Cl A | COM | 111320107 | 727 | 24,537 | SH | SOLE | 24,537 | 0 | 0 | ||
CVS Caremark Corp | COM | 126650100 | 3,061 | 42,775 | SH | SOLE | 42,775 | 0 | 0 | ||
Caterpillar Inc | COM | 149123101 | 1,691 | 18,623 | SH | SOLE | 18,623 | 0 | 0 | ||
Celgene Corp | COM | 151020104 | 473 | 2,801 | SH | SOLE | 2,801 | 0 | 0 | ||
CenterPoint Energy Inc | COM | 15189t107 | 2,160 | 93,200 | SH | SOLE | 93,200 | 0 | 0 | ||
Cerner Corp | COM | 156782104 | 1,665 | 29,875 | SH | SOLE | 29,875 | 0 | 0 | ||
Cerus Corp | COM | 157085101 | 65 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Check Point Software Tech | COM | 2181334 | 284 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
Chevron Corp | COM | 166764100 | 21,020 | 168,278 | SH | SOLE | 168,278 | 0 | 0 | ||
Chubb Corp | COM | 171232101 | 2,843 | 29,421 | SH | SOLE | 29,421 | 0 | 0 | ||
Cisco Systems Inc | COM | 17275R102 | 2,787 | 124,269 | SH | SOLE | 124,269 | 0 | 0 | ||
Citigroup Inc | COM | 172967424 | 1,028 | 19,731 | SH | SOLE | 19,731 | 0 | 0 | ||
Clorox Company | COM | 189054109 | 5,911 | 63,727 | SH | SOLE | 63,727 | 0 | 0 | ||
Coca-Cola Co/The | COM | 191216100 | 4,309 | 104,313 | SH | SOLE | 104,313 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 4,319 | 66,236 | SH | SOLE | 66,236 | 0 | 0 | ||
Comcast Corp-Cl A | COM | 20030n101 | 2,925 | 56,293 | SH | SOLE | 56,293 | 0 | 0 | ||
Conagra Foods Inc | COM | 205887102 | 1,290 | 38,268 | SH | SOLE | 38,268 | 0 | 0 | ||
ConocoPhillips | COM | 20825C104 | 13,474 | 190,710 | SH | SOLE | 190,710 | 0 | 0 | ||
Consolidated Edison Inc | COM | 209115104 | 913 | 16,518 | SH | SOLE | 16,518 | 0 | 0 | ||
Consumer Discretionary Select | COM | 81369y407 | 2,443 | 36,555 | SH | SOLE | 36,555 | 0 | 0 | ||
Consumer Staples SPDR | COM | 81369y308 | 2,448 | 56,950 | SH | SOLE | 56,950 | 0 | 0 | ||
Costco Wholesale Corp | COM | 22160K105 | 9,309 | 78,214 | SH | SOLE | 78,214 | 0 | 0 | ||
DIRECTV Group Inc/The | COM | 25490a309 | 252 | 3,646 | SH | SOLE | 3,646 | 0 | 0 | ||
Danaher Corp | COM | 235851102 | 3,434 | 44,485 | SH | SOLE | 44,485 | 0 | 0 | ||
Deere & Co | COM | 244199105 | 1,985 | 21,738 | SH | SOLE | 21,738 | 0 | 0 | ||
Diageo Plc-Sponsored ADR | COM | 25243q205 | 459 | 3,468 | SH | SOLE | 3,468 | 0 | 0 | ||
Dick's Sporting Goods Inc | COM | 253393102 | 1,049 | 18,051 | SH | SOLE | 18,051 | 0 | 0 | ||
Disney Co./Walt The | COM | 254687106 | 4,972 | 65,082 | SH | SOLE | 65,082 | 0 | 0 | ||
Dominion Resources Inc/Va | COM | 25746u109 | 556 | 8,601 | SH | SOLE | 8,601 | 0 | 0 | ||
Dow Chemical | COM | 260543103 | 213 | 4,802 | SH | SOLE | 4,802 | 0 | 0 | ||
Du Pont (E.I.) De Nemours | COM | 263534109 | 6,514 | 100,269 | SH | SOLE | 100,269 | 0 | 0 | ||
Duke Energy Corp | COM | 26441c204 | 2,041 | 29,582 | SH | SOLE | 29,582 | 0 | 0 | ||
EGShares Dow Jones Emerging Ma | COM | 268461779 | 3,501 | 130,231 | SH | SOLE | 130,231 | 0 | 0 | ||
EMC Metals Corp | COM | 268665106 | 0 | 23,400 | SH | SOLE | 23,400 | 0 | 0 | ||
EOG Resources Inc | COM | 26875p101 | 225 | 1,341 | SH | SOLE | 1,341 | 0 | 0 | ||
ETFS Physical Precious Metals | COM | 26922w109 | 422 | 6,395 | SH | SOLE | 6,395 | 0 | 0 | ||
Eaton Corp PLC | COM | g29183103 | 1,631 | 21,424 | SH | SOLE | 21,424 | 0 | 0 | ||
Ecolab Inc | COM | 278865100 | 4,896 | 46,955 | SH | SOLE | 46,955 | 0 | 0 | ||
Edison International | COM | 281020107 | 3,498 | 75,552 | SH | SOLE | 75,552 | 0 | 0 | ||
Eli Lilly & Co | COM | 532457108 | 1,113 | 21,824 | SH | SOLE | 21,824 | 0 | 0 | ||
Emerson Electric Co | COM | 291011104 | 2,154 | 30,689 | SH | SOLE | 30,689 | 0 | 0 | ||
Encounter Technologies Inc | COM | 29259j105 | 0 | 62,000 | SH | SOLE | 62,000 | 0 | 0 | ||
EnerSys | COM | 29275y102 | 322 | 4,590 | SH | SOLE | 4,590 | 0 | 0 | ||
Energy Transfer Equity LP | COM | 29273v100 | 482 | 5,900 | SH | SOLE | 5,900 | 0 | 0 | ||
Energy Transfer Partners LP | COM | 29273r109 | 257 | 4,490 | SH | SOLE | 4,490 | 0 | 0 | ||
Enterprise Products Partners | COM | 293792107 | 1,849 | 27,893 | SH | SOLE | 27,893 | 0 | 0 | ||
Essex Property Trust Inc | COM | 297178105 | 567 | 3,949 | SH | SOLE | 3,949 | 0 | 0 | ||
Eurasian Minerals Inc | COM | 29843r100 | 55 | 54,086 | SH | SOLE | 54,086 | 0 | 0 | ||
Express Scripts Holding Co. | COM | 30219g108 | 1,052 | 14,972 | SH | SOLE | 14,972 | 0 | 0 | ||
Exxon Mobil Corp | COM | 30231G102 | 14,982 | 148,047 | SH | SOLE | 148,047 | 0 | 0 | ||
FedEx Corp | COM | 31428x106 | 286 | 1,988 | SH | SOLE | 1,988 | 0 | 0 | ||
First Trust Dividend Leaders I | COM | 336917109 | 1,576 | 71,910 | SH | SOLE | 71,910 | 0 | 0 | ||
First Trust Mid Cap Growth Alp | COM | 33737m102 | 243 | 8,665 | SH | SOLE | 8,665 | 0 | 0 | ||
First Trust Mid Cap Value ETF | COM | 33737m201 | 495 | 16,703 | SH | SOLE | 16,703 | 0 | 0 | ||
Flagstar Bancorp Inc | COM | 337930705 | 196 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Flowserve Corp | COM | 34354p105 | 214 | 2,714 | SH | SOLE | 2,714 | 0 | 0 | ||
Fluor Corp | COM | 343412102 | 600 | 7,470 | SH | SOLE | 7,470 | 0 | 0 | ||
Ford Motor Co | COM | 345370860 | 1,265 | 81,969 | SH | SOLE | 81,969 | 0 | 0 | ||
Franklin Resources Inc | COM | 354613101 | 259 | 4,495 | SH | SOLE | 4,495 | 0 | 0 | ||
Freeport-McMoRan Copper & Gold | COM | 35671d857 | 3,571 | 94,621 | SH | SOLE | 94,621 | 0 | 0 | ||
Frontier Communications Corp | COM | 35906a108 | 72 | 15,414 | SH | SOLE | 15,414 | 0 | 0 | ||
Gasco Energy Inc | COM | 367220100 | 0 | 12,245 | SH | SOLE | 12,245 | 0 | 0 | ||
General Dynamics Corp | COM | 369550108 | 1,513 | 15,831 | SH | SOLE | 15,831 | 0 | 0 | ||
General Electric Co | COM | 369604103 | 16,806 | 599,571 | SH | SOLE | 599,571 | 0 | 0 | ||
General Mills Inc | COM | 370334104 | 4,494 | 90,037 | SH | SOLE | 90,037 | 0 | 0 | ||
General Motors Co | COM | 37045v100 | 279 | 6,829 | SH | SOLE | 6,829 | 0 | 0 | ||
Genuine Parts Co | COM | 372460105 | 3,349 | 40,262 | SH | SOLE | 40,262 | 0 | 0 | ||
Gilead Sciences Inc | COM | 375558103 | 1,423 | 18,946 | SH | SOLE | 18,946 | 0 | 0 | ||
GlaxoSmithKline Plc-ADR | COM | 37733w105 | 2,896 | 54,243 | SH | SOLE | 54,243 | 0 | 0 | ||
Glencore Xstrata | COM | 37827x100 | 130 | 12,502 | SH | SOLE | 12,502 | 0 | 0 | ||
Goldman Sachs Group Inc | COM | 38141G104 | 418 | 2,360 | SH | SOLE | 2,360 | 0 | 0 | ||
Google Inc-Cl A | COM | 38259P508 | 3,815 | 3,404 | SH | SOLE | 3,404 | 0 | 0 | ||
Grainger (W.W.) Inc | COM | 384802104 | 218 | 853 | SH | SOLE | 853 | 0 | 0 | ||
Guggenheim BRIC ETF | COM | 18383m100 | 403 | 11,625 | SH | SOLE | 11,625 | 0 | 0 | ||
Guggenheim Russell Top 50 ETF | COM | 78355w205 | 660 | 5,081 | SH | SOLE | 5,081 | 0 | 0 | ||
Guggenheim S&P Equal Weight ET | COM | 78355w106 | 231 | 3,245 | SH | SOLE | 3,245 | 0 | 0 | ||
HCP Inc | COM | 40414l109 | 5,737 | 157,959 | SH | SOLE | 157,959 | 0 | 0 | ||
Harman International | COM | 413086109 | 613 | 7,485 | SH | SOLE | 7,485 | 0 | 0 | ||
Health Care Select Sector | COM | 81369y209 | 2,648 | 47,767 | SH | SOLE | 47,767 | 0 | 0 | ||
Hershey Co/The | COM | 427866108 | 207 | 2,134 | SH | SOLE | 2,134 | 0 | 0 | ||
Hess Corp | COM | 42809h107 | 881 | 10,611 | SH | SOLE | 10,611 | 0 | 0 | ||
Hewlett-Packard Co | COM | 428236103 | 564 | 20,141 | SH | SOLE | 20,141 | 0 | 0 | ||
Home Depot Inc | COM | 437076102 | 4,336 | 52,666 | SH | SOLE | 52,666 | 0 | 0 | ||
Honeywell International Inc | COM | 438516106 | 4,497 | 49,219 | SH | SOLE | 49,219 | 0 | 0 | ||
Hubbell Inc -Cl B | COM | 443510201 | 218 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
Illinois Tool Works | COM | 452308109 | 239 | 2,842 | SH | SOLE | 2,842 | 0 | 0 | ||
Infinito Gold Ltd | COM | 45671c106 | 0 | 33,130 | SH | SOLE | 33,130 | 0 | 0 | ||
Ingersoll-Rand Co Ltd-Cl A | COM | g47791101 | 1,317 | 21,372 | SH | SOLE | 21,372 | 0 | 0 | ||
Integral Technologies Inc | COM | 45810j103 | 5 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
Intel Corp | COM | 458140100 | 9,458 | 364,406 | SH | SOLE | 364,406 | 0 | 0 | ||
InterContinental Hotels-ADR | COM | 45857p400 | 1,852 | 55,397 | SH | SOLE | 55,397 | 0 | 0 | ||
Intl Business Machines Corp | COM | 459200101 | 9,290 | 49,528 | SH | SOLE | 49,528 | 0 | 0 | ||
Intl Flavors & Fragrances | COM | 459506101 | 565 | 6,575 | SH | SOLE | 6,575 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625H100 | 5,898 | 100,855 | SH | SOLE | 100,855 | 0 | 0 | ||
Jacobs Engineering Group Inc | COM | 469814107 | 592 | 9,399 | SH | SOLE | 9,399 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 16,997 | 185,579 | SH | SOLE | 185,579 | 0 | 0 | ||
Johnson Controls Inc | COM | 478366107 | 514 | 10,026 | SH | SOLE | 10,026 | 0 | 0 | ||
Kimberly-Clark Corp | COM | 494368103 | 7,429 | 71,121 | SH | SOLE | 71,121 | 0 | 0 | ||
Kinder Morgan Energy Partners | COM | 494550106 | 3,521 | 43,658 | SH | SOLE | 43,658 | 0 | 0 | ||
Kinder Morgan Management LLC | COM | 49455u100 | 3,597 | 47,542 | SH | SOLE | 47,542 | 0 | 0 | ||
Kohl's Corp | COM | 500255104 | 568 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Kraft Foods Group | COM | 50076q106 | 1,128 | 20,916 | SH | SOLE | 20,916 | 0 | 0 | ||
L-3 Communications Holdings | COM | 502424104 | 324 | 3,036 | SH | SOLE | 3,036 | 0 | 0 | ||
Laboratory Corp Of Amer Hldgs | COM | 50540r409 | 1,286 | 14,080 | SH | SOLE | 14,080 | 0 | 0 | ||
Li & Fung Ltd Ord New | COM | g5485f151 | 13 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Life Technologies Corp | COM | 53217v109 | 525 | 6,930 | SH | SOLE | 6,930 | 0 | 0 | ||
Linn Co LLC | COM | 535782106 | 779 | 25,300 | SH | SOLE | 25,300 | 0 | 0 | ||
Linn Energy LLC-Units | COM | 536020100 | 1,755 | 56,989 | SH | SOLE | 56,989 | 0 | 0 | ||
Lowe's Cos Inc | COM | 548661107 | 3,211 | 64,802 | SH | SOLE | 64,802 | 0 | 0 | ||
Lululemon Athletica Inc | COM | 550021109 | 318 | 5,389 | SH | SOLE | 5,389 | 0 | 0 | ||
Macy's Inc | COM | 55616p104 | 1,164 | 21,802 | SH | SOLE | 21,802 | 0 | 0 | ||
Magellan Midstream Partners | COM | 559080106 | 306 | 4,832 | SH | SOLE | 4,832 | 0 | 0 | ||
Manulife Financial Corp | COM | 56501r106 | 465 | 23,555 | SH | SOLE | 23,555 | 0 | 0 | ||
Marathon Oil Corp | COM | 565849106 | 400 | 11,323 | SH | SOLE | 11,323 | 0 | 0 | ||
Marathon Petroleum Corp | COM | 56585a102 | 345 | 3,762 | SH | SOLE | 3,762 | 0 | 0 | ||
Market Vectors Agribusiness ET | COM | 57060u605 | 248 | 4,544 | SH | SOLE | 4,544 | 0 | 0 | ||
Mattel Inc | COM | 577081102 | 696 | 14,635 | SH | SOLE | 14,635 | 0 | 0 | ||
McCormick & Co-Non Vtg Shrs | COM | 579780206 | 1,413 | 20,502 | SH | SOLE | 20,502 | 0 | 0 | ||
McDonald's Corp | COM | 580135101 | 10,988 | 113,245 | SH | SOLE | 113,245 | 0 | 0 | ||
McGraw Hill Financial Inc | COM | 580645109 | 430 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
Medical Properties Trust Inc | COM | 68463J304 | 347 | 28,384 | SH | SOLE | 28,384 | 0 | 0 | ||
Medtronic Inc | COM | 585055106 | 3,712 | 64,677 | SH | SOLE | 64,677 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933y105 | 5,139 | 102,683 | SH | SOLE | 102,683 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 6,754 | 180,534 | SH | SOLE | 180,534 | 0 | 0 | ||
Mondelez International | COM | 609207105 | 1,987 | 56,295 | SH | SOLE | 56,295 | 0 | 0 | ||
Monsanto Co | COM | 61166w101 | 202 | 1,729 | SH | SOLE | 1,729 | 0 | 0 | ||
Mylan Laboratories | COM | 628530107 | 2,321 | 53,476 | SH | SOLE | 53,476 | 0 | 0 | ||
Nabors Industries Inc | COM | g6359f103 | 834 | 49,117 | SH | SOLE | 49,117 | 0 | 0 | ||
National Oilwell Varco Inc | COM | 637071101 | 332 | 4,171 | SH | SOLE | 4,171 | 0 | 0 | ||
Nestle Sa-Spons ADR For Reg | COM | 641069406 | 3,831 | 52,053 | SH | SOLE | 52,053 | 0 | 0 | ||
News Corp - Class B | COM | 65249b208 | 192 | 10,763 | SH | SOLE | 10,763 | 0 | 0 | ||
NextEra Energy Inc | COM | 65339f101 | 7,340 | 85,723 | SH | SOLE | 85,723 | 0 | 0 | ||
Nike Inc -Cl B | COM | 654106103 | 4,843 | 61,584 | SH | SOLE | 61,584 | 0 | 0 | ||
Nordstrom Inc | COM | 655664100 | 278 | 4,503 | SH | SOLE | 4,503 | 0 | 0 | ||
Norfolk Southern Corp | COM | 655844108 | 373 | 4,021 | SH | SOLE | 4,021 | 0 | 0 | ||
Northeast Utilities | COM | 664397106 | 331 | 7,799 | SH | SOLE | 7,799 | 0 | 0 | ||
Novabay Pharmaceuticals Inc | COM | 66987p102 | 29 | 23,333 | SH | SOLE | 23,333 | 0 | 0 | ||
Novartis Ag-ADR | COM | 66987v109 | 3,161 | 39,329 | SH | SOLE | 39,329 | 0 | 0 | ||
OGE Energy Corp | COM | 670837103 | 246 | 7,250 | SH | SOLE | 7,250 | 0 | 0 | ||
Occidental Petroleum Corp | COM | 674599105 | 5,768 | 60,657 | SH | SOLE | 60,657 | 0 | 0 | ||
Oracle Corp | COM | 68389x105 | 3,047 | 79,650 | SH | SOLE | 79,650 | 0 | 0 | ||
P G & E Corp | COM | 69331c108 | 443 | 11,008 | SH | SOLE | 11,008 | 0 | 0 | ||
Paccar Inc | COM | 693718108 | 1,491 | 25,196 | SH | SOLE | 25,196 | 0 | 0 | ||
PepsiCo Inc | COM | 713448108 | 6,579 | 79,319 | SH | SOLE | 79,319 | 0 | 0 | ||
Pfizer Inc | COM | 717081103 | 7,096 | 231,668 | SH | SOLE | 231,668 | 0 | 0 | ||
Pharmaceutical HOLDRs Trust | COM | 71712a206 | 536 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
Philip Morris International | COM | 718172109 | 2,303 | 26,428 | SH | SOLE | 26,428 | 0 | 0 | ||
Phillips 66 | COM | 718546104 | 234 | 3,036 | SH | SOLE | 3,036 | 0 | 0 | ||
Piedmont Mining Co Inc | COM | 720172105 | 0 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Plains All American Pipeline L | COM | 726503105 | 316 | 6,100 | SH | SOLE | 6,100 | 0 | 0 | ||
Plum Creek Timber Co | COM | 729251108 | 233 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
PowerShares Preferred Portfoli | COM | 73936t565 | 3,378 | 251,354 | SH | SOLE | 251,354 | 0 | 0 | ||
Powershares QQQ NASDAQ 100 Tru | COM | 73935a104 | 1,266 | 14,395 | SH | SOLE | 14,395 | 0 | 0 | ||
Praxair Inc | COM | 74005p104 | 2,498 | 19,214 | SH | SOLE | 19,214 | 0 | 0 | ||
ProLogis Inc | COM | 74340w103 | 273 | 7,389 | SH | SOLE | 7,389 | 0 | 0 | ||
ProShares Short 20+ Treasury | COM | 74347x849 | 238 | 7,245 | SH | SOLE | 7,245 | 0 | 0 | ||
Procter & Gamble Co | COM | 742718109 | 15,198 | 186,685 | SH | SOLE | 186,685 | 0 | 0 | ||
Prudential Financial Inc | COM | 744320102 | 2,650 | 28,736 | SH | SOLE | 28,736 | 0 | 0 | ||
Public Service Enterprise Grou | COM | 744573106 | 1,372 | 42,807 | SH | SOLE | 42,807 | 0 | 0 | ||
Qualcomm Inc | COM | 747525103 | 1,115 | 15,015 | SH | SOLE | 15,015 | 0 | 0 | ||
Quest Diagnostics | COM | 74834l100 | 302 | 5,635 | SH | SOLE | 5,635 | 0 | 0 | ||
Realty Income Corp | COM | 756109104 | 4,172 | 111,753 | SH | SOLE | 111,753 | 0 | 0 | ||
Regeneron Pharmaceuticals Inc | COM | 75886f107 | 439 | 1,595 | SH | SOLE | 1,595 | 0 | 0 | ||
Retail Properties of America | COM | 76131v202 | 526 | 41,350 | SH | SOLE | 41,350 | 0 | 0 | ||
Robert Half Intl Inc | COM | 770323103 | 307 | 7,300 | SH | SOLE | 7,300 | 0 | 0 | ||
Roche Holdings LTD-Spons ADR | COM | 010397936 | 1,550 | 22,081 | SH | SOLE | 22,081 | 0 | 0 | ||
Rockwell Automation Inc | COM | 773903109 | 211 | 1,782 | SH | SOLE | 1,782 | 0 | 0 | ||
Rockwood Holdings Inc | COM | 774415103 | 1,156 | 16,080 | SH | SOLE | 16,080 | 0 | 0 | ||
Royal Dutch Shell Plc-ADR A | COM | 780259206 | 401 | 5,630 | SH | SOLE | 5,630 | 0 | 0 | ||
SPDR Dow Jones Industrial Aver | COM | 78467x109 | 1,157 | 6,994 | SH | SOLE | 6,994 | 0 | 0 | ||
SPDR Energy Select Sector | COM | 81369y506 | 2,455 | 27,740 | SH | SOLE | 27,740 | 0 | 0 | ||
SPDR Financial Select Sector | COM | 81369y605 | 1,254 | 57,352 | SH | SOLE | 57,352 | 0 | 0 | ||
SPDR Gold Trust | COM | 78463v107 | 682 | 5,871 | SH | SOLE | 5,871 | 0 | 0 | ||
SPDR Industrial Select Sector | COM | 81369y704 | 2,472 | 47,304 | SH | SOLE | 47,304 | 0 | 0 | ||
SPDR Materials Select Sector | COM | 81369y100 | 606 | 13,115 | SH | SOLE | 13,115 | 0 | 0 | ||
SPDR S&P Biotech ETF | COM | 78464a870 | 460 | 3,536 | SH | SOLE | 3,536 | 0 | 0 | ||
SPDR S&P Dividend ETF | COM | 78464a763 | 6,593 | 90,792 | SH | SOLE | 90,792 | 0 | 0 | ||
SPDR S&P MidCap 400 ETF Trust | COM | 78467y107 | 4,582 | 18,763 | SH | SOLE | 18,763 | 0 | 0 | ||
SPDR S&P Oil & Gas Expl & Prod | COM | 78464a730 | 277 | 4,048 | SH | SOLE | 4,048 | 0 | 0 | ||
SPDR S&P500 Index Trust Series | COM | 78462f103 | 5,414 | 29,313 | SH | SOLE | 29,313 | 0 | 0 | ||
SPDR Technology Select Sector | COM | 81369y803 | 3,335 | 93,319 | SH | SOLE | 93,319 | 0 | 0 | ||
Sanofi-ADR | COM | 80105n105 | 4,728 | 88,157 | SH | SOLE | 88,157 | 0 | 0 | ||
Scana Corp | COM | 80589m102 | 695 | 14,807 | SH | SOLE | 14,807 | 0 | 0 | ||
Schlumberger Ltd | COM | 806857108 | 1,461 | 16,215 | SH | SOLE | 16,215 | 0 | 0 | ||
Schwab (Charles) Corp | COM | 808513105 | 345 | 13,270 | SH | SOLE | 13,270 | 0 | 0 | ||
Schwab U.S. Broad Market ETF | COM | 808524102 | 1,193 | 26,505 | SH | SOLE | 26,505 | 0 | 0 | ||
Schwab U.S. Mid-Cap ETF | COM | 808524508 | 344 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
Sempra Energy | COM | 816851109 | 2,343 | 26,099 | SH | SOLE | 26,099 | 0 | 0 | ||
Siemens Ag-Spons ADR | COM | 826197501 | 330 | 2,385 | SH | SOLE | 2,385 | 0 | 0 | ||
Sierra Vista Bank | COM | 82651b105 | 55 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Silicon Image Inc | COM | 82705t102 | 138 | 22,435 | SH | SOLE | 22,435 | 0 | 0 | ||
Silvercorp Metals Inc | COM | 82835p103 | 23 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Sirius XM Holdings Inc | COM | 82968b103 | 416 | 119,284 | SH | SOLE | 119,284 | 0 | 0 | ||
Southern Co | COM | 842587107 | 2,462 | 59,877 | SH | SOLE | 59,877 | 0 | 0 | ||
Southwestern Energy Co | COM | 845467109 | 1,059 | 26,931 | SH | SOLE | 26,931 | 0 | 0 | ||
Spectra Energy Corp | COM | 847560109 | 4,542 | 127,500 | SH | SOLE | 127,500 | 0 | 0 | ||
Spectral Diagnostics Inc | COM | 847574100 | 14 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
St Jude Medical Inc | COM | 790849103 | 936 | 15,111 | SH | SOLE | 15,111 | 0 | 0 | ||
Stanley Black & Decker Inc | COM | 854502101 | 2,838 | 35,178 | SH | SOLE | 35,178 | 0 | 0 | ||
Starbucks Corp | COM | 855244109 | 1,588 | 20,256 | SH | SOLE | 20,256 | 0 | 0 | ||
State Street Corp | COM | 857477103 | 300 | 4,088 | SH | SOLE | 4,088 | 0 | 0 | ||
Stryker Corp | COM | 863667101 | 288 | 3,833 | SH | SOLE | 3,833 | 0 | 0 | ||
Summit Hotel Properties Inc | COM | 866082100 | 123 | 13,664 | SH | SOLE | 13,664 | 0 | 0 | ||
SunPower Corp | COM | 867652406 | 894 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
Suncor Energy Inc | COM | 867224107 | 389 | 11,100 | SH | SOLE | 11,100 | 0 | 0 | ||
TD Ameritrade Holding Corp | COM | 87236y108 | 1,375 | 44,877 | SH | SOLE | 44,877 | 0 | 0 | ||
TJX Companies Inc | COM | 872540109 | 427 | 6,700 | SH | SOLE | 6,700 | 0 | 0 | ||
Target Corp | COM | 87612e106 | 5,329 | 84,232 | SH | SOLE | 84,232 | 0 | 0 | ||
Tesla Motors Inc | COM | 88160r101 | 243 | 1,613 | SH | SOLE | 1,613 | 0 | 0 | ||
Teva Pharmaceutical-Sp ADR | COM | 881624209 | 310 | 7,726 | SH | SOLE | 7,726 | 0 | 0 | ||
Texas Instruments Inc | COM | 882508104 | 211 | 4,800 | SH | SOLE | 4,800 | 0 | 0 | ||
Toronto-Dominion Bank | COM | 891160509 | 3,583 | 38,020 | SH | SOLE | 38,020 | 0 | 0 | ||
Total SA-Spon ADR | COM | 89151e109 | 357 | 5,819 | SH | SOLE | 5,819 | 0 | 0 | ||
Toyota Motor Corp -Spon ADR | COM | 892331307 | 1,702 | 13,959 | SH | SOLE | 13,959 | 0 | 0 | ||
Travelers Cos Inc/The | COM | 89417e109 | 3,018 | 33,331 | SH | SOLE | 33,331 | 0 | 0 | ||
Twenty-First Century Fox-B (fo | COM | 90130a200 | 2,466 | 71,279 | SH | SOLE | 71,279 | 0 | 0 | ||
UDR Inc | COM | 902653104 | 211 | 9,030 | SH | SOLE | 9,030 | 0 | 0 | ||
US Bancorp | COM | 902973304 | 467 | 11,560 | SH | SOLE | 11,560 | 0 | 0 | ||
Unilever N V -NY Shares | COM | 904784709 | 2,810 | 69,843 | SH | SOLE | 69,843 | 0 | 0 | ||
Unilever Plc-Sponsored ADR | COM | 904767704 | 1,936 | 46,997 | SH | SOLE | 46,997 | 0 | 0 | ||
Union Pacific Corp | COM | 907818108 | 752 | 4,479 | SH | SOLE | 4,479 | 0 | 0 | ||
United Parcel Service-Cl B | COM | 911312106 | 5,422 | 51,595 | SH | SOLE | 51,595 | 0 | 0 | ||
United Technologies Corp | COM | 913017109 | 2,622 | 23,041 | SH | SOLE | 23,041 | 0 | 0 | ||
UnitedHealth Group Inc | COM | 91324P102 | 1,901 | 25,245 | SH | SOLE | 25,245 | 0 | 0 | ||
Utilities Select Sector SPDR | COM | 81369y886 | 437 | 11,514 | SH | SOLE | 11,514 | 0 | 0 | ||
Valero Energy Corp | COM | 91913Y100 | 217 | 4,300 | SH | SOLE | 4,300 | 0 | 0 | ||
Vanguard Dividend Appreciation | COM | 921908844 | 307 | 4,082 | SH | SOLE | 4,082 | 0 | 0 | ||
Vanguard High Dividend Yield E | COM | 921946406 | 350 | 5,615 | SH | SOLE | 5,615 | 0 | 0 | ||
Vanguard Large-Cap Vipers ETF | COM | 922908637 | 450 | 5,301 | SH | SOLE | 5,301 | 0 | 0 | ||
Vanguard MSCI EAFE Index ETF | COM | 921943858 | 2,372 | 56,918 | SH | SOLE | 56,918 | 0 | 0 | ||
Vanguard MSCI Emerging Market | COM | 922042858 | 2,087 | 50,735 | SH | SOLE | 50,735 | 0 | 0 | ||
Vanguard Mid-Cap Vipers | COM | 922908629 | 3,961 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
Vanguard Small-Cap Vipers | COM | 922908751 | 5,344 | 48,600 | SH | SOLE | 48,600 | 0 | 0 | ||
Vanguard Total Stock Mk Vipers | COM | 922908769 | 11,729 | 122,275 | SH | SOLE | 122,275 | 0 | 0 | ||
Varian Medical Systems Inc | COM | 92220P105 | 799 | 10,284 | SH | SOLE | 10,284 | 0 | 0 | ||
Verizon Communications Inc | COM | 92343v104 | 20,801 | 423,309 | SH | SOLE | 423,309 | 0 | 0 | ||
Visa Inc-Class A Shares | COM | 92826c839 | 613 | 2,753 | SH | SOLE | 2,753 | 0 | 0 | ||
Vodafone Group PLC-Sp ADR | COM | 92857w209 | 2,857 | 72,676 | SH | SOLE | 72,676 | 0 | 0 | ||
Vornado Realty Trust | COM | 929042109 | 3,794 | 42,727 | SH | SOLE | 42,727 | 0 | 0 | ||
Voyant International Corp | COM | 92909w108 | 0 | 53,652 | SH | SOLE | 53,652 | 0 | 0 | ||
Wal-Mart Stores Inc | COM | 931142103 | 953 | 12,117 | SH | SOLE | 12,117 | 0 | 0 | ||
Walgreen Co | COM | 931422109 | 5,427 | 94,482 | SH | SOLE | 94,482 | 0 | 0 | ||
Waste Management Inc | COM | 94106l109 | 5,236 | 116,695 | SH | SOLE | 116,695 | 0 | 0 | ||
WellPoint Inc | COM | 94973V107 | 1,001 | 10,835 | SH | SOLE | 10,835 | 0 | 0 | ||
Wells Fargo & Company | COM | 949746101 | 22,503 | 495,654 | SH | SOLE | 495,654 | 0 | 0 | ||
Westamerica Bancorportaion | COM | 957090103 | 634 | 11,221 | SH | SOLE | 11,221 | 0 | 0 | ||
Weyerhaeuser Co | COM | 962166104 | 1,158 | 36,690 | SH | SOLE | 36,690 | 0 | 0 | ||
Whirlpool Corp | COM | 963320106 | 2,380 | 15,175 | SH | SOLE | 15,175 | 0 | 0 | ||
White Mountains Insurance Grou | COM | G9618E107 | 719 | 1,193 | SH | SOLE | 1,193 | 0 | 0 | ||
Whole Foods Market Inc | COM | 966837106 | 5,769 | 99,759 | SH | SOLE | 99,759 | 0 | 0 | ||
Williams Cos Inc | COM | 969457100 | 5,614 | 145,563 | SH | SOLE | 145,563 | 0 | 0 | ||
Wisconsin Energy Corp | COM | 976657106 | 932 | 22,544 | SH | SOLE | 22,544 | 0 | 0 | ||
Xylem Inc | COM | 98419m100 | 415 | 12,001 | SH | SOLE | 12,001 | 0 | 0 | ||
Yahoo! Inc | COM | 984332106 | 1,142 | 28,250 | SH | SOLE | 28,250 | 0 | 0 | ||
Yingli Green Energy Holding Co | COM | 98584b103 | 76 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Yum! Brands Inc | COM | 988498101 | 388 | 5,138 | SH | SOLE | 5,138 | 0 | 0 | ||
Zimmer Holdings Inc | COM | 98956p102 | 940 | 10,083 | SH | SOLE | 10,083 | 0 | 0 | ||
Zogenix Inc | COM | 98978l105 | 34 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
iShares DJ Select Dividend Ind | COM | 464287168 | 5,820 | 81,574 | SH | SOLE | 81,574 | 0 | 0 | ||
iShares DJ US Energy Sector | COM | 464287796 | 291 | 5,762 | SH | SOLE | 5,762 | 0 | 0 | ||
iShares DJ US Financial Sect | COM | 464287788 | 997 | 12,433 | SH | SOLE | 12,433 | 0 | 0 | ||
iShares DJ US Healthcare Sec | COM | 464287762 | 213 | 1,829 | SH | SOLE | 1,829 | 0 | 0 | ||
iShares DJ US Telecommunicatio | COM | 464287713 | 331 | 11,131 | SH | SOLE | 11,131 | 0 | 0 | ||
iShares FTSE/Xinhua China 25 | COM | 464287184 | 261 | 6,805 | SH | SOLE | 6,805 | 0 | 0 | ||
iShares MSCI Canada Index | COM | 464286509 | 211 | 7,250 | SH | SOLE | 7,250 | 0 | 0 | ||
iShares MSCI EAFE Index Fund | COM | 464287465 | 1,563 | 23,291 | SH | SOLE | 23,291 | 0 | 0 | ||
iShares MSCI Emerging Markets | COM | 464287234 | 708 | 16,940 | SH | SOLE | 16,940 | 0 | 0 | ||
iShares MSCI USA Quality Facto | COM | 46432f339 | 406 | 7,180 | SH | SOLE | 7,180 | 0 | 0 | ||
iShares Nasdaq Biotech Index F | COM | 464287556 | 647 | 2,851 | SH | SOLE | 2,851 | 0 | 0 | ||
iShares Russell 1000 Growth | COM | 464287614 | 589 | 6,857 | SH | SOLE | 6,857 | 0 | 0 | ||
iShares Russell 1000 Value | COM | 464287598 | 363 | 3,851 | SH | SOLE | 3,851 | 0 | 0 | ||
iShares Russell 2000 Index Fun | COM | 464287655 | 316 | 2,735 | SH | SOLE | 2,735 | 0 | 0 | ||
iShares Russell 3000 Value | COM | 464287663 | 212 | 1,714 | SH | SOLE | 1,714 | 0 | 0 | ||
iShares Russell Midcap Index | COM | 464287499 | 347 | 2,316 | SH | SOLE | 2,316 | 0 | 0 | ||
iShares S&P 100 Index Fund | COM | 464287101 | 823 | 9,994 | SH | SOLE | 9,994 | 0 | 0 | ||
iShares S&P 500 Index Fund | COM | 464287200 | 462 | 2,487 | SH | SOLE | 2,487 | 0 | 0 | ||
iShares S&P Europe 350 | COM | 464287861 | 687 | 14,470 | SH | SOLE | 14,470 | 0 | 0 | ||
iShares S&P Global 100 | COM | 464287572 | 722 | 9,351 | SH | SOLE | 9,351 | 0 | 0 | ||
iShares S&P Midcap 400 Index F | COM | 464287507 | 1,162 | 8,684 | SH | SOLE | 8,684 | 0 | 0 | ||
iShares S&P Midcap 400/Value | COM | 464287705 | 443 | 3,810 | SH | SOLE | 3,810 | 0 | 0 | ||
iShares S&P US Preferred Stock | COM | 464288687 | 7,231 | 196,336 | SH | SOLE | 196,336 | 0 | 0 | ||
iShares Trust S&P SmallCap 600 | COM | 464287804 | 659 | 6,040 | SH | SOLE | 6,040 | 0 | 0 | ||
AEGON 8.00% 2042 Notes Call 08 | PFD | 007924608 | 2,174 | 77,129 | SH | SOLE | 77,129 | 0 | 0 | ||
AEGON NV 7.25%Perp Call 03/201 | PFD | n00927348 | 577 | 22,725 | SH | SOLE | 22,725 | 0 | 0 | ||
AON Cap 8.205% 1/27 Non-Call B | PFD | 22532r101 | 1,619 | 56,229 | SH | SOLE | 56,229 | 0 | 0 | ||
Allied Capital ARCC6.875% 4/20 | PFD | 01903q207 | 413 | 18,117 | SH | SOLE | 18,117 | 0 | 0 | ||
American Capital Agency 8.0% P | PFD | 02503x204 | 948 | 37,324 | SH | SOLE | 37,324 | 0 | 0 | ||
Annaly Capital 7.625% Perp Cl | PFD | 035710706 | 219 | 9,884 | SH | SOLE | 9,884 | 0 | 0 | ||
Arch Capital 6.75% BBB QDI Cl | PFD | g0450a204 | 487 | 21,230 | SH | SOLE | 21,230 | 0 | 0 | ||
Ares Capital 7.75% 2040 Call 1 | PFD | 04010l202 | 1,933 | 76,380 | SH | SOLE | 76,380 | 0 | 0 | ||
Argo Group 6.5% Sr Notes Call | PFD | 040130205 | 266 | 13,150 | SH | SOLE | 13,150 | 0 | 0 | ||
Ashford Hospitality 9.0% NR Ca | PFD | 044103505 | 1,137 | 42,896 | SH | SOLE | 42,896 | 0 | 0 | ||
Aspen Insurance 7.25% Call07/2 | PFD | g05384147 | 4,495 | 183,552 | SH | SOLE | 183,552 | 0 | 0 | ||
Aspen Insurance 7.401% Call 07 | PFD | g05384139 | 592 | 23,388 | SH | SOLE | 23,388 | 0 | 0 | ||
Aviva 8.25% 12/2041 Call 12/20 | PFD | 05382a203 | 9,374 | 342,126 | SH | SOLE | 342,126 | 0 | 0 | ||
Axis Capital 6.875% Cl 4/17 QD | PFD | g0692u307 | 322 | 13,650 | SH | SOLE | 13,650 | 0 | 0 | ||
BAC Flt LIB+35 BB+ NCU QDI Cl | PFD | 060505815 | 264 | 13,095 | SH | SOLE | 13,095 | 0 | 0 | ||
BGC Partners 8.125% 2042 Call | PFD | 05541t408 | 1,147 | 44,337 | SH | SOLE | 44,337 | 0 | 0 | ||
Banco Santander 6.80% QDI Clbl | PFD | 80281r706 | 290 | 11,765 | SH | SOLE | 11,765 | 0 | 0 | ||
Banco Santander10.5% Perp Cl9/ | PFD | e8683r144 | 1,089 | 41,304 | SH | SOLE | 41,304 | 0 | 0 | ||
Bank of America 6.625%Prp Cl 1 | PFD | 060505740 | 374 | 14,902 | SH | SOLE | 14,902 | 0 | 0 | ||
Barclay's 6.625% Perpetual 9/1 | PFD | 06739f390 | 231 | 9,554 | SH | SOLE | 9,554 | 0 | 0 | ||
Barclays 7.75% Prp Cl 9/13 BBB | PFD | 06739h511 | 1,639 | 64,708 | SH | SOLE | 64,708 | 0 | 0 | ||
Barclays 8.125% Perp/Cl 3/14 B | PFD | 06739h362 | 3,914 | 154,284 | SH | SOLE | 154,284 | 0 | 0 | ||
Barclays Bank 7.1% Prp Call 12 | PFD | 06739h776 | 1,169 | 46,441 | SH | SOLE | 46,441 | 0 | 0 | ||
Campus Crest Comm 8.00% Perp C | PFD | 13466y204 | 1,306 | 52,894 | SH | SOLE | 52,894 | 0 | 0 | ||
CenturyLink Quest 6.125%Nts Cl | PFD | 74913g600 | 440 | 23,200 | SH | SOLE | 23,200 | 0 | 0 | ||
CenturyLink Quest 7.0%SnNts Cl | PFD | 74913g501 | 2,249 | 102,849 | SH | SOLE | 102,849 | 0 | 0 | ||
CenturyLink Quest7.375% 6/51 C | PFD | 74913g204 | 1,106 | 47,822 | SH | SOLE | 47,822 | 0 | 0 | ||
CenturyLink SnNote7.5% 2051 Cl | PFD | 74913g303 | 4,181 | 178,460 | SH | SOLE | 178,460 | 0 | 0 | ||
CenturyLink SnNotes 7.0% 2050 | PFD | 74913G402 | 1,315 | 59,940 | SH | SOLE | 59,940 | 0 | 0 | ||
CenturyLink/QuestCTL)SrNt7.75% | PFD | 740434873 | 655 | 25,791 | SH | SOLE | 25,791 | 0 | 0 | ||
Charles Schwab 6.0% Cl 9/17 BB | PFD | 808513204 | 228 | 10,350 | SH | SOLE | 10,350 | 0 | 0 | ||
Chesapeake Lodging 7.75% PerpC | PFD | 165240201 | 1,774 | 72,124 | SH | SOLE | 72,124 | 0 | 0 | ||
Citigroup 5.8% B1 Call 4/18 QD | PFD | 172967366 | 272 | 12,800 | SH | SOLE | 12,800 | 0 | 0 | ||
Citigroup 7.125% FxdtoFlt Cl 9 | PFD | 172967358 | 2,537 | 97,820 | SH | SOLE | 97,820 | 0 | 0 | ||
Citigroup Tst 7.875% Cl2015 Li | PFD | 173080201 | 224 | 8,210 | SH | SOLE | 8,210 | 0 | 0 | ||
Commonwealth REIT 7.25% Prp/Cl | PFD | 203233606 | 534 | 24,478 | SH | SOLE | 24,478 | 0 | 0 | ||
Corporate Office Prop 7.375% C | PFD | 22002t884 | 1,858 | 78,917 | SH | SOLE | 78,917 | 0 | 0 | ||
CubeSmart 7.75%CUM Call 11/2/2 | PFD | 229663208 | 391 | 15,560 | SH | SOLE | 15,560 | 0 | 0 | ||
DTE Energy 6.5% Jr Sub Call 12 | PFD | 233331602 | 1,237 | 51,160 | SH | SOLE | 51,160 | 0 | 0 | ||
Deutsche Bank 7.35% Cl 12/12 B | PFD | 25154d102 | 546 | 21,557 | SH | SOLE | 21,557 | 0 | 0 | ||
Deutsche Bank 8.05% PrpCl6/18 | PFD | 25150l108 | 2,838 | 106,304 | SH | SOLE | 106,304 | 0 | 0 | ||
Deutsche Bk Tst6.55%Perp Cl 5/ | PFD | 25153x208 | 579 | 23,245 | SH | SOLE | 23,245 | 0 | 0 | ||
Deutsche Bnk 6.625% Prp Cl 8/1 | PFD | 25153y206 | 277 | 11,138 | SH | SOLE | 11,138 | 0 | 0 | ||
Deutsche Bnk 7.6% Prp Cl 2/18 | PFD | 25154a108 | 1,477 | 56,891 | SH | SOLE | 56,891 | 0 | 0 | ||
Digital Realty 6.625% Perp CUM | PFD | 253868806 | 645 | 31,345 | SH | SOLE | 31,345 | 0 | 0 | ||
Digital Realty 7.0% Perp Call | PFD | 253868707 | 3,356 | 154,587 | SH | SOLE | 154,587 | 0 | 0 | ||
Discover Financial 6.50%Perp Q | PFD | 254709207 | 1,313 | 56,976 | SH | SOLE | 56,976 | 0 | 0 | ||
Dominion Res 8.375% Cl 6/14 BB | PFD | 25746u604 | 786 | 30,555 | SH | SOLE | 30,555 | 0 | 0 | ||
Endurance Specialty 7.5% Cl 6/ | PFD | g30397304 | 1,679 | 66,381 | SH | SOLE | 66,381 | 0 | 0 | ||
Endurance Specialty 7.75% Cl12 | PFD | 29267h208 | 3,564 | 139,326 | SH | SOLE | 139,326 | 0 | 0 | ||
Excel Trust 8.125% CUM Call 1/ | PFD | 30068c307 | 1,193 | 45,969 | SH | SOLE | 45,969 | 0 | 0 | ||
First Republic 7.0% Cl 12/18 B | PFD | 33616c860 | 778 | 30,300 | SH | SOLE | 30,300 | 0 | 0 | ||
First Republic Bank 6.2% Cl 6/ | PFD | 33616c407 | 1,441 | 65,060 | SH | SOLE | 65,060 | 0 | 0 | ||
First Republic Bank 6.70% Cl20 | PFD | 33616c209 | 1,410 | 59,542 | SH | SOLE | 59,542 | 0 | 0 | ||
General Growth Prop 6.375% Cl | PFD | 370023202 | 322 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
GoldmanSachs Lib+75 Min3.75% C | PFD | 38143y665 | 756 | 41,895 | SH | SOLE | 41,895 | 0 | 0 | ||
HSBC 6.36% Perp Callable NCU Q | PFD | 40429c607 | 747 | 32,605 | SH | SOLE | 32,605 | 0 | 0 | ||
HSBC Float 4.5%FL Clbl CUM QDI | PFD | 40428h706 | 463 | 18,400 | SH | SOLE | 18,400 | 0 | 0 | ||
HSBC Hldgs 8.0% Prp Cl 12/15 B | PFD | 404280802 | 5,387 | 199,957 | SH | SOLE | 199,957 | 0 | 0 | ||
HSBC Hldgs 8.125% Prp Cl 4/13 | PFD | 404280703 | 826 | 32,100 | SH | SOLE | 32,100 | 0 | 0 | ||
Hanover Insurance 6.35% Cl 3/1 | PFD | 410867204 | 290 | 13,900 | SH | SOLE | 13,900 | 0 | 0 | ||
Hartford Finl 7.875% 2042 call | PFD | 416518504 | 1,490 | 51,990 | SH | SOLE | 51,990 | 0 | 0 | ||
Hudson Pacific 8.375% Perp N/R | PFD | 444097208 | 859 | 32,783 | SH | SOLE | 32,783 | 0 | 0 | ||
ING Groep NV 7 3/8% Cl 10/12 B | PFD | 456837707 | 1,820 | 71,657 | SH | SOLE | 71,657 | 0 | 0 | ||
ING Grp NV 7.20%Pfd Perp/Cl l2 | PFD | 456837301 | 290 | 11,413 | SH | SOLE | 11,413 | 0 | 0 | ||
Investors REIT 7.95% Perp CUM | PFD | 461730301 | 901 | 34,928 | SH | SOLE | 34,928 | 0 | 0 | ||
KKR Financial 7.50% SrNotes Ca | PFD | 48248a504 | 3,814 | 150,862 | SH | SOLE | 150,862 | 0 | 0 | ||
KKR Financial 8.375%SrNts Call | PFD | 48248a405 | 1,563 | 58,285 | SH | SOLE | 58,285 | 0 | 0 | ||
KKR Financial7.375% Perp Call | PFD | 48248a603 | 3,828 | 158,830 | SH | SOLE | 158,830 | 0 | 0 | ||
Kimco Realty 6.90% Perp Call8/ | PFD | 49446r828 | 275 | 11,536 | SH | SOLE | 11,536 | 0 | 0 | ||
LaSalle Hotel 7.50% Perp CUM C | PFD | 517942702 | 1,700 | 68,957 | SH | SOLE | 68,957 | 0 | 0 | ||
Limited 6.70% 3/2033 call 3/20 | PFD | 73941x551 | 289 | 12,218 | SH | SOLE | 12,218 | 0 | 0 | ||
M&T Bank 6.375% Cl 11/18 BBB Q | PFD | 55261f708 | 553 | 604 | SH | SOLE | 604 | 0 | 0 | ||
Maiden Hldgs 8.00% Nts 2042 ca | PFD | 56029q309 | 2,420 | 107,841 | SH | SOLE | 107,841 | 0 | 0 | ||
Maiden Hldgs 8.25% Nts 2041 ca | PFD | 56029q200 | 768 | 32,530 | SH | SOLE | 32,530 | 0 | 0 | ||
Maiden Holdings 8.25%Prp Cl8/2 | PFD | g5753u120 | 1,605 | 70,167 | SH | SOLE | 70,167 | 0 | 0 | ||
Merrill Lynch 7.28% Perp Cl 9/ | PFD | 59021k205 | 289 | 11,503 | SH | SOLE | 11,503 | 0 | 0 | ||
MetLife 3MoLibor+100 Min 4.0% | PFD | 59156r504 | 208 | 9,865 | SH | SOLE | 9,865 | 0 | 0 | ||
Montpelier RE 8.875% Perp QDI | PFD | g62185114 | 845 | 31,409 | SH | SOLE | 31,409 | 0 | 0 | ||
Morgan Stanley 3MoLib+70bp 4%F | PFD | 61747s504 | 528 | 28,080 | SH | SOLE | 28,080 | 0 | 0 | ||
Morgan Stanley 7.125% Fxd-Flt | PFD | 61762v200 | 312 | 11,950 | SH | SOLE | 11,950 | 0 | 0 | ||
News Corp 7.00% 12/1/2095 call | PFD | 863117206 | 343 | 13,947 | SH | SOLE | 13,947 | 0 | 0 | ||
NuStar Logistics 7.625%Nts Cl | PFD | 67059t204 | 797 | 31,305 | SH | SOLE | 31,305 | 0 | 0 | ||
PS Business Parks 6.0% Cl 5/20 | PFD | 69360j685 | 267 | 13,230 | SH | SOLE | 13,230 | 0 | 0 | ||
Partner Re 7.25% Call 06/16 BB | PFD | g68603508 | 5,295 | 209,285 | SH | SOLE | 209,285 | 0 | 0 | ||
Pebblebrook Hotel 8.00%Perp Cu | PFD | 70509v308 | 2,166 | 86,586 | SH | SOLE | 86,586 | 0 | 0 | ||
Pebblebrook Hotel7.875%Perp Cu | PFD | 70509v209 | 830 | 33,237 | SH | SOLE | 33,237 | 0 | 0 | ||
Penn RealEstate 7.375%CUM Perp | PFD | 709102503 | 639 | 26,925 | SH | SOLE | 26,925 | 0 | 0 | ||
Pitney Bowes 6.7% Cl 3/7/18 | PFD | 724479506 | 409 | 16,700 | SH | SOLE | 16,700 | 0 | 0 | ||
Principal Fin 145Bp+30y QDI ($ | PFD | 74251v201 | 655 | 6,550 | SH | SOLE | 6,550 | 0 | 0 | ||
PrivateBancorp PVTB 7.125% Cal | PFD | 742962400 | 321 | 13,495 | SH | SOLE | 13,495 | 0 | 0 | ||
Prospect Captl 6.95% Sr Nts 20 | PFD | 74348t201 | 1,782 | 69,413 | SH | SOLE | 69,413 | 0 | 0 | ||
Protective Life 6.0% Call 8/17 | PFD | 743674707 | 369 | 17,400 | SH | SOLE | 17,400 | 0 | 0 | ||
Prudential PLC 6.75% PrpCl 9/0 | PFD | g7293h114 | 793 | 32,061 | SH | SOLE | 32,061 | 0 | 0 | ||
Public Storage 5.90% Perp CUM | PFD | 74460w206 | 937 | 43,375 | SH | SOLE | 43,375 | 0 | 0 | ||
Public Storage 6.35% Call 7/16 | PFD | 74460d125 | 908 | 38,905 | SH | SOLE | 38,905 | 0 | 0 | ||
Public Storage 6.5% Perp Call | PFD | 74460d158 | 379 | 15,950 | SH | SOLE | 15,950 | 0 | 0 | ||
Public Storage 6.50% Call 4/20 | PFD | 74460d141 | 1,682 | 71,954 | SH | SOLE | 71,954 | 0 | 0 | ||
Public Storage 6.875% Prp Cl7/ | PFD | 74460d182 | 1,185 | 47,313 | SH | SOLE | 47,313 | 0 | 0 | ||
Raymond James Financial 6.90% | PFD | 754730208 | 383 | 15,320 | SH | SOLE | 15,320 | 0 | 0 | ||
Realty Income 6.625% Call 2/17 | PFD | 756109807 | 321 | 13,400 | SH | SOLE | 13,400 | 0 | 0 | ||
Regency Centers 6.00% Perp CUM | PFD | 758849806 | 701 | 35,100 | SH | SOLE | 35,100 | 0 | 0 | ||
Regions Financial 6.375% Cl 12 | PFD | 7591ep308 | 408 | 18,400 | SH | SOLE | 18,400 | 0 | 0 | ||
Reinsurance Group of Amer 6.2% | PFD | 759351703 | 400 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
Retail Properties of Amer 7.0% | PFD | 76131v608 | 396 | 18,800 | SH | SOLE | 18,800 | 0 | 0 | ||
SL Green Realty 6.5% Perp CUM | PFD | 78440x507 | 2,974 | 139,573 | SH | SOLE | 139,573 | 0 | 0 | ||
Scana Corp 7.70% 2065 Cl1/2015 | PFD | 80589m201 | 3,230 | 123,132 | SH | SOLE | 123,132 | 0 | 0 | ||
So Cal Ed Flt $100 Callable NC | PFD | 842400756 | 787 | 7,800 | SH | SOLE | 7,800 | 0 | 0 | ||
Solar Capital 6.75% Cl 11/17 | PFD | 83413u308 | 280 | 13,900 | SH | SOLE | 13,900 | 0 | 0 | ||
Southern Cal Ed 5.625% Cl6/17 | PFD | 78406t201 | 400 | 19,900 | SH | SOLE | 19,900 | 0 | 0 | ||
Southern Cal Ed 6.5% $100 Cl3/ | PFD | 842400723 | 673 | 6,890 | SH | SOLE | 6,890 | 0 | 0 | ||
Strategic Hotels&Resorts 8.25% | PFD | 024296164 | 242 | 10,203 | SH | SOLE | 10,203 | 0 | 0 | ||
Strategic Hotels&Resorts 8.25% | PFD | 86272t502 | 315 | 13,282 | SH | SOLE | 13,282 | 0 | 0 | ||
Summit Hotel 7.875% Perp CUM C | PFD | 866082308 | 1,115 | 46,758 | SH | SOLE | 46,758 | 0 | 0 | ||
Sunstone Hotel 8.00% Perp CUUM | PFD | 867592507 | 272 | 10,921 | SH | SOLE | 10,921 | 0 | 0 | ||
Taubman Centers 6.5% CUM NR Cl | PFD | 876664608 | 216 | 10,351 | SH | SOLE | 10,351 | 0 | 0 | ||
Telephone & Data 6.875% Cl 11/ | PFD | 879433845 | 3,370 | 148,854 | SH | SOLE | 148,854 | 0 | 0 | ||
Telephone & Data 7.0% Cl 3/16 | PFD | 879433837 | 944 | 40,850 | SH | SOLE | 40,850 | 0 | 0 | ||
US Bancorp 6.5% FxdToFlt Cl 2/ | PFD | 902973833 | 1,397 | 53,130 | SH | SOLE | 53,130 | 0 | 0 | ||
US Cellular 6.95% 2060 Cl 05/2 | PFD | 911684405 | 331 | 14,635 | SH | SOLE | 14,635 | 0 | 0 | ||
Vornado Realty 5.7% Prp Cl 7/1 | PFD | 929042851 | 232 | 11,738 | SH | SOLE | 11,738 | 0 | 0 | ||
Vornado Realty 6.875% Prp/Cl 4 | PFD | 929042869 | 3,143 | 130,643 | SH | SOLE | 130,643 | 0 | 0 | ||
Vornado Realty7.875% 2039Cl 10 | PFD | 929043602 | 222 | 8,550 | SH | SOLE | 8,550 | 0 | 0 | ||
Wells Fargo 7.50% Conv/Perp Pf | PFD | 949746804 | 745 | 671 | SH | SOLE | 671 | 0 | 0 | ||
Wells Fargo 8.00% Prp Cl12/17 | PFD | 949746879 | 12,506 | 447,277 | SH | SOLE | 447,277 | 0 | 0 | ||
Charles Schwab 7% Perp/Call 2/ | PFD | 808513AE5 | 2,279 | 2,062,000 | PRN | SOLE | 2,062,000 | 0 | 0 | ||
Citigroup Inc 5.95% Perp Call | PFD | 172967GD7 | 273 | 295,000 | PRN | SOLE | 295,000 | 0 | 0 | ||
GE Cap Corp 6.25% Perp/Call 12 | PFD | 369622SP1 | 357 | 350,000 | PRN | SOLE | 350,000 | 0 | 0 | ||
GE Cap Corp 7.125% Perp/Call 6 | PFD | 369622SN6 | 1,635 | 1,465,000 | PRN | SOLE | 1,465,000 | 0 | 0 | ||
JPMorgan 7.9% Perp/Call 4/18 - | PFD | 46625HHA1 | 2,569 | 2,335,000 | PRN | SOLE | 2,335,000 | 0 | 0 | ||
So. Cal Edison 6.25% Perp/Call | PFD | 842400FU2 | 1,024 | 1,005,000 | PRN | SOLE | 1,005,000 | 0 | 0 | ||
Wachovia (WFC) Perp/Call 2/11 | PFD | 92978AAA0 | 5,005 | 5,440,000 | PRN | SOLE | 5,440,000 | 0 | 0 | ||
Wells Fargo & Company Perp/Cal | PFD | 949746PM7 | 601 | 540,000 | PRN | SOLE | 540,000 | 0 | 0 |