0001109228-13-000004.txt : 20131114 0001109228-13-000004.hdr.sgml : 20131114 20131114151346 ACCESSION NUMBER: 0001109228-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KCM INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001109228 IRS NUMBER: 911756649 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05651 FILM NUMBER: 131219413 BUSINESS ADDRESS: STREET 1: 750 LINDARO STREET STREET 2: SUITE 250 CITY: SAN RAFAEL STATE: CA ZIP: 94901 BUSINESS PHONE: 415-461-7788 MAIL ADDRESS: STREET 1: 750 LINDARO STREET STREET 2: SUITE 250 CITY: SAN RAFAEL STATE: CA ZIP: 94901 FORMER COMPANY: FORMER CONFORMED NAME: KCM INVESTMENT ADVISORS/CA DATE OF NAME CHANGE: 20000413 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001109228 XXXXXXXX 09-30-2013 09-30-2013 KCM INVESTMENT ADVISORS LLC

750 LINDARO STREET SUITE 250 SAN RAFAEL CA 94901

13F HOLDINGS REPORT 028-05651 N William L. Prince 415-461-7788 William L. 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Inc COM 984332106 1020 30750 SH SOLE 30750 0 0 Yingli Green Energy Holding Co COM 98584b103 104 15000 SH SOLE 15000 0 0 Yum! 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BGC Partners 8.125% 2042 Call PFD 05541t408 1093 42732 SH SOLE 42732 0 0 Banco Santander 6.80% QDI Clbl PFD 80281r706 530 21265 SH SOLE 21265 0 0 Banco Santander10.5% Perp Cl9/ PFD e8683r144 1060 40114 SH SOLE 40114 0 0 Bank of America 6.625%Prp Cl 1 PFD 060505740 393 15351 SH SOLE 15351 0 0 Barclay's 6.625% Perpetual 9/1 PFD 06739f390 286 11689 SH SOLE 11689 0 0 Barclays 7.75% Prp Cl 9/13 BBB PFD 06739h511 1657 65608 SH SOLE 65608 0 0 Barclays 8.125% Perp/Cl 9/13 B PFD 06739h362 3663 144005 SH SOLE 144005 0 0 Barclays Bank 7.1% Prp Call 12 PFD 06739h776 1176 47041 SH SOLE 47041 0 0 CBL & Associates 6.5% Perp CUM PFD 124830803 223 9583 SH SOLE 9583 0 0 Campus Crest Comm 8.00% Perp C PFD 13466y204 1291 49672 SH SOLE 49672 0 0 CenturyLink Quest 6.125%Nts Cl PFD 74913g600 527 24900 SH SOLE 24900 0 0 CenturyLink Quest 7.0%SnNts Cl PFD 74913g501 2638 109760 SH SOLE 109760 0 0 CenturyLink Quest7.375% 6/51 C PFD 74913g204 1269 50722 SH SOLE 50722 0 0 CenturyLink SnNote7.5% 2051 Cl PFD 74913g303 3806 151195 SH SOLE 151195 0 0 CenturyLink SnNotes 7.0% 2050 PFD 74913G402 1550 63690 SH SOLE 63690 0 0 CenturyLink/QuestCTL)SrNt7.75% PFD 740434873 679 27006 SH SOLE 27006 0 0 Charles Schwab 6.0% Cl 9/17 BB PFD 808513204 289 12750 SH SOLE 12750 0 0 Chesapeake Lodging 7.75% PerpC PFD 165240201 1717 69168 SH SOLE 69168 0 0 Citigroup 5.8% B1 Call 4/18 QD PFD 172967366 288 13600 SH SOLE 13600 0 0 Citigroup 7.125% Fxd-to-Flt Cl PFD 172967358 1718 68050 SH SOLE 68050 0 0 Citigroup Tst 7.875% Cl 2015 L PFD 173080201 220 8010 SH SOLE 8010 0 0 Commonwealth REIT 7.25% Prp/Cl PFD 203233606 592 25823 SH SOLE 25823 0 0 Corporate Office Prop 7.375% C PFD 22002t884 1973 79341 SH SOLE 79341 0 0 DTE Energy 6.5% Jr Sub Call 12 PFD 233331602 1195 48560 SH SOLE 48560 0 0 Deutsche Bank 7.35% Cl 12/12 B PFD 25154d102 538 21303 SH SOLE 21303 0 0 Deutsche Bank 8.05% PrpCl6/18 PFD 25150l108 2782 104429 SH SOLE 104429 0 0 Deutsche Bk Tst6.55%Perp Cl 5/ PFD 25153x208 637 25717 SH SOLE 25717 0 0 Deutsche Bnk 6.625% Prp Cl 8/1 PFD 25153y206 284 11508 SH SOLE 11508 0 0 Deutsche Bnk 7.6% Prp Cl 2/18 PFD 25154a108 1385 53359 SH SOLE 53359 0 0 Digital Realty 6.625% Perp CUM PFD 253868806 795 35502 SH SOLE 35502 0 0 Digital Realty 7.0% Perp Call PFD 253868707 3950 164738 SH SOLE 164738 0 0 Discover Financial 6.50%Perp Q PFD 254709207 1393 59210 SH SOLE 59210 0 0 Dominion Res 8.375% Cl 6/14 BB PFD 25746u604 491 18855 SH SOLE 18855 0 0 Endurance Specialty 7.5% Cl 6/ PFD g30397304 1616 64781 SH SOLE 64781 0 0 Endurance Specialty 7.75% Cl12 PFD 29267h208 1598 63114 SH SOLE 63114 0 0 Excel Trust 8.125% CUM Call 1/ PFD 30068c307 943 37145 SH SOLE 37145 0 0 First Republic Bank 6.2% Cl 6/ PFD 33616c407 3069 137310 SH SOLE 137310 0 0 First Republic Bank 6.70% Cl20 PFD 33616c209 1670 70476 SH SOLE 70476 0 0 General Growth Prop 6.375% Cl PFD 370023202 368 16800 SH SOLE 16800 0 0 GoldmanSachs Lib+75 Min3.75% C PFD 38143y665 937 46895 SH SOLE 46895 0 0 HSBC 6.36% Perp Callable NCU Q PFD 40429c607 834 35043 SH SOLE 35043 0 0 HSBC Float 4.5%FL Clbl CUM QDI PFD 40428h706 375 15000 SH SOLE 15000 0 0 HSBC Hldgs 8.0% Prp Cl 12/15 B PFD 404280802 4667 172533 SH SOLE 172533 0 0 HSBC Hldgs 8.125% Prp Cl 4/13 PFD 404280703 829 32300 SH SOLE 32300 0 0 HSBC USA 6.50% Perp/Call 7/11 PFD 40428h862 223 9291 SH SOLE 9291 0 0 Hanover Insurance 6.35% Cl 3/1 PFD 410867204 370 16991 SH SOLE 16991 0 0 Hartford Finl 7.875% 2042 call PFD 416518504 1462 51990 SH SOLE 51990 0 0 Hudson Pacific 8.375% Perp N/R PFD 444097208 690 26785 SH SOLE 26785 0 0 ING Groep NV 7 3/8% Cl 10/12 B PFD 456837707 1423 56883 SH SOLE 56883 0 0 ING Groep NV 8.5% BBB- QDI Cal PFD 456837806 1199 47050 SH SOLE 47050 0 0 ING Grp NV 7.20%Pfd Perp/Cl l2 PFD 456837301 209 8366 SH SOLE 8366 0 0 Investors REIT 7.95% Perp CUM PFD 461730301 874 33959 SH SOLE 33959 0 0 JPMorgan Chase 5.50% Perp Call PFD 48126e750 536 24928 SH SOLE 24928 0 0 JPMorgan Trst 6.70% Callable 4 PFD 48125e207 426 16750 SH SOLE 16750 0 0 KKR Financial 7.50% SrNotes Ca PFD 48248a504 3625 144037 SH SOLE 144037 0 0 KKR Financial 8.375%SrNts Call PFD 48248a405 827 30699 SH SOLE 30699 0 0 KKR Financial7.375% Perp Call PFD 48248a603 3922 156874 SH SOLE 156874 0 0 Kimco Realty 6.90% Perp Call8/ PFD 49446r828 502 20124 SH SOLE 20124 0 0 LaSalle Hotel 6.375% Call 3/20 PFD 517942801 432 20477 SH SOLE 20477 0 0 LaSalle Hotel 7.50% Perp CUM C PFD 517942702 1537 62360 SH SOLE 62360 0 0 Limited 6.70% 3/2033 call 3/20 PFD 73941x551 478 19770 SH SOLE 19770 0 0 M&T Bank 5% to 6.375% Cl 11/18 PFD 55261f708 589 614 SH SOLE 614 0 0 MFA Financial 7.5% Prp Cl 4/15 PFD 55272x409 203 8808 SH SOLE 8808 0 0 Maiden Hldgs 8.00% Nts 2042 ca PFD 56029q309 2145 84333 SH SOLE 84333 0 0 Maiden Hldgs 8.25% Nts 2041 ca PFD 56029q200 1214 47355 SH SOLE 47355 0 0 Maiden Holdings 8.25%Prp Cl8/2 PFD g5753u120 2035 80583 SH SOLE 80583 0 0 Merrill Lynch 7.28% Perp Cl 9/ PFD 59021k205 296 11803 SH SOLE 11803 0 0 MetLife 3MoLibor+100 Min 4.0% PFD 59156r504 227 9865 SH SOLE 9865 0 0 MetLife 6.5% Perp Cl 9/10 BBB- PFD 59156r603 297 11948 SH SOLE 11948 0 0 Montpelier RE 8.875% Perp QDI PFD g62185114 763 29340 SH SOLE 29340 0 0 Morgan Stanley 3MoLib+70bp 4%F PFD 61747s504 601 30780 SH SOLE 30780 0 0 News Corp 7.00% 12/1/2095 call PFD 863117206 245 9757 SH SOLE 9757 0 0 NuStar Logistics 7.625%Nts Cl PFD 67059t204 781 30950 SH SOLE 30950 0 0 PS Business Parks 6.0% Cl 5/20 PFD 69360j685 306 14518 SH SOLE 14518 0 0 Partner Re 7.25% Call 06/16 BB PFD g68603508 4952 196809 SH SOLE 196809 0 0 Pebblebrook Hotel 8.00%Perp Cu PFD 70509v308 1841 71275 SH SOLE 71275 0 0 Pebblebrook Hotel7.875%Perp Cu PFD 70509v209 882 34113 SH SOLE 34113 0 0 Penn RealEstate 7.375%CUM Perp PFD 709102503 664 27680 SH SOLE 27680 0 0 Pitney Bowes 6.7% Cl 3/7/18 PFD 724479506 412 16700 SH SOLE 16700 0 0 PrivateBancorp PVTB 7.125% Cal PFD 742962400 350 14245 SH SOLE 14245 0 0 Prospect Captl 6.95% Sr Nts 20 PFD 74348t201 1816 70563 SH SOLE 70563 0 0 Protective Life 6.0% Call 8/17 PFD 743674707 444 19700 SH SOLE 19700 0 0 Prudential PLC 6.75% PrpCl 9/0 PFD g7293h114 726 29311 SH SOLE 29311 0 0 Public Storage 5.90% Perp CUM PFD 74460w206 1836 80550 SH SOLE 80550 0 0 Public Storage 6.35% Call 7/16 PFD 74460d125 1055 42855 SH SOLE 42855 0 0 Public Storage 6.5% Perp Call PFD 74460d158 469 18603 SH SOLE 18603 0 0 Public Storage 6.50% Call 4/20 PFD 74460d141 1849 73354 SH SOLE 73354 0 0 Public Storage 6.875% Prp Cl7/ PFD 74460d182 1237 48683 SH SOLE 48683 0 0 Raymond James Financial 6.90% PFD 754730208 602 23893 SH SOLE 23893 0 0 Realty Income 6.625% Call 2/17 PFD 756109807 372 15333 SH SOLE 15333 0 0 Regency Centers 6.00% Perp CUM PFD 758849806 886 41601 SH SOLE 41601 0 0 Regions Financial 6.375% Cl 12 PFD 7591ep308 440 19500 SH SOLE 19500 0 0 Reinsurance Group of Amer 6.2% PFD 759351703 423 17100 SH SOLE 17100 0 0 Retail Properties of Amer 7.0% PFD 76131v608 454 19800 SH SOLE 19800 0 0 SL Green Realty 6.5% Perp CUM PFD 78440x507 3575 154108 SH SOLE 154108 0 0 Scana Corp 7.70% 2065 Cl1/2015 PFD 80589m201 2785 105538 SH SOLE 105538 0 0 Solar Capital 6.75% Cl 11/17 PFD 83413u308 360 16600 SH SOLE 16600 0 0 Southern Cal Ed 5.625% Cl6/17 PFD 78406t201 425 20700 SH SOLE 20700 0 0 Southern Cal Ed 6.5% $100 Cl3/ PFD 842400723 732 7465 SH SOLE 7465 0 0 Strategic Hotels&Resorts 8.25% PFD 86272t502 242 10575 SH SOLE 10575 0 0 Summit Hotel 7.875% Perp CUM C PFD 866082308 1000 39286 SH SOLE 39286 0 0 Sunstone Hotel 8.00% Perp CUUM PFD 867592507 225 8907 SH SOLE 8907 0 0 Taubman Centers 6.5% CUM NR Cl PFD 876664608 267 11267 SH SOLE 11267 0 0 Telephone & Data 6.875% Cl 11/ PFD 879433845 3696 153754 SH SOLE 153754 0 0 Telephone & Data 7.0% Cl 3/16 PFD 879433837 1037 41750 SH SOLE 41750 0 0 Texas Capitl Bancshares6.50% 2 PFD 882228aa7 374 17440 SH SOLE 17440 0 0 US Bancorp 6.5% FxdToFlt Cl 2/ PFD 902973833 1399 53826 SH SOLE 53826 0 0 US Cellular 6.95% 2060 Cl 05/2 PFD 911684405 379 15685 SH SOLE 15685 0 0 Vornado Realty 5.7% Prp Cl 7/1 PFD 929042851 244 11731 SH SOLE 11731 0 0 Vornado Realty 6.875% Prp/Cl 4 PFD 929042869 3482 138446 SH SOLE 138446 0 0 Wells Fargo 8.00% Prp Cl12/17 PFD 949746879 11948 421438 SH SOLE 421438 0 0 Charles Schwab 7% Perp/Call 2/ PFD 808513AE5 2286 2097000 PRN SOLE 2097000 0 0 Citigroup Inc 5.95% Perp Call PFD 172967GD7 298 320000 PRN SOLE 320000 0 0 GE Cap Corp 6.25% Perp/Call 12 PFD 369622SP1 406 400000 PRN SOLE 400000 0 0 GE Cap Corp 7.125% Perp/Call 6 PFD 369622SN6 1610 1480000 PRN SOLE 1480000 0 0 JPMorgan 7.9% Perp/Call 4/18 - PFD 46625HHA1 2605 2395000 PRN SOLE 2395000 0 0 So. Cal Edison 6.25% Perp/Call PFD 842400FU2 1099 1040000 PRN SOLE 1040000 0 0 Wachovia (WFC) Perp/Call 2/11 PFD 92978AAA0 6385 7075000 PRN SOLE 7075000 0 0 Wells Fargo & Company Perp/Cal PFD 949746PM7 599 540000 PRN SOLE 540000 0 0