0001415889-18-000550.txt : 20180404 0001415889-18-000550.hdr.sgml : 20180404 20180404161515 ACCESSION NUMBER: 0001415889-18-000550 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180402 FILED AS OF DATE: 20180404 DATE AS OF CHANGE: 20180404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen Kenneth M CENTRAL INDEX KEY: 0001346981 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37861 FILM NUMBER: 18737359 MAIL ADDRESS: STREET 1: 12750 HIGH BLUFF DRIVE STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MABVAX THERAPEUTICS HOLDINGS, INC. CENTRAL INDEX KEY: 0001109196 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930987903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8582599405 MAIL ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: TELIK INC DATE OF NAME CHANGE: 20000313 4/A 1 form4a-04042018_040401.xml X0306 4/A 2018-04-02 2018-04-03 0001109196 MABVAX THERAPEUTICS HOLDINGS, INC. MBVX 0001346981 Cohen Kenneth M C/O MABVAX THERAPEUTICS, INC. 11535 SORRENTO VALLEY RD., SUITE 400 SAN DIEGO CA 92121 true false false false Common Stock 2018-04-02 4 M 0 513 0 A 24552 D Restricted Stock Unit 2018-04-02 4 M 0 513 D Common Stock 513 0 D Represents conversion of restricted stock units into common stock upon vesting of 1/3 of such units granted on April 2, 2015. Each restricted stock unit is the economic equivalent of one share of common stock of the Issuer. Restricted Stock Units vest over 3 years from April 2, 2015, 1/3 on each anniversary of the date of grant, subject to the Reporting Person's continued employment or service with the Issuer on each such vesting date /s/ Kenneth M. Cohen 2018-04-04