0001415889-18-000550.txt : 20180404
0001415889-18-000550.hdr.sgml : 20180404
20180404161515
ACCESSION NUMBER: 0001415889-18-000550
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180402
FILED AS OF DATE: 20180404
DATE AS OF CHANGE: 20180404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cohen Kenneth M
CENTRAL INDEX KEY: 0001346981
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37861
FILM NUMBER: 18737359
MAIL ADDRESS:
STREET 1: 12750 HIGH BLUFF DRIVE
STREET 2: SUITE 310
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MABVAX THERAPEUTICS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001109196
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 930987903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11535 SORRENTO VALLEY ROAD
STREET 2: SUITE 400
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 8582599405
MAIL ADDRESS:
STREET 1: 11535 SORRENTO VALLEY ROAD
STREET 2: SUITE 400
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: TELIK INC
DATE OF NAME CHANGE: 20000313
4/A
1
form4a-04042018_040401.xml
X0306
4/A
2018-04-02
2018-04-03
0001109196
MABVAX THERAPEUTICS HOLDINGS, INC.
MBVX
0001346981
Cohen Kenneth M
C/O MABVAX THERAPEUTICS, INC.
11535 SORRENTO VALLEY RD., SUITE 400
SAN DIEGO
CA
92121
true
false
false
false
Common Stock
2018-04-02
4
M
0
513
0
A
24552
D
Restricted Stock Unit
2018-04-02
4
M
0
513
D
Common Stock
513
0
D
Represents conversion of restricted stock units into common stock upon vesting of 1/3 of such units granted on April 2, 2015.
Each restricted stock unit is the economic equivalent of one share of common stock of the Issuer.
Restricted Stock Units vest over 3 years from April 2, 2015, 1/3 on each anniversary of the date of grant, subject to the Reporting Person's continued employment or service with the Issuer on each such vesting date
/s/ Kenneth M. Cohen
2018-04-04