0001415889-18-000544.txt : 20180403 0001415889-18-000544.hdr.sgml : 20180403 20180403211642 ACCESSION NUMBER: 0001415889-18-000544 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180403 FILED AS OF DATE: 20180403 DATE AS OF CHANGE: 20180403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Varvaro Thomas C CENTRAL INDEX KEY: 0001437495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37861 FILM NUMBER: 18735743 MAIL ADDRESS: STREET 1: 10005 MUIRLANDS BOULEVARD STREET 2: SUITE G FIRST FLOOR CITY: IRVINE STATE: CA ZIP: 95618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MABVAX THERAPEUTICS HOLDINGS, INC. CENTRAL INDEX KEY: 0001109196 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930987903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8582599405 MAIL ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: TELIK INC DATE OF NAME CHANGE: 20000313 4 1 form4-04032018_060428.xml X0306 4 2018-04-03 0001109196 MABVAX THERAPEUTICS HOLDINGS, INC. MBVX 0001437495 Varvaro Thomas C 11535 SORRENTO VALLEY RD., SUITE 400 SAN DIEGO CA 92121 true false false false Common Stock 2018-04-03 4 M 0 513 0 A 23063 D Restricted Stock Unit 2018-04-03 4 M 0 513 D Common Stock 513 0 D Represents conversion of restricted stock units into common stock upon vesting of 1/3 of such units granted on April 3, 2015. Each restricted stock unit is the economic equivalent of one share of common stock of the Issuer. Restricted Stock Units vest over 3 years from April 3, 2015, 1/3 on each anniversary of the date of grant, subject to the Reporting Person's continued employment or service with the Issuer on each such vesting date /s/ Thomas C. Varvaro 2018-04-03