0001415889-18-000313.txt : 20180223 0001415889-18-000313.hdr.sgml : 20180223 20180223154950 ACCESSION NUMBER: 0001415889-18-000313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180221 FILED AS OF DATE: 20180223 DATE AS OF CHANGE: 20180223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Resnick Paul F CENTRAL INDEX KEY: 0001669636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37861 FILM NUMBER: 18636439 MAIL ADDRESS: STREET 1: 11535 SORRENTO VALLEY RD. SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MABVAX THERAPEUTICS HOLDINGS, INC. CENTRAL INDEX KEY: 0001109196 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930987903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8582599405 MAIL ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: TELIK INC DATE OF NAME CHANGE: 20000313 4 1 form4-02232018_120234.xml X0306 4 2018-02-21 0001109196 MABVAX THERAPEUTICS HOLDINGS, INC. MBVX 0001669636 Resnick Paul F C/O MABVAX THERAPEUTICS HOLDINGS, INC. 11535 SORRENTO VALLEY RD. SUITE 400 SAN DIEGO CA 92121 false true false false VICE PRESIDENT, CBO Option to Purchase Common Stock 2.04 2018-02-21 4 A 0 80000 0 A 2028-02-21 Common Stock 80000 80000 D Option award is partial compensation for service as an officer. The Option Shares shall vest 25% at the 6-month anniversary of the commencement date; with the balance vesting in equal monthly amounts of 4.167% per month over the remaining 18 months until fully vested after 2 years from the commencement date. /s/ Paul F. Resnick 2018-02-23