0001415889-18-000312.txt : 20180223 0001415889-18-000312.hdr.sgml : 20180223 20180223154858 ACCESSION NUMBER: 0001415889-18-000312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180221 FILED AS OF DATE: 20180223 DATE AS OF CHANGE: 20180223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAFFUID PAUL W CENTRAL INDEX KEY: 0001170363 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37861 FILM NUMBER: 18636435 MAIL ADDRESS: STREET 1: MABVAX THERAPEUTICS HOLDINGS, INC. STREET 2: 11588 SORRENTO VALLEY ROAD, SUITE 20 CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MABVAX THERAPEUTICS HOLDINGS, INC. CENTRAL INDEX KEY: 0001109196 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930987903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8582599405 MAIL ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: TELIK INC DATE OF NAME CHANGE: 20000313 4 1 form4-02232018_120245.xml X0306 4 2018-02-21 0001109196 MABVAX THERAPEUTICS HOLDINGS, INC. MBVX 0001170363 MAFFUID PAUL W C/O MABVAX THERAPEUTICS HOLDINGS, INC. 11535 SORRENTO VALLEY RD., SUITE 400 SAN DIEGO CA 92121 false true false false EXECUTIVE VICE PRESIDENT Option to Purchase Common Stock 2.04 2018-02-21 4 A 0 195000 0 A 2028-02-21 Common Stock 195000 195000 D Option award is partial compensation for service as an officer. The Option Shares shall vest 25% at the 6-month anniversary of the commencement date; with the balance vesting in equal monthly amounts of 4.167% per month over the remaining 18 months until fully vested after 2 years from the commencement date. /s/ Paul W. Maffuid 2018-02-23