0001415889-18-000305.txt : 20180223 0001415889-18-000305.hdr.sgml : 20180223 20180223154247 ACCESSION NUMBER: 0001415889-18-000305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180221 FILED AS OF DATE: 20180223 DATE AS OF CHANGE: 20180223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Livingston Philip O. CENTRAL INDEX KEY: 0001612050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37861 FILM NUMBER: 18636378 MAIL ADDRESS: STREET 1: 11588 SORRENTO VALLEY ROAD, SUITE 20 CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MABVAX THERAPEUTICS HOLDINGS, INC. CENTRAL INDEX KEY: 0001109196 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930987903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8582599405 MAIL ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: TELIK INC DATE OF NAME CHANGE: 20000313 4 1 form4-02232018_120230.xml X0306 4 2018-02-21 0001109196 MABVAX THERAPEUTICS HOLDINGS, INC. MBVX 0001612050 Livingston Philip O. C/O MABVAX THERAPEUTICS, INC. 11535 SORRENTO VALLEY RD., SUITE 400 SAN DIEGO CA 92121 true true false false CHIEF SCIENCE OFFICER Option to Purchase Common Stock 2.04 2018-02-21 4 A 0 35000 0 A 2028-02-21 Common Stock 35000 35000 D Option award is partial compensation for service as a director. The Option Shares shall vest on a monthly basis after the commencement date until fully vested on the one year anniversary of the commencement date. /s/ Philip O. Livingston 2018-02-23