0001415889-18-000055.txt : 20180112
0001415889-18-000055.hdr.sgml : 20180112
20180112172517
ACCESSION NUMBER: 0001415889-18-000055
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180108
FILED AS OF DATE: 20180112
DATE AS OF CHANGE: 20180112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cohen Kenneth M
CENTRAL INDEX KEY: 0001346981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37861
FILM NUMBER: 18526675
MAIL ADDRESS:
STREET 1: 12750 HIGH BLUFF DRIVE
STREET 2: SUITE 310
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MABVAX THERAPEUTICS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001109196
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 930987903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11535 SORRENTO VALLEY ROAD
STREET 2: SUITE 400
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 8582599405
MAIL ADDRESS:
STREET 1: 11535 SORRENTO VALLEY ROAD
STREET 2: SUITE 400
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: TELIK INC
DATE OF NAME CHANGE: 20000313
4
1
form4-01122018_020103.xml
X0306
4
2018-01-08
0001109196
MABVAX THERAPEUTICS HOLDINGS, INC.
MBVX
0001346981
Cohen Kenneth M
C/O MABVAX THERAPEUTICS, INC.
11535 SORRENTO VALLEY RD., SUITE 400
SAN DIEGO
CA
92121
true
false
false
false
Common Stock
2018-01-08
4
M
0
100000
0
A
100000
D
Restricted Stock Unit
2018-01-08
4
M
0
100000
D
Common Stock
100000
1543
D
Represents conversion of restricted stock units into common stock upon vesting of such units granted on September 15, 2017 and October 2, 2017.
Each restricted stock unit is the economic equivalent of one share of common stock of the Issuer.
Restricted Stock Units vested on January 8, 2018, subject to the Reporting Person's continued employment or service with the Issuer on each such vesting date.
/s/ Kenneth M. Cohen
2018-01-12