0001415889-18-000055.txt : 20180112 0001415889-18-000055.hdr.sgml : 20180112 20180112172517 ACCESSION NUMBER: 0001415889-18-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180108 FILED AS OF DATE: 20180112 DATE AS OF CHANGE: 20180112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen Kenneth M CENTRAL INDEX KEY: 0001346981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37861 FILM NUMBER: 18526675 MAIL ADDRESS: STREET 1: 12750 HIGH BLUFF DRIVE STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MABVAX THERAPEUTICS HOLDINGS, INC. CENTRAL INDEX KEY: 0001109196 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930987903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8582599405 MAIL ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: TELIK INC DATE OF NAME CHANGE: 20000313 4 1 form4-01122018_020103.xml X0306 4 2018-01-08 0001109196 MABVAX THERAPEUTICS HOLDINGS, INC. MBVX 0001346981 Cohen Kenneth M C/O MABVAX THERAPEUTICS, INC. 11535 SORRENTO VALLEY RD., SUITE 400 SAN DIEGO CA 92121 true false false false Common Stock 2018-01-08 4 M 0 100000 0 A 100000 D Restricted Stock Unit 2018-01-08 4 M 0 100000 D Common Stock 100000 1543 D Represents conversion of restricted stock units into common stock upon vesting of such units granted on September 15, 2017 and October 2, 2017. Each restricted stock unit is the economic equivalent of one share of common stock of the Issuer. Restricted Stock Units vested on January 8, 2018, subject to the Reporting Person's continued employment or service with the Issuer on each such vesting date. /s/ Kenneth M. Cohen 2018-01-12