0001415889-17-000598.txt : 20170404 0001415889-17-000598.hdr.sgml : 20170404 20170404215059 ACCESSION NUMBER: 0001415889-17-000598 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170402 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MABVAX THERAPEUTICS HOLDINGS, INC. CENTRAL INDEX KEY: 0001109196 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930987903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8582599405 MAIL ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: TELIK INC DATE OF NAME CHANGE: 20000313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ravetch Jeffrey V. CENTRAL INDEX KEY: 0001612051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37861 FILM NUMBER: 17740962 MAIL ADDRESS: STREET 1: 11588 SORRENTO VALLEY ROAD, SUITE 20 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 form4-04042017_060446.xml X0306 4 2017-04-02 0001109196 MABVAX THERAPEUTICS HOLDINGS, INC. MBVX 0001612051 Ravetch Jeffrey V. C/O MABVAX THERAPEUTICS, INC. 11535 SORRENTO VALLEY RD., SUITE 400 SAN DIEGO CA 92121 true false false false Common Stock 2017-04-02 4 M 0 1543 0 A 3086 D Restricted Stock Unit 2017-04-02 4 M 0 1543 D Common Stock 1543 1543 D Represents conversion of restricted stock units into common stock upon vesting of 1/3 of such units granted on April 2, 2015. Each restricted stock unit is the economic equivalent of one share of common stock of the Issuer Restricted Stock Units vest over 3 years from April 2, 2015, 1/3 on each anniversary of the date of grant, subject to the Reporting Person's continued employment or service with the Issuer on each such vesting date. /s/ Jeremy D. Glaser, Attorney-in-Fact 2017-04-04 EX-24 2 ex24-04042017_060447.htm ex24-04042017_060447.htm


POWER OF ATTORNEY


Know all by these presents, that the undersigned hereby constitutes and appoints each of J. David Hansen, the President and Chief Executive Officer and Gregory P. Hanson, Chief Financial Officer of MabVax Therapeutics Holdings, Inc. (the "Company"), and Jeremy D. Glaser, Melanie D. Ruthrauff, Jenna M. Stewart, Patrick Elahmadie, Joan F. Raulston, Leandro Alcantara and Anne Leland of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., signing singly, with full power of substitution, the undersigned’s true and lawful attorney-in-fact to:


(1)

execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or 10% shareholder of the Company, forms and authentication documents for EDGAR Filing Access;


(2)

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such forms and authentication documents;


(3)

execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer and/or 10% shareholder of the Company, Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder;


(4)

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and


(5)

take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interests of, or legally required by the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.


The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed this 10th day of February, 2017.



/s/ Jeffrey V. Ravetch

Signature


Name:   Jeffrey V. Ravetch