0001415889-16-006923.txt : 20160819 0001415889-16-006923.hdr.sgml : 20160819 20160819163423 ACCESSION NUMBER: 0001415889-16-006923 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160817 FILED AS OF DATE: 20160819 DATE AS OF CHANGE: 20160819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MABVAX THERAPEUTICS HOLDINGS, INC. CENTRAL INDEX KEY: 0001109196 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930987903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8582599405 MAIL ADDRESS: STREET 1: 11535 SORRENTO VALLEY ROAD STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: TELIK INC DATE OF NAME CHANGE: 20000313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen Kenneth M CENTRAL INDEX KEY: 0001346981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37861 FILM NUMBER: 161843531 MAIL ADDRESS: STREET 1: 12750 HIGH BLUFF DRIVE STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 form4-08192016_010814.xml X0306 4 2016-08-17 0001109196 MABVAX THERAPEUTICS HOLDINGS, INC. MBVX 0001346981 Cohen Kenneth M C/O MABVAX THERAPEUTICS, INC. 11535 SORRENTO VALLEY RD., SUITE 400 SAN DIEGO CA 92121 true false false false Common Stock 2016-08-17 4 P 0 3119 A 6014 D Class A Warrant 5.55 2016-08-17 4 P 0 3119 A Common Stock 3119 3119 D Class B Warrant 6.29 2016-08-17 4 P 0 3119 A Common Stock 3119 3119 D Reporting Person paid $4.81 to purchase each share of Common Stock together with a Class A Warrant to purchase one share of Common Stock, and a Class B Warrant to purchase one share of Common Stock. Warrant is immediately exercisable and expires on the third anniversary of its issuance date /s/ Warner R. Broaddus, Attorney-in-Fact 2016-08-19