0001415889-16-005444.txt : 20160405
0001415889-16-005444.hdr.sgml : 20160405
20160405175617
ACCESSION NUMBER: 0001415889-16-005444
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160404
FILED AS OF DATE: 20160405
DATE AS OF CHANGE: 20160405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MABVAX THERAPEUTICS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001109196
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 930987903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11535 SORRENTO VALLEY ROAD
STREET 2: SUITE 400
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 8582599405
MAIL ADDRESS:
STREET 1: 11535 SORRENTO VALLEY ROAD
STREET 2: SUITE 400
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: TELIK INC
DATE OF NAME CHANGE: 20000313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HANSEN JOHN DAVID
CENTRAL INDEX KEY: 0001186123
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31265
FILM NUMBER: 161555829
MAIL ADDRESS:
STREET 1: MABVAX THERAPEUTICS HOLDINGS, INC.
STREET 2: 11588 SORRENTO VALLEY ROAD, SUITE 20
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
form4-04052016_020409.xml
X0306
4
2016-04-04
0001109196
MABVAX THERAPEUTICS HOLDINGS, INC.
MBVX
0001186123
HANSEN JOHN DAVID
C/O MABVAX THERAPEUTICS, INC.
11535 SORRENTO VALLEY RD., SUITE 400
SAN DIEGO
CA
92121
true
true
false
false
PRESIDENT AND CEO
Common Stock
2016-04-04
4
M
0
301084
0
A
367782
D
Common Stock
2016-04-04
4
F
0
113148
0
D
254634
D
Restricted Stock Unit
2016-04-04
4
M
0
301184
D
Common Stock
301184
602166
D
Represents conversion of restricted stock units into common stock upon vesting of 1/3 of such units granted on April 2, 2015.
Represents withholding by the Issuer of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the above conversion of restricted stock units into common stock.
Each restricted stock unit is the economic equivalent of one share of common stock of the Issuer.
Restricted Stock Units vest over 3 years from April 2, 2015, 1/3 on each anniversary of the date of grant, subject to the Reporting Person's continued employment or service with the Issuer on each such vesting date.
/s/ Warner R. Broaddus, Attorney-in-Fact
2016-04-05