0001209191-15-032973.txt : 20150407
0001209191-15-032973.hdr.sgml : 20150407
20150407203612
ACCESSION NUMBER: 0001209191-15-032973
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150404
FILED AS OF DATE: 20150407
DATE AS OF CHANGE: 20150407
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MABVAX THERAPEUTICS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001109196
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 930987903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11588 SORRENTO VALLEY ROAD
STREET 2: SUITE 20
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 8582599405
MAIL ADDRESS:
STREET 1: 11588 SORRENTO VALLEY ROAD
STREET 2: SUITE 20
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: TELIK INC
DATE OF NAME CHANGE: 20000313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Livingston Philip O.
CENTRAL INDEX KEY: 0001612050
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31265
FILM NUMBER: 15757817
MAIL ADDRESS:
STREET 1: 11588 SORRENTO VALLEY ROAD, SUITE 20
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-04-04
0
0001109196
MABVAX THERAPEUTICS HOLDINGS, INC.
MBVX
0001612050
Livingston Philip O.
11588 SORRENTO VALLEY ROAD, SUITE 20
SAN DIEGO
CA
92121
1
1
0
0
Chief Science Officer
Common Stock
2015-04-04
4
A
0
1000000
0.00
A
1307396
I
See Footnote
Common Stock
110147
D
Common Stock
12734
I
See Footnote
The shares are directly held by RTP Venture Fund, LLC. Voting and dispositive decisions of RTP Venture Fund, LLC are made by Philip O. Livingston. Philip O. Livingston disclaims beneficial ownership as to the securities, except to the extent of his pecuniary interests therein.
The shares are directly held by Joan L. Tweedy 2011 Revocable Trust. Philip O. Livingston is a trustee of the Joan L. Tweedy 2011 Revocable Trust. Philip O. Livingston disclaims beneficial ownership as to the securities, except to the extent of his pecuniary interests therein.
/s/Gregory P. Hanson, Attorney-in-Fact
2015-04-07