0001209191-15-032487.txt : 20150403 0001209191-15-032487.hdr.sgml : 20150403 20150403193930 ACCESSION NUMBER: 0001209191-15-032487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150402 FILED AS OF DATE: 20150403 DATE AS OF CHANGE: 20150403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MABVAX THERAPEUTICS HOLDINGS, INC. CENTRAL INDEX KEY: 0001109196 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930987903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11588 SORRENTO VALLEY ROAD STREET 2: SUITE 20 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8582599405 MAIL ADDRESS: STREET 1: 11588 SORRENTO VALLEY ROAD STREET 2: SUITE 20 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: TELIK INC DATE OF NAME CHANGE: 20000313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen Kenneth M CENTRAL INDEX KEY: 0001346981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31265 FILM NUMBER: 15752226 MAIL ADDRESS: STREET 1: 12750 HIGH BLUFF DRIVE STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-04-02 0 0001109196 MABVAX THERAPEUTICS HOLDINGS, INC. MBVX 0001346981 Cohen Kenneth M 11588 SORRENTO VALLEY ROAD, SUITE 20 SAN DIEGO CA 92121 1 0 0 0 Option to Buy Common Stock 2.30 2015-04-02 4 A 0 34250 2.30 A 2025-04-02 Common Stock 34250 34250 D Restricted Stock Unit 2015-04-02 4 A 0 34250 A Common Stock 34250 34250 D Option vests and becomes exercisable over 3 years from the date of grant, 1/3 on each anniversary of the date of grant, subject to the Reporting Person's continued employment or service with the Issuer on each such vesting date. Each restricted stock unit is the economic equivalent of one share of common stock of the Company. Restricted Stock Units vest over 3 years from the date of grant, 1/3 on each anniversary of the date of grant, subject to the Reporting Person's continued employment or service with the Issuer on each such vesting date. /s/ Gregory P. Hanson, Attorney-in-Fact 2016-04-03