0001140361-14-016371.txt : 20140410 0001140361-14-016371.hdr.sgml : 20140410 20140410171925 ACCESSION NUMBER: 0001140361-14-016371 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140410 DATE AS OF CHANGE: 20140410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taylor Colin A. CENTRAL INDEX KEY: 0001605215 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32693 FILM NUMBER: 14758063 MAIL ADDRESS: STREET 1: C/O WEIL, GOTSHAL & MANGES STREET 2: 110 FETTER LANE CITY: LONDON STATE: X0 ZIP: EC4A 1AY REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: aPriori Capital GmbH CENTRAL INDEX KEY: 0001605039 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32693 FILM NUMBER: 14758065 BUSINESS ADDRESS: STREET 1: MAXIMILIANHOEFE, MAXIMILIANSTRASSE 13 CITY: MUNICH STATE: 2M ZIP: 80539 BUSINESS PHONE: 646 728-4077 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: ATTN: R. ESPINOSA, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: aPriori Capital Partners L.P. CENTRAL INDEX KEY: 0001605303 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32693 FILM NUMBER: 14758066 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: ATTENTION: ROBERT ESPINOSA, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 646 728-4077 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: ATTENTION: ROBERT ESPINOSA, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: aPriori Capital Partners III LLC CENTRAL INDEX KEY: 0001605237 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32693 FILM NUMBER: 14758067 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: ATTENTION: ROBERT ESPINOSA, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 646 728-4077 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: ATTENTION: ROBERT ESPINOSA, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DLJ MERCHANT BANKING PARTNERS III LP CENTRAL INDEX KEY: 0001124685 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32693 FILM NUMBER: 14758068 BUSINESS ADDRESS: STREET 1: 277 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10172 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: aPriori Capital Partners LLC CENTRAL INDEX KEY: 0001605236 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32693 FILM NUMBER: 14758069 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: ATTENTION: ROBERT ESPINOSA, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 646 728-4077 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: ATTENTION: ROBERT ESPINOSA, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHNABEL SUSAN C CENTRAL INDEX KEY: 0001207059 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32693 FILM NUMBER: 14758064 MAIL ADDRESS: STREET 1: C/O CREDIT SUISSE FIRST BOSTON STREET 2: 11 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BASIC ENERGY SERVICES INC CENTRAL INDEX KEY: 0001109189 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 542091194 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 CHERRY STREET STREET 2: SUITE 2100, UNIT #21 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817-334-4100 MAIL ADDRESS: STREET 1: 801 CHERRY STREET STREET 2: SUITE 2100, UNIT #21 CITY: FORT WORTH STATE: TX ZIP: 76102 FORMER COMPANY: FORMER CONFORMED NAME: SIERRA WELL SERVICE INC DATE OF NAME CHANGE: 20000313 3 1 doc1.xml FORM 3 X0206 3 2014-03-31 0 0001109189 BASIC ENERGY SERVICES INC BAS 0001605236 aPriori Capital Partners LLC 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 0 0001124685 DLJ MERCHANT BANKING PARTNERS III LP 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 0 0001605237 aPriori Capital Partners III LLC 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 0 0001605303 aPriori Capital Partners L.P. 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 0 0001605039 aPriori Capital GmbH MAXIMILIANHOEFE, MAXIMILIANSTRASSE 13 MUNICH 2M 80539 GERMANY 0 0 1 0 0001207059 SCHNABEL SUSAN C 11400 W. OLYMPIC BOULEVARD SUITE 1400 LOS ANGELES CA 90064 1 0 0 0 0001605215 Taylor Colin A. 110 FETTER LANE LONDON X0 EC4A 1AY UNITED KINGDOM 0 0 1 0 Common Stock, par value $0.01 per share 11377801 I See footnote This Form 3 is being filed by DLJ Merchant Banking Partners III, L.P ("MB III LP"); aPriori Capital Partners LLC ("aPriori"); aPriori Capital Partners L.P. ("aCP"); aPriori Capital Partners III LLC ("aCP III"); aPriori Capital GmbH ("aCP GmbH"); Susan C. Schnabel and Colin A. Taylor (collectively, the "Reporting Persons"). aCP III is the general partner of MB III LP; DLJ Offshore Partners III, L.P. ("Offshore Partners III"); DLJ Offshore Partners III-1, C.V. ("Offshore Partners III-1"); DLJ Offshore Partners III-2, C.V. ("Offshore Partners III-2"); Millennium Partners II, L.P. ("Millennium"); and MBP III Plan Investors, L.P. ("MBP III"). aCP GmbH is the general partner of DLJ MB Partners III GmbH & Co. KG ("Partners III GmbH" and, collectively with MB III LP, Offshore Partners III, Offshore Partners III-1, Offshore Partners III-2, Millennium and MBP III, the "Funds"). (Continuation of Footnote 1) aCP was retained by the Funds to act as investment manager pursuant to an amended and restated agreement of limited partnership of each of the Funds and/or an investment management agreement. aCP is the managing member of aCP III and the sole shareholder of aCP GmbH. aPriori is the general partner of aCP. The managing members of aPriori are Susan C. Schnabel and Colin A. Taylor. Represents shares of Common Stock held as follows: 8,818,062 shares directly by MB III LP; 607,875 shares directly by Offshore Partners; 155,803 shares directly by Offshore Partners III-1; 110,984 shares directly by Offshore Partners III-2; 73,633 shares directly by Partners III GmbH; 49,906 shares directly by Millennium; and 1,561,538 shares directly by MBP III. Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of such person's pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 of the Exchange Act or otherwise. Exhibit 99.1 (Joint Filer Information) incorporated herein by reference. APRIORI CAPITAL PARTNERS LLC, By: /s/ Susan C. Schnabel , Authorized Person 2014-04-10 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS mm04-1014apriori_bas3e991.htm
Exhibit 99.1
Joint Filer Information
 

Name of Joint Filer:
DLJ MERCHANT BANKING PARTNERS III, L.P.
   
Address of Joint Filer:
767 FIFTH AVENUE
 
NEW YORK, NEW YORK  10153
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
BASIC ENERGY SERVICES, INC. [BAS]
   
Date of Event Requiring Statement
(Month/Day/Year):
03/31/2014
   
Designated Filer:
APRIORI CAPITAL PARTNERS LLC

Signature:

DLJ MERCHANT BANKING PARTNERS III, L.P.
 

By:       aPriori Capital Partners III LLC,
its general partner

By:
/s/  Susan C. Schnabel
  
 
Name:
Susan C. Schnabel
  
 
Title:
Authorized Person
  

April 10, 2014


 

 
1
 

Joint Filer Information
 

Name of Joint Filer:
APRIORI CAPITAL PARTNERS III LLC

   
Address of Joint Filer:
767 FIFTH AVENUE
 
NEW YORK, NEW YORK  10153

   

   
Relationship of Joint Filer to Issuer:
10% Owner

Issuer Name and Ticker or Trading Symbol:
BASIC ENERGY SERVICES, INC. [BAS]
   
Date of Event Requiring Statement
(Month/Day/Year):
03/31/2014
   
Designated Filer:
APRIORI CAPITAL PARTNERS LLC

Signature:

APRIORI CAPITAL PARTNERS III LLC
 


By:
/s/  Susan C. Schnabel
  
 
Name:
Susan C. Schnabel
  
 
Title:
Authorized Person
  

April 10, 2014


 

 
2
 


Joint Filer Information


Name of Joint Filer:
APRIORI CAPITAL PARTNERS L.P.
   
Address of Joint Filer:
767 FIFTH AVENUE
 
NEW YORK, NEW YORK  10153
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
BASIC ENERGY SERVICES, INC. [BAS]
   
Date of Event Requiring Statement
(Month/Day/Year):
03/31/2014
   
Designated Filer:
APRIORI CAPITAL PARTNERS LLC

Signature:

APRIORI CAPITAL PARTNERS L.P.
 
By:       aPriori Capital Partners LLC,
its general partner


By:
/s/  Susan C. Schnabel
  
 
Name:
Susan C. Schnabel
  
 
Title:
Authorized Person
  

April 10, 2014


 


 
3
 


Joint Filer Information


Name of Joint Filer:
APRIORI CAPITAL GMBH
   
Address of Joint Filer:
MAXIMILIANHÖFE, MAXIMILIANSTRASSE 13,
 
80539, MUNICH GERMANY
   
Relationship of Joint Filer to Issuer:
10% Owner

   
Issuer Name and Ticker or Trading Symbol:
BASIC ENERGY SERVICES, INC. [BAS]
   
Date of Event Requiring Statement
(Month/Day/Year):
03/31/2014
   
Designated Filer:
APRIORI CAPITAL PARTNERS LLC

Signature:

APRIORI CAPITAL GMBH


By:
/s/  Robert P. Espinosa
  
 
Name:
Robert P. Espinosa
  
 
Title:
Managing Director
  

April 10, 2014


 



 
4
 


Joint Filer Information


Name of Joint Filer:
SUSAN C. SCHNABEL
   
Address of Joint Filer:
11400 W. OLYMPIC BOULEVARD, SUITE 1400
 
LOS ANGELES, CALIFORNIA  90064
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
BASIC ENERGY SERVICES, INC. [BAS]
   
Date of Event Requiring Statement
(Month/Day/Year):
03/31/2014
   
Designated Filer:
APRIORI CAPITAL PARTNERS LLC

Signature:



By:
/s/  Susan C. Schnabel
  
 
Susan C. Schnabel
  


April 10, 2014


 



 
5
 


Joint Filer Information


Name of Joint Filer:
COLIN A. TAYLOR
   
Address of Joint Filer:
110 FETTER LANE
 
LONDON, EC4A 1AY UNITED KINGDOM
   
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
BASIC ENERGY SERVICES, INC. [BAS]
   
Date of Event Requiring Statement
(Month/Day/Year):
03/31/2014
   
Designated Filer:
APRIORI CAPITAL PARTNERS LLC

Signature:



By:
/s/  Colin A. Taylor
  
 
Colin A. Taylor
  



April 10, 2014

 
 
 
 
6