0001437749-21-027329.txt : 20211123 0001437749-21-027329.hdr.sgml : 20211123 20211123181545 ACCESSION NUMBER: 0001437749-21-027329 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211115 FILED AS OF DATE: 20211123 DATE AS OF CHANGE: 20211123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRINDSTAFF NICHOLAS M CENTRAL INDEX KEY: 0001134710 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35407 FILM NUMBER: 211440355 MAIL ADDRESS: STREET 1: QUANTA SERVICES, INC. STREET 2: 2800 POST OAK BLVD., SUITE 2600 CITY: HOUSTON STATE: TX ZIP: 77056-6175 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Orbital Energy Group, Inc. CENTRAL INDEX KEY: 0001108967 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 841463284 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1924 ALDINE WESTERN CITY: HOUSTON STATE: TX ZIP: 77038 BUSINESS PHONE: (832) 467 1420 MAIL ADDRESS: STREET 1: 1924 ALDINE WESTERN CITY: HOUSTON STATE: TX ZIP: 77038 FORMER COMPANY: FORMER CONFORMED NAME: CUI Global, Inc. DATE OF NAME CHANGE: 20110104 FORMER COMPANY: FORMER CONFORMED NAME: Waytronx, Inc. DATE OF NAME CHANGE: 20080131 FORMER COMPANY: FORMER CONFORMED NAME: ONSCREEN TECHNOLOGIES INC DATE OF NAME CHANGE: 20040719 3 1 rdgdoc.xml FORM 3 X0206 3 2021-11-15 0 0001108967 Orbital Energy Group, Inc. OEG 0001134710 GRINDSTAFF NICHOLAS M 1924 ALDINE WESTERN HOUSTON TX 77038 1 Chief Financial Officer Common Stock 8000 D Restricted stock units 2021-11-15 Common Stock 141946 D RSUs were issued as part of employment agreement and were immediately vested and exercisable. 238,619 fully vested RSUs were granted at $2.54 as part of Mr. Grindstaff's employment agreement. Of these RSUs, 96,673 were withheld to pay the withholding tax on the grant. RSUs are convertible to common shares on a one-to-one basis. /s/ Nicholas M. Grindstaff 2021-11-23