0001437749-20-018136.txt : 20200817 0001437749-20-018136.hdr.sgml : 20200817 20200817160117 ACCESSION NUMBER: 0001437749-20-018136 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200817 DATE AS OF CHANGE: 20200817 EFFECTIVENESS DATE: 20200817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Orbital Energy Group, Inc. CENTRAL INDEX KEY: 0001108967 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 841463284 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 001-35407 FILM NUMBER: 201110069 BUSINESS ADDRESS: STREET 1: 1924 ALDINE WESTERN CITY: HOUSTON STATE: TX ZIP: 77038 BUSINESS PHONE: (832) 467 1420 MAIL ADDRESS: STREET 1: 1924 ALDINE WESTERN CITY: HOUSTON STATE: TX ZIP: 77038 FORMER COMPANY: FORMER CONFORMED NAME: CUI Global, Inc. DATE OF NAME CHANGE: 20110104 FORMER COMPANY: FORMER CONFORMED NAME: Waytronx, Inc. DATE OF NAME CHANGE: 20080131 FORMER COMPANY: FORMER CONFORMED NAME: ONSCREEN TECHNOLOGIES INC DATE OF NAME CHANGE: 20040719 NT 10-Q 1 oeg20200814_nt10q.htm FORM NT 10-Q oeg20200814_nt10q.htm

 

UNITED STATES

SECURITIES AND EXCHANGE

COMMISSION

Washington, D.C. 20549

 

FORM 12b-25

 

NOTIFICATION OF LATE

FILING

 

 

(Check one):☐Form 10-K ☐Form 20-F ☐Form 11-K ☒Form 10-Q☐Form 10-D ☐ Form N-SAR

  ☐ Form N-CSR

For Period Ended:  June 30, 2020                                           

 

☐Transition Report on Form 10-K

 

☐Transition Report on Form 20-F

 

☐Transition Report on Form 11-K

 

☐Transition Report on Form 10-Q

 

☐Transition Report on Form N-SAR

For the Transition Period Ended:                                                                                                                          

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

 

 

 

PART I — REGISTRANT INFORMATION

 

 

 

 

 

Orbital Energy Group, Inc.

Full Name of Registrant

 

 

 

 

 

Former Name if Applicable

 

 

 

 

1924 Aldine Western

 

Address of Principal Executive Office (Street and Number)

 

 

 

 

Houston, Texas  77038

 

City, State and Zip Code

 

 

 

 

 

 

PART II — RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

 

 (a)

The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense

☒

 (b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

 

 (c)

The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

 

PART III — NARRATIVE

 

 

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q,10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be led within the prescribed time period.

 

 

Orbital Energy Group, Inc. (the “Registrant”) is filing an extension on Form 12b-25 with the U.S. Securities and Exchange Commission to allow for additional time to finalize its quarterly report on Form 10-Q for the quarter ended June 30, 2020 (the “Form 10-Q”). The Form 10-Q of the Registrant could not be filed by August 14, 2020 without unreasonable effort and expenses because the Registrant is experiencing continuing delays in the compilation of certain financial information required to be included in the Form 10-Q as a result of the effect on the Registrant’s staff of various measures established by the Company to address the COVID-19 pandemic. In addition, the Company's accounting staff were left with limited time to prepare the quarterly financial reports necessary for timely consolidation of the Company's financial results as they were also focused on the filing of the necessary 8-K report for the recently acquired Reach Construction Group, LLC. In accordance with Rule 12b-25 of the Securities Exchange Act of 1934, as amended, the Registrant will file its Form 10-Q no later than the fifth calendar day following the prescribed due date.

 

 

PART IV — OTHER INFORMATION

 

(1)

Name and telephone number of person to contact in regard to this notification

 

Daniel N. Ford

(346)

249-8455

(Name)

(Area Code)

(Telephone Number)

 

(2)

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).                       ☒Yes     ☐No

 

(3)

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof ?

    ☐Yes     ☒No                 

 

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

 

 

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date August 17, 2020                                                 

By /s/ Daniel N. Ford                                                              

 

Daniel N. Ford

 

Chief Financial Officer

 

 

Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

SEC 1344 (06-19)