SD 1 cui20200522_sd.htm FORM SD cui20190521_sd.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM SD

Specialized Disclosure Report

 

 

 

Orbital Energy Group, Inc.

(Exact name of registrant as specified in its charter)

 

 

Colorado

0-29923

84-1463284

(State or other jurisdiction of

(Commission

(I.R.S. Employer

incorporation or organization)

File Number)

Identification No.)

 

 

1924 Aldine Western

Houston, Texas 77038

(Address of Principal Executive Offices)
 
 
 

Daniel N. Ford

Orbital Energy Group, Inc.

1924 Aldine Western

Houston, Texas 77038

(832) 467-1420

(Name and telephone number, including area code, of the person to contact in

connection with this report.)

 

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019.

 

 

 

 

Section 1 - Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure:

 

Orbital Energy Group, Inc. evaluated its current product lines and determined that, for the year 2019, certain products we manufacture or contract to manufacture contain tin, tungsten, tantalum and/or gold (“3TGs”).

 

Accordingly, Orbital Energy Group, Inc. (“the Company”) has conducted in good faith a “reasonable country of origin inquiry” (“RCOI”) that is reasonably designed to determine whether any of the 3TGs used in the Company’s products originated or may have originated in the Democratic Republic of the Congo (“DRC”) or an adjoining country (collectively referred to as the “Covered Countries”) or are from recycled or scrap sources. The Company conducted a supply chain survey with direct suppliers using the Conflict Minerals Reporting Template (“CMRT”). 

 

Based on the results of the RCOI, the Company has reason to believe that some of the 3TGs used in products it manufactures or contracts to manufacture may have originated in the Covered Countries and do not come from scrapped or recycled sources. Thus, the Company is required by Rule 13p-1 under the Securities Exchange Act to prepare a Conflict Minerals Report, which is filed as Exhibit 1.01 to this Specialized Disclosure Form. A copy of The Company's Specialized Disclosure Form (“Form SD”) and the associated Conflict Minerals Report is provided and is publicly available at: http://investors.orbitalenergygroup.com/custompage/Index?KeyGenPage=1073750924

 

Item 1.02 Exhibit

 

Exhibit 1.01 – Conflict Minerals Report

 

Section 2 – Exhibits

 

Item 2.01 Exhibits

 

The following exhibit is filed as part of this report

 

Exhibit 1.01 – Conflict Minerals Report

 

 

 

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned this 27th day of May 2020.

 

 

Orbital Energy Group, Inc.

(Registrant)

 

 

 

 

 

 

By:

/s/ Daniel N. Ford

 

 

 

Daniel N. Ford,

 

 

 

Chief Financial Officer