0001340231-14-000001.txt : 20140221 0001340231-14-000001.hdr.sgml : 20140221 20140221130219 ACCESSION NUMBER: 0001340231-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140220 FILED AS OF DATE: 20140221 DATE AS OF CHANGE: 20140221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUI Global, Inc. CENTRAL INDEX KEY: 0001108967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 841463284 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20050 SW 112 AVENUE CITY: TUALATIN STATE: OR ZIP: 97062 BUSINESS PHONE: (503) 612-2300 MAIL ADDRESS: STREET 1: 20050 SW 112 AVENUE CITY: TUALATIN STATE: OR ZIP: 97062 FORMER COMPANY: FORMER CONFORMED NAME: Waytronx, Inc. DATE OF NAME CHANGE: 20080131 FORMER COMPANY: FORMER CONFORMED NAME: ONSCREEN TECHNOLOGIES INC DATE OF NAME CHANGE: 20040719 FORMER COMPANY: FORMER CONFORMED NAME: NEW MILLENNIUM MEDIA INTERNATIONAL INC DATE OF NAME CHANGE: 20000310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLOUGH WILLIAM J CENTRAL INDEX KEY: 0001340231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35407 FILM NUMBER: 14632664 MAIL ADDRESS: STREET 1: 200 9TH AVENUE NORTH STREET 2: SUITE 210 CITY: SAFETY HARBOR STATE: FL ZIP: 34695 FORMER NAME: FORMER CONFORMED NAME: CLOUGH WILLIAM I DATE OF NAME CHANGE: 20050929 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-02-20 0 0001108967 CUI Global, Inc. CUI 0001340231 CLOUGH WILLIAM J CUI GLOBAL, INC. 20050 SW 112 AVENUE TUALATIN OR 97062 1 1 0 0 President/CEO Common Stock 2014-02-20 4 M 0 17814 4.56 A 31147 D Common Stock 2014-02-20 4 M 0 9557 4.56 D 21590 D Common Stock 2014-02-20 4 S 0 3300 D 18290 D Common Stock Purchase Option 4.56 2014-02-20 4 F 0 17814 8.5 D 2014-02-20 2022-04-16 Common Stock 17814 638417 D Filer exercised a cashless option to purchase common stock at a strike price of $4.56. Filer exercised an option to purchase 17,814 shares of common stock; 9,557 common shares were returned to the company as consideration for the cashless exercise; 8,257 shares of common stock were issued to the Filer. Filer conveyed shares pursuant to a domestic relation's order. /William J. Clough/ 2014-02-21