0001325447-17-000007.txt : 20170206
0001325447-17-000007.hdr.sgml : 20170206
20170206134624
ACCESSION NUMBER: 0001325447-17-000007
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170206
DATE AS OF CHANGE: 20170206
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CUI Global, Inc.
CENTRAL INDEX KEY: 0001108967
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065]
IRS NUMBER: 841463284
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-79902
FILM NUMBER: 17574944
BUSINESS ADDRESS:
STREET 1: 20050 SW 112 AVENUE
CITY: TUALATIN
STATE: OR
ZIP: 97062
BUSINESS PHONE: (503) 612-2300
MAIL ADDRESS:
STREET 1: 20050 SW 112 AVENUE
CITY: TUALATIN
STATE: OR
ZIP: 97062
FORMER COMPANY:
FORMER CONFORMED NAME: Waytronx, Inc.
DATE OF NAME CHANGE: 20080131
FORMER COMPANY:
FORMER CONFORMED NAME: ONSCREEN TECHNOLOGIES INC
DATE OF NAME CHANGE: 20040719
FORMER COMPANY:
FORMER CONFORMED NAME: NEW MILLENNIUM MEDIA INTERNATIONAL INC
DATE OF NAME CHANGE: 20000310
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: First Eagle Investment Management, LLC
CENTRAL INDEX KEY: 0001325447
IRS NUMBER: 571156902
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-698-3128
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER COMPANY:
FORMER CONFORMED NAME: Arnhold & S. Bleichroeder Advisers, LLC
DATE OF NAME CHANGE: 20050429
SC 13G/A
1
cui12311613ga.txt
UNITED STATES SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G/A
(RULE 13d-102)
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Information to be included in statements filed
pursuant to Rule 13d-1 (b) (c) and (d) and Amendments thereto
filed pursuant to Rule 13d-2 (b).
CUI Global, Inc.
(Name of Issuer)
Common Shares
(Title of Class of Securities)
126576206
(CUSIP Number)
December 31, 2016
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
[X] Rule 13d-1 (b)
[X] Rule 13d-1 (c)
[ ] Rule 13d-1 (d)
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
SCHEDULE 13G/A
Issuer: CUI Global, Inc. CUSIP No.: 126576206
1 NAMES OF REPORTING PERSONS I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS
First Eagle Investment Management, LLC
Tax ID # 57-1156902
2 CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
(b)
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
NUMBER OF SHARES 5 SOLE VOTING POWER - 2,400,542
BENEFICIALLY 6 SHARED VOTING POWER - 0
OWNED BY EACH 7 SOLE DISPOSITIVE POWER - 2,400,542
REPORTING PERSON 8 SHARED DISPOSITIVE POWER - 0
WITH:
9 AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
2,400,542
10 CHECK IF THE AGGREGATE AMOUNT IN
ROW (11) EXCLUDES CERTAIN SHARES
N/A
11 PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9:
11.48%
12 TYPE OF REPORTING PERSON
IA
SCHEDULE 13G/A
Issuer: CUI Global, Inc. CUSIP No.: 126576206
ITEM 1
(a) Name of Issuer:
CUI Global, Inc.
(b) Address of Issuer's Principal Executive Offices:
20050 SW 112th Avenue
Tualatin, OR 97062
ITEM 2
(a) Name of Person Filing: First Eagle Investment Management, LLC
(b) Address of Principal Business Office:
1345 Avenue of the Americas
New York, NY 10105
(c) Citizenship: Delaware, USA (Place of Incorporation)
(d) Title of Class of Securities: Common Shares
(e) CUSIP Number: 126576206
SCHEDULE 13G/A
Issuer: CUI Global, Inc. CUSIP No.: 126576206
ITEM 3
If this statement is filed pursuant to Sections 240.
13d-1(b), or 240.13d-2(b) or (c), check whether
the person filing is a:
(a) [ ] Broker or dealer registered under
Section 15 of the Act (15 U.S.C. 78o);
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c) [ ] Insurance Company as defined in section
3(a)(19) of the Act (15 U.S.C. 78C);
(d) [ ] Investment company registered under Section
8 of the Investment Company Act if 1940
(15 U.S.C. 80a-8);
(e) [X] An investment adviser in accordance with Section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with
Section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with
Section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the
definition of an insurance company under Section 3 (c)(14) of
the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with section 240.13d-1 (b)(1)(ii)(J).
SCHEDULE 13G/A
Issuer: CUI Global, Inc. CUSIP No.: 126576206
ITEM 4. Ownership.
N/A
ITEM 5. Ownership of Five Percent or Less of a Class.
N/A
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
First Eagle Investment Management, LLC (FEIM), an investment
adviser registered under Section 203 of the Investment Advisers Act
of 1940, is deemed to be the beneficial owner of 2,400,542 shares,
or 11.48% of the Common Stock believed to be outstanding, as a result
of acting as investment advisor to various clients. Clients of FEIM have
the right to receive and the ultimate power to direct the receipt
of dividends from, or the proceeds of the sale of, such securities.
21 April Fund Ltd.("21 April"), a Cayman Islands company for which
FEIM acts as investment adviser, may be deemed to beneficially own
1,822,684 of the 2,400,542 shares, which equates to 8.71% of the
Common Stock.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY
WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE
PARENT HOLDING COMPANY OR CONTROL PERSON.
N/A
ITEM 8. Identification and Classification of Members of the Group.
N/A
ITEM 9. Notice of Dissolution of Group
N/A
SCHEDULE 13G/A
Issuer: CUI Global, Inc. CUSIP No.: 126576206
ITEM 10. Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of such securities and were not acquired and are not held in
connection with or as a participant in any transaction having that purpose
or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
Date: February 6, 2017
Signature: /s/ Michael M. Kellen
Name/Title: Michael M. Kellen, Director