0001144204-16-137394.txt : 20161201 0001144204-16-137394.hdr.sgml : 20161201 20161201132344 ACCESSION NUMBER: 0001144204-16-137394 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161129 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CUI Global, Inc. CENTRAL INDEX KEY: 0001108967 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 841463284 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35407 FILM NUMBER: 162027667 BUSINESS ADDRESS: STREET 1: 20050 SW 112 AVENUE CITY: TUALATIN STATE: OR ZIP: 97062 BUSINESS PHONE: (503) 612-2300 MAIL ADDRESS: STREET 1: 20050 SW 112 AVENUE CITY: TUALATIN STATE: OR ZIP: 97062 FORMER COMPANY: FORMER CONFORMED NAME: Waytronx, Inc. DATE OF NAME CHANGE: 20080131 FORMER COMPANY: FORMER CONFORMED NAME: ONSCREEN TECHNOLOGIES INC DATE OF NAME CHANGE: 20040719 FORMER COMPANY: FORMER CONFORMED NAME: NEW MILLENNIUM MEDIA INTERNATIONAL INC DATE OF NAME CHANGE: 20000310 8-K 1 v454215_8k.htm FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

 

Date of Report (Date of earliest event reported):

November 29, 2016

 

Commission File Number: 0-29923

 

CUI Global, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Colorado 84-1463284
(State or jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)

 

20050 SW 112th Avenue, Tualatin, Oregon 97062
(Address of Principal Executive Offices) (Zip Code)

 

(503) 612-2300

(Registrant’s telephone number)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Section 5 – Corporate Governance and Management

 

Item 5.07.    Submission of Matters to a Vote of Security Holders

 

At the Annual Meeting of Shareholders for CUI Global Inc. (“The Company”) on November 29, 2016, the Company’s shareholders: (i) elected six directors; (ii) ratified the appointment of Perkins & Company, P.C. of the BDO Seidman Alliance as the Company’s independent registered public accounting firm for the year ending December 31, 2016; and (iii) approved, on an advisory basis, the compensation paid to the Company’s named executive officers. Set forth below are the voting results for each of these proposals.

 

Proposal 1: Election of six directors - each to a one-year term:

 

Nominee  For  Withheld  Broker Non-votes
William J. Clough    10,457,914      145,318    6,156,777
Thomas A. Price    9,848,176      755,056    6,156,777
Matthew M. McKenzie    10,541,559      61,673    6,156,777
Sean P. Rooney    9,847,165      756,067    6,156,777
Paul White    9,889,124      714,108    6,156,777
Corey A. Lambrecht    7,200,089      3,403,143    6,156,777

 

Proposal 2: Ratification of the appointment of Perkins& Company, P.C. of the BDO Seidman Alliance as the Company’s independent registered public accountants for the year ending December 31, 2016:

 

For   Against   Abstain   Broker Non-votes
16,340,418   296,162   123,429   0

 

Proposal 3: Advisory Approval of the Company’s Executive Compensation (Say-on-Pay).

 

For   Against   Abstain   Broker Non-votes
10,137,229   417,271   48,732   6,156,777

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized on December 1, 2016.

 

  CUI Global, Inc.  
       
       
  By: /s/ William J. Clough  
    William J. Clough
    Chief Executive Officer/President