0001104659-23-083140.txt : 20230721 0001104659-23-083140.hdr.sgml : 20230721 20230721195913 ACCESSION NUMBER: 0001104659-23-083140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230112 FILED AS OF DATE: 20230721 DATE AS OF CHANGE: 20230721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTAIM CORP CENTRAL INDEX KEY: 0001108828 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] STATE OF INCORPORATION: A0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41591 FILM NUMBER: 231103549 BUSINESS ADDRESS: STREET 1: 212 KING STREET WEST STREET 2: SUITE 201 CITY: TORONTO STATE: A6 ZIP: M5H 1K5 BUSINESS PHONE: 416-203-2253 MAIL ADDRESS: STREET 1: 212 KING STREET WEST STREET 2: SUITE 201 CITY: TORONTO STATE: A6 ZIP: M5H 1K5 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Skyward Specialty Insurance Group, Inc. CENTRAL INDEX KEY: 0001519449 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 141957288 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 GESSNER STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 713-935-4888 MAIL ADDRESS: STREET 1: 800 GESSNER STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: Houston International Insurance Group LTD DATE OF NAME CHANGE: 20140801 FORMER COMPANY: FORMER CONFORMED NAME: Houston International Insurance Group DATE OF NAME CHANGE: 20110428 4 1 tm2321828-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-01-12 0 0001519449 Skyward Specialty Insurance Group, Inc. SKWD 0001108828 WESTAIM CORP 70 YORK STREET, SUITE 1700 TORONTO A6 M5J 1S9 ONTARIO, CANADA 0 0 1 0 0 Common Stock 2023-01-12 4 C 0 7285359 A 7285359 D Common Stock 2023-06-12 4 S 0 3987500 23.00 D 3297859 D Preferred Series A Stock 2023-01-12 4 C 0 880071.479 D Common Stock 7285359 0 D The Reporting Person owned 880,071.479 shares of the Issuer's Series A preferred stock, which was converted into 7,285,359 shares of common stock upon the consummation of the Issuer's IPO. /s/ Glenn MacNeil, CFO 2023-07-21