0001562180-22-002453.txt : 20220309 0001562180-22-002453.hdr.sgml : 20220309 20220309155031 ACCESSION NUMBER: 0001562180-22-002453 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220307 FILED AS OF DATE: 20220309 DATE AS OF CHANGE: 20220309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apodaca Patrick V CENTRAL INDEX KEY: 0001478313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32462 FILM NUMBER: 22725298 MAIL ADDRESS: STREET 1: 414 SILVER AVE SW MS 1275 CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNM RESOURCES INC CENTRAL INDEX KEY: 0001108426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 850019030 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 SILVER AVE. SW CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 BUSINESS PHONE: 5052412700 MAIL ADDRESS: STREET 1: 414 SILVER AVE. SW STREET 2: ATTN: MS 0905 - CATHY MARTINEZ CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 FORMER COMPANY: FORMER CONFORMED NAME: MANZANO CORP DATE OF NAME CHANGE: 20000303 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2022-03-07 false 0001108426 PNM RESOURCES INC PNM 0001478313 Apodaca Patrick V CORPORATE HEADQUARTERS MS 1275 ALBUQUERQUE NM 87158-1275 false true false false SVP, GEN COUNSEL & SECY Common Stock 2022-03-07 4 M false 670.00 0.00 A 81917.00 D Common Stock 2022-03-07 4 F false 304.00 46.11 D 81613.00 D Common Stock 2022-03-07 4 M false 658.00 0.00 A 82271.00 D Common Stock 2022-03-07 4 F false 298.00 46.11 D 81973.00 D Common Stock 2022-03-07 4 M false 624.00 0.00 A 82597.00 D Common Stock 2022-03-07 4 F false 283.00 46.11 D 82314.00 D Restricted Stock Rights 2022-03-07 4 M false 670.00 0.00 D Common Stock 670.00 5381.00 D Restricted Stock Rights 2022-03-07 4 M false 658.00 0.00 D Common Stock 658.00 4723.00 D Restricted Stock Rights 2022-03-07 4 M false 624.00 0.00 D Common Stock 624.00 4099.00 D Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). /s/ Angela L. Pino, POA for Patrick V. Apodaca 2022-03-09