0001562180-21-002105.txt : 20210309
0001562180-21-002105.hdr.sgml : 20210309
20210309184853
ACCESSION NUMBER: 0001562180-21-002105
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210305
FILED AS OF DATE: 20210309
DATE AS OF CHANGE: 20210309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Monroy Henry E
CENTRAL INDEX KEY: 0001801847
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32462
FILM NUMBER: 21727490
MAIL ADDRESS:
STREET 1: 414 SILVER AVENUE SW
STREET 2: MS1015
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PNM RESOURCES INC
CENTRAL INDEX KEY: 0001108426
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 850019030
STATE OF INCORPORATION: NM
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 414 SILVER AVE. SW
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
BUSINESS PHONE: 5052412700
MAIL ADDRESS:
STREET 1: 414 SILVER AVE. SW
STREET 2: ATTN: MS 0905 - CATHY MARTINEZ
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
FORMER COMPANY:
FORMER CONFORMED NAME: MANZANO CORP
DATE OF NAME CHANGE: 20000303
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2021-03-05
false
0001108426
PNM RESOURCES INC
PNM
0001801847
Monroy Henry E
414 SILVER AVENUE SW MS1015
ALBUQUERQUE
NM
87102
false
true
false
false
VP & Corporate Controller
Common Stock
2021-03-05
4
M
false
977.00
0.00
A
3471.00
D
Common Stock
2021-03-05
4
F
false
494.00
47.42
D
2977.00
D
Common Stock
2021-03-05
4
M
false
308.00
0.00
A
3285.00
D
Common Stock
2021-03-05
4
F
false
156.00
47.42
D
3129.00
D
Common Stock
2021-03-05
4
M
false
565.00
0.00
A
3694.00
D
Common Stock
2021-03-05
4
F
false
286.00
47.42
D
3408.00
D
Common Stock
2021-03-05
4
M
false
341.00
0.00
A
3749.00
D
Common Stock
2021-03-05
4
F
false
173.00
47.42
D
3576.00
D
Restricted Stock Rights
2021-03-05
4
A
false
771.00
0.00
A
Common Stock
771.00
2975.00
D
Restricted Stock Rights
2021-03-05
4
M
false
308.00
0.00
D
Common Stock
308.00
2667.00
D
Restricted Stock Rights
2021-03-05
4
M
false
565.00
0.00
D
Common Stock
565.00
2102.00
D
Restricted Stock Rights
2021-03-05
4
M
false
341.00
0.00
D
Common Stock
341.00
1761.00
D
The performance shares were earned as of December 31, 2020 for the 2018-2020 performance period, and settled on March 5, 2020.
Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.
Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021.
Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).
/s/ Angela L. Pino, POA for Henry E Monroy
2021-03-09
EX-24
2
poahenrymonroy2020.txt
H MONROY 2020 POWER OF ATTORNEY
Power of Attorney
Know all by these presents, that the undersigned
hereby constitutes and appoints each of
Elisabeth A. Eden, Angela Pino, Donna Briggs, or
any of them signing singly, to serve as my true
and lawful attorney-in-fact to:
(1) execute for me in my capacity as a
Director and/or an Officer of PNM Resources, Inc.
(?Company?), Forms 3, 4, and 5 in accordance with
Section 16(a) of the Securities Exchange Act of
1934 (?1934 Act?) and the associated rules;
(2) do and perform for me all acts which may
be necessary or desirable to complete and execute
Forms 3, 4, and 5, complete and execute any
amendments, and timely file the forms with the
Untied States Securities and Exchange Commission
and the New York Stock Exchange, or similar
authority; or
(3) take any other action of any type
whatsoever in connection with the foregoing
which, in the opinion of such attorney-in-fact,
may be of benefit to, in the best interest of, or
legally required by, the undersigned, it being
understood that the documents executed by such
attorney-in-fact on behalf of the undersigned
pursuant to this Power of Attorney shall be in
such form and shall contain such terms and
conditions as such attorney-in-fact may approve
in such attorney-in-fact's discretion.
The undersigned hereby grants to each such
attorney-in-fact full power and authority to do
and perform any and every act and thing
whatsoever requisite, necessary, or proper to be
done in the exercise of any of the rights and
powers herein granted, as fully to all intents
and purposes as the undersigned might or could do
if personally present, with full power of
substitution or revocation, hereby ratifying and
confirming all that such attorney-in-fact, or his
or her substitute or substitutes, shall lawfully
do or cause to be done by virtue of this Power of
Attorney and the rights and powers herein
granted.
I acknowledge that the attorneys-in-fact are
serving at my request and neither they nor the
Company are assuming any of my responsibilities
to comply with Section 16 of the 1934 Act. This
Power of Attorney shall remain in full force and
effect until I am no longer required to file
Forms 3, 4, and 5 with respect to my holdings of
and transactions in securities issued by the
Company, unless earlier revoked by me in a signed
writing delivered to the Company.
/s/ Henry E. Monroy
Henry E. Monroy
Dated: January 30, 2020