0001562180-18-001572.txt : 20180309
0001562180-18-001572.hdr.sgml : 20180309
20180309123109
ACCESSION NUMBER: 0001562180-18-001572
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180307
FILED AS OF DATE: 20180309
DATE AS OF CHANGE: 20180309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Apodaca Patrick V
CENTRAL INDEX KEY: 0001478313
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32462
FILM NUMBER: 18679271
MAIL ADDRESS:
STREET 1: 414 SILVER AVE SW MS 1275
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PNM RESOURCES INC
CENTRAL INDEX KEY: 0001108426
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 850019030
STATE OF INCORPORATION: NM
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 414 SILVER AVE. SW
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
BUSINESS PHONE: 5052412700
MAIL ADDRESS:
STREET 1: 414 SILVER AVE. SW
STREET 2: ATTN: MS 0905 - CATHY MARTINEZ
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
FORMER COMPANY:
FORMER CONFORMED NAME: MANZANO CORP
DATE OF NAME CHANGE: 20000303
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2018-03-07
false
0001108426
PNM RESOURCES INC
PNM
0001478313
Apodaca Patrick V
CORPORATE HEADQUARTERS
MS 1275
ALBUQUERQUE
NM
87158-1275
false
true
false
false
SR VP, GEN COUNSEL & SECY
Common Stock
2018-03-07
4
M
false
877.00
A
65569.00
D
Common Stock
2018-03-07
4
F
false
389.00
35.10
D
65180.00
D
Common Stock
2018-03-07
4
M
false
791.00
A
65971.00
D
Common Stock
2018-03-07
4
F
false
351.00
35.10
D
65620.00
D
Restricted Stock Rights
2018-03-07
4
M
false
877.00
0.00
D
Common Stock
877.00
5709.00
D
Restricted Stock Rights
2018-03-07
4
M
false
791.00
0.00
D
Common Stock
791.00
4918.00
D
Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2018.
Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.
Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).
/s/ Laurie S. Monfiletto, POA for Patrick V. Apodaca
2018-03-09