0001562180-17-002590.txt : 20170803 0001562180-17-002590.hdr.sgml : 20170803 20170803172201 ACCESSION NUMBER: 0001562180-17-002590 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170802 FILED AS OF DATE: 20170803 DATE AS OF CHANGE: 20170803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apodaca Patrick V CENTRAL INDEX KEY: 0001478313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32462 FILM NUMBER: 171006114 MAIL ADDRESS: STREET 1: 414 SILVER AVE SW MS 1275 CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNM RESOURCES INC CENTRAL INDEX KEY: 0001108426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 850019030 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 SILVER AVE. SW CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 BUSINESS PHONE: 5052412700 MAIL ADDRESS: STREET 1: 414 SILVER AVE. SW STREET 2: ATTN: MS 0905 - CATHY MARTINEZ CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 FORMER COMPANY: FORMER CONFORMED NAME: MANZANO CORP DATE OF NAME CHANGE: 20000303 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-08-02 false 0001108426 PNM RESOURCES INC PNM 0001478313 Apodaca Patrick V CORPORATE HEADQUARTERS MS 1275 ALBUQUERQUE NM 87158-1275 false true false false SR VP, GEN COUNSEL & SECY Common Stock 2017-08-02 4 M false 5333.00 12.22 A 65009.00 D Common Stock 2017-08-02 4 S false 5333.00 40.43 D 59676.00 D Stock Options 12.22 2017-08-02 4 M false 5333.00 0.00 D Common Stock 5333.00 0.00 D Restricted Stock Rights Common Stock 5087.00 5087.00 D The options vest in three equal annual installments from grant date of issuance. The options expire 10 years from grant date. Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). /s/ Laurie S. Monfiletto, POA for Patrick V. Apodaca 2017-08-03