0001562180-17-002590.txt : 20170803
0001562180-17-002590.hdr.sgml : 20170803
20170803172201
ACCESSION NUMBER: 0001562180-17-002590
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170802
FILED AS OF DATE: 20170803
DATE AS OF CHANGE: 20170803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Apodaca Patrick V
CENTRAL INDEX KEY: 0001478313
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32462
FILM NUMBER: 171006114
MAIL ADDRESS:
STREET 1: 414 SILVER AVE SW MS 1275
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PNM RESOURCES INC
CENTRAL INDEX KEY: 0001108426
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 850019030
STATE OF INCORPORATION: NM
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 414 SILVER AVE. SW
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
BUSINESS PHONE: 5052412700
MAIL ADDRESS:
STREET 1: 414 SILVER AVE. SW
STREET 2: ATTN: MS 0905 - CATHY MARTINEZ
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
FORMER COMPANY:
FORMER CONFORMED NAME: MANZANO CORP
DATE OF NAME CHANGE: 20000303
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2017-08-02
false
0001108426
PNM RESOURCES INC
PNM
0001478313
Apodaca Patrick V
CORPORATE HEADQUARTERS
MS 1275
ALBUQUERQUE
NM
87158-1275
false
true
false
false
SR VP, GEN COUNSEL & SECY
Common Stock
2017-08-02
4
M
false
5333.00
12.22
A
65009.00
D
Common Stock
2017-08-02
4
S
false
5333.00
40.43
D
59676.00
D
Stock Options
12.22
2017-08-02
4
M
false
5333.00
0.00
D
Common Stock
5333.00
0.00
D
Restricted Stock Rights
Common Stock
5087.00
5087.00
D
The options vest in three equal annual installments from grant date of issuance.
The options expire 10 years from grant date.
Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).
/s/ Laurie S. Monfiletto, POA for Patrick V. Apodaca
2017-08-03