0001562180-17-001983.txt : 20170518 0001562180-17-001983.hdr.sgml : 20170518 20170518110129 ACCESSION NUMBER: 0001562180-17-001983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170516 FILED AS OF DATE: 20170518 DATE AS OF CHANGE: 20170518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNM RESOURCES INC CENTRAL INDEX KEY: 0001108426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 850019030 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 SILVER AVE. SW CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 BUSINESS PHONE: 5052412700 MAIL ADDRESS: STREET 1: 414 SILVER AVE. SW STREET 2: ATTN: MS 0905 - CATHY MARTINEZ CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 FORMER COMPANY: FORMER CONFORMED NAME: MANZANO CORP DATE OF NAME CHANGE: 20000303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gutierrez Sidney M. CENTRAL INDEX KEY: 0001638692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32462 FILM NUMBER: 17853907 MAIL ADDRESS: STREET 1: 414 SILVER AVE SW, MS 1275 CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-05-16 false 0001108426 PNM RESOURCES INC PNM 0001638692 Gutierrez Sidney M. 324 SARAH LANE NW ALBUQUERQUE NM 87114 true false false false Common Stock 2017-05-16 4 A false 2452.00 0.00 A 4308.00 D Common Stock 2017-05-17 4 M false 780.00 0.00 A 5088.00 D Restricted Stock Rights 2017-05-17 4 M false 780.00 0.00 D Common Stock 780.00 2486.00 D These shares represent restricted stock units granted on May 16, 2017 that will vest on May 16, 2018 and be settled in common stock upon or after vesting. Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). /s/ Laurie S. Monfiletto, POA for Sidney M. Gutierrez 2017-05-18