0001562180-16-002303.txt : 20160511 0001562180-16-002303.hdr.sgml : 20160511 20160511095952 ACCESSION NUMBER: 0001562180-16-002303 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160509 FILED AS OF DATE: 20160511 DATE AS OF CHANGE: 20160511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNM RESOURCES INC CENTRAL INDEX KEY: 0001108426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 850019030 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 SILVER AVE. SW CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 BUSINESS PHONE: 5052412700 MAIL ADDRESS: STREET 1: 414 SILVER AVE. SW STREET 2: ATTN: MS 0905 - CATHY MARTINEZ CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 FORMER COMPANY: FORMER CONFORMED NAME: MANZANO CORP DATE OF NAME CHANGE: 20000303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOHRER ALAN J CENTRAL INDEX KEY: 0001188146 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32462 FILM NUMBER: 161638585 MAIL ADDRESS: STREET 1: 414 SILVER AVE SW MS 1275 CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2016-05-09 false 0001108426 PNM RESOURCES INC PNM 0001188146 FOHRER ALAN J 400 NORTH OLD RANCH ROAD ARCADIA CA 91007 true false false false Common Stock 2016-05-09 4 M false 950.00 A 9696.00 D Restricted Stock Rights 2016-05-09 4 M false 950.00 0.00 D Common Stock 950.00 4351.00 D Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). /s/ Laurie S. Monfiletto, POA for Alan J Fohrer 2016-05-11 EX-24 2 fohrerpoa.txt FOHRER POA Power of Attorney I, Alan J. Fohrer, reside at 400 North Old Ranch Road, Arcadia, California 91007. I appoint Laurie S. Monfiletto, Vice President, Human Resources, Corporate Headquarters, MS-0705, Albuquerque, New Mexico 87158; Angela Pino, Manager, Compensation, Corporate Headquarters, MS-0755, Albuquerque, New Mexico 87158; or Donna Briggs, Administrator III, Corporate Headquarters, MS-0705, Albuquerque, New Mexico 87158 to serve as my attorneys-in-fact to: (1) execute for me in my capacity as a Director of PNM Resources, Inc. (Company), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 (1934 Act) and the associated rules; (2) perform for me all acts which may be necessary or desirable to complete and execute Forms 3, 4, and 5, complete and execute any amendments, and timely file the forms with the United States Securities and Exchange Commission and the New York Stock Exchange, or similar authority; or (3) take any other action related to the powers identified in items (1) and (2), which, in the opinion of the attorneys-in-fact, may be legally required or beneficial to me. I acknowledge that the attorneys-in-fact are serving at my request and neither they nor the Company are assuming any of my responsibilities to comply with Section 16 of the 1934 Act. This Power of Attorney shall remain in full force and effect until I am no longer required to file Forms 3, 4, and 5 with respect to my holdings of and transactions in securities issued by the Company, unless earlier revoked by me in a signed writing delivered to the attorneys-in-fact. /s/ Alan J. Fohrer Alan J. Fohrer ACKNOWLEDGEMENT State of New Mexico ) ) ss. County of Bernalillo ) The foregoing instrument was acknowledged before me on February 24, 2016 by Alan J. Fohrer. /s/Susan G. Gordon Notary Public My Commission Expires: September 12, 2016