0001108426-15-000050.txt : 20150512 0001108426-15-000050.hdr.sgml : 20150512 20150512171222 ACCESSION NUMBER: 0001108426-15-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150508 FILED AS OF DATE: 20150512 DATE AS OF CHANGE: 20150512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNM RESOURCES INC CENTRAL INDEX KEY: 0001108426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 850019030 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 SILVER AVE. SW CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 BUSINESS PHONE: 5052412700 MAIL ADDRESS: STREET 1: 414 SILVER AVE. SW STREET 2: ATTN: MS 0905 - CATHY MARTINEZ CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 FORMER COMPANY: FORMER CONFORMED NAME: MANZANO CORP DATE OF NAME CHANGE: 20000303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARCHULETA ADELMO E CENTRAL INDEX KEY: 0001252930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32462 FILM NUMBER: 15855407 MAIL ADDRESS: STREET 1: 414 SILVER AVE SW MS 1275 CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 4 1 wf-form4_143146513207100.xml FORM 4 X0306 4 2015-05-08 0 0001108426 PNM RESOURCES INC PNM 0001252930 ARCHULETA ADELMO E 2701 MILES ROAD SE ALBUQUERQUE NM 87106 1 0 0 0 Common Stock 2015-05-08 4 M 0 950 A 25297.944 D Stock Options Common Stock 3150.0 3150 D Restricted Stock Rights 2015-05-12 4 A 0 2783 0 A Common Stock 2783.0 7106 D Represents the portion of a previous award of restricted stock rights that vested effective as of the applicable vesting date. Based on the closing price on the date of the grant. The options vested in three equal annual installments from grant date and are fully vested. The options expire 10 years from grant date. Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 12, 2016. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Jim S. Acosta, POA for Adelmo E. Archuleta 2015-05-12