0001108426-13-000113.txt : 20130809 0001108426-13-000113.hdr.sgml : 20130809 20130809153543 ACCESSION NUMBER: 0001108426-13-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130808 FILED AS OF DATE: 20130809 DATE AS OF CHANGE: 20130809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNM RESOURCES INC CENTRAL INDEX KEY: 0001108426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 850019030 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 SILVER AVE. SW CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 BUSINESS PHONE: 5052412700 MAIL ADDRESS: STREET 1: 414 SILVER AVE. SW STREET 2: ATTN: MS 0905 - CATHY MARTINEZ CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 FORMER COMPANY: FORMER CONFORMED NAME: MANZANO CORP DATE OF NAME CHANGE: 20000303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Darnell Ronald N. CENTRAL INDEX KEY: 0001536511 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32462 FILM NUMBER: 131026340 MAIL ADDRESS: STREET 1: ALVARADO SQUARE - MS 0920 CITY: ALBUQUERQUE STATE: NM ZIP: 87158 4 1 wf-form4_137607693305556.xml FORM 4 X0306 4 2013-08-08 0 0001108426 PNM RESOURCES INC PNM 0001536511 Darnell Ronald N. CORPORATE HEADQUARTERS MS 1275 ALBUQUERQUE NM 87158-1275 0 1 0 0 SVP, PUBLIC POLICY Stock Options 2013-08-08 4 M 0 3434 12.22 A 6868 D Stock Options 2013-08-08 4 S 0 3434 23.88 D 3434 D Common Stock 12765 D Stock Options 2013-08-08 4 M 0 0 23.88 A 2020-02-26 Common Stock 0.0 0 D Restricted Stock Rights Common Stock 6621.0 6621 D Based on the closing price on the date of the grant. The options vest in three equal annual installments from grant date of issuance. Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. The restricted stock units vest in three equal annual installments from grant date of issuance. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Jim Acosta, POA for Ronald N. Darnell 2013-08-09