0001437749-19-023153.txt : 20191118 0001437749-19-023153.hdr.sgml : 20191118 20191118210204 ACCESSION NUMBER: 0001437749-19-023153 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191114 FILED AS OF DATE: 20191118 DATE AS OF CHANGE: 20191118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH EDWARD J CENTRAL INDEX KEY: 0001216591 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 191228874 MAIL ADDRESS: STREET 1: 635 HOOD ROAD CITY: MARKHAM STATE: A6 ZIP: L3R 4N6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 BUSINESS PHONE: 9054791810 MAIL ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 4/A 1 rdgdoc.xml FORM 4/A X0306 4/A 2019-11-14 2019-11-18 0001108320 SMTC CORP SMTX 0001216591 SMITH EDWARD J C/O SMTC CORPORATION 7050 WOODBINE AVENUE MARKHAM A6 L3R4G8 ONTARIO, CANADA 1 1 President & CEO Common Stock 2019-11-14 4 P 0 14515 2.673 A 356657 D Common Stock 2019-11-15 4 P 0 5000 2.689 A 361657 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.63 to $2.69, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes 1 and 2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.66 to $2.70, inclusive. /s/ Edward J. Smith 2019-11-18