0001437749-18-022067.txt : 20181214 0001437749-18-022067.hdr.sgml : 20181214 20181214195931 ACCESSION NUMBER: 0001437749-18-022067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181212 FILED AS OF DATE: 20181214 DATE AS OF CHANGE: 20181214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wasserman Frederick Gerald CENTRAL INDEX KEY: 0001384383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 181236795 MAIL ADDRESS: STREET 1: 4 NOBADEER DRIVE CITY: PENNINGTON STATE: NJ ZIP: 08534 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 BUSINESS PHONE: 9054791810 MAIL ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 4 1 rdgdoc.xml FORM 4 X0306 4 2018-12-12 0001108320 SMTC CORP SMTX 0001384383 Wasserman Frederick Gerald 4 NOBADEER DRIVE PENNINGTON NJ 08534 1 Common Stock 2018-12-12 2018-12-12 4 A 0 5420 0 A 61278 D The reported transaction involved the reporting person's receipt of a grant of 5,420 shares of restricted stock under SMTC Corp's 2010 Incentive Plan. The reporting person has reported prior awards of restricted stock units in Table II of Form 4. The total reported in Column 5 includes the 5,420 newly awarded shares of restricted stock, 12,500 previously reported restricted stock units, and 47,358 shares of common stock. /s/ Frederick Wasserman 2018-12-14