0001437749-18-022066.txt : 20181214 0001437749-18-022066.hdr.sgml : 20181214 20181214195923 ACCESSION NUMBER: 0001437749-18-022066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181212 FILED AS OF DATE: 20181214 DATE AS OF CHANGE: 20181214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY CLARKE H CENTRAL INDEX KEY: 0001186916 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 181236794 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 BUSINESS PHONE: 9054791810 MAIL ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 4 1 rdgdoc.xml FORM 4 X0306 4 2018-12-12 0001108320 SMTC CORP SMTX 0001186916 BAILEY CLARKE H 10701 BELVEDERE SQUARE VERO BEACH FL 32963 1 Common Stock 2018-12-12 2018-12-12 4 A 0 13550 0 A 411777 D The reported transaction involved the reporting person's receipt of a grant of 13,550 shares of restricted stock under SMTC Corp's 2010 Incentive Plan. The reporting person has reported prior awards of restricted stock units in Table II of Form 4. The total reported in Column 5 includes the 13,550 newly awarded shares of restricted stock, 31,250 previously reported restricted stock units, and 366,977 shares of common stock. /s/ Clarke Bailey 2018-12-14