0001437749-17-020827.txt : 20171218
0001437749-17-020827.hdr.sgml : 20171218
20171218113920
ACCESSION NUMBER: 0001437749-17-020827
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171212
FILED AS OF DATE: 20171218
DATE AS OF CHANGE: 20171218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Waterfield John Randall
CENTRAL INDEX KEY: 0001524368
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31051
FILM NUMBER: 171260756
MAIL ADDRESS:
STREET 1: 140 BROADWAY, 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMTC CORP
CENTRAL INDEX KEY: 0001108320
STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672]
IRS NUMBER: 980197680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
BUSINESS PHONE: 9054791810
MAIL ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
4
1
rdgdoc.xml
FORM 4
X0306
4
2017-12-12
0001108320
SMTC CORP
SMTX
0001524368
Waterfield John Randall
140 BROADWAY, 46TH FLOOR
NEW YORK
NY
10005
1
Common Shares
2017-12-14
2017-12-14
4
P
0
58200
1.64
A
539242
D
Common Shares
2017-12-12
2017-12-12
4
M
0
15038
A
481042
D
Restricted Stock Unit
1.33
2017-12-12
2017-12-12
4
M
0
15038
0
D
2017-12-12
2017-12-12
Common Stock
15038
0
D
Restricted Stock Unit
1.60
2017-12-13
4
A
0
12500
1.33
A
2018-12-13
2018-12-13
Common Stock
12500
32730
D
Stock Options
1.80
2014-12-11
4
A
0
20230
1.80
A
2015-12-11
2024-12-11
Common Stock
20230
20230
D
Transaction represents vested Restricted stock units converted into the issuer's common stock
/s/ Randall Waterfield
2017-12-18