0001437749-17-015371.txt : 20170828
0001437749-17-015371.hdr.sgml : 20170828
20170828131643
ACCESSION NUMBER: 0001437749-17-015371
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170824
FILED AS OF DATE: 20170828
DATE AS OF CHANGE: 20170828
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FITZGERALD RICHARD E
CENTRAL INDEX KEY: 0001254727
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31051
FILM NUMBER: 171054017
MAIL ADDRESS:
STREET 1: SMTEK INTERNATIONAL INC
STREET 2: 200 SCIENCE DRIVE
CITY: MOORPARK
STATE: CA
ZIP: 93021-2800
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMTC CORP
CENTRAL INDEX KEY: 0001108320
STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672]
IRS NUMBER: 980197680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
BUSINESS PHONE: 9054791810
MAIL ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
4
1
rdgdoc.xml
FORM 4
X0306
4
2017-08-24
0001108320
SMTC CORP
SMTX
0001254727
FITZGERALD RICHARD E
C/O SMTC CORPORATION
7050 WOODBINE AVENUE
MARKHAM
A6
L3R4G8
ONTARIO, CANADA
1
COO
Common Shares
2017-08-24
2017-08-24
4
P
0
2500
1.2911
A
21749
D
Employee Stock Option (right to buy)
1.2600
2027-06-05
Common Stock
335929
335929
D
The stock options become exercisable, if at all, in five one-fifth (20%) of the covered shares upon the average closing share price of SMTC Corporation's common stock on the NASDAQ Stock Market is above each of $2.00, $3.00, $4.00, $5.00 and $6.00 per share for a 90 day period, subject to continued employment by the holder with SMTC Corporation during such period.
/s/ Richard Fitzgerald
2017-08-28