0001437749-17-015371.txt : 20170828 0001437749-17-015371.hdr.sgml : 20170828 20170828131643 ACCESSION NUMBER: 0001437749-17-015371 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170824 FILED AS OF DATE: 20170828 DATE AS OF CHANGE: 20170828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FITZGERALD RICHARD E CENTRAL INDEX KEY: 0001254727 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 171054017 MAIL ADDRESS: STREET 1: SMTEK INTERNATIONAL INC STREET 2: 200 SCIENCE DRIVE CITY: MOORPARK STATE: CA ZIP: 93021-2800 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 BUSINESS PHONE: 9054791810 MAIL ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 4 1 rdgdoc.xml FORM 4 X0306 4 2017-08-24 0001108320 SMTC CORP SMTX 0001254727 FITZGERALD RICHARD E C/O SMTC CORPORATION 7050 WOODBINE AVENUE MARKHAM A6 L3R4G8 ONTARIO, CANADA 1 COO Common Shares 2017-08-24 2017-08-24 4 P 0 2500 1.2911 A 21749 D Employee Stock Option (right to buy) 1.2600 2027-06-05 Common Stock 335929 335929 D The stock options become exercisable, if at all, in five one-fifth (20%) of the covered shares upon the average closing share price of SMTC Corporation's common stock on the NASDAQ Stock Market is above each of $2.00, $3.00, $4.00, $5.00 and $6.00 per share for a 90 day period, subject to continued employment by the holder with SMTC Corporation during such period. /s/ Richard Fitzgerald 2017-08-28