0001437749-17-003446.txt : 20170228
0001437749-17-003446.hdr.sgml : 20170228
20170228174431
ACCESSION NUMBER: 0001437749-17-003446
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170227
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMTC CORP
CENTRAL INDEX KEY: 0001108320
STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672]
IRS NUMBER: 980197680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 635 HOOD ROAD
CITY: MARKHAM
STATE: A6
ZIP: L3R 4N6
BUSINESS PHONE: 9054791810
MAIL ADDRESS:
STREET 1: 635 HOOD ROAD
CITY: MARKHAM
STATE: A6
ZIP: L3R 4N6
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Waterfield John Randall
CENTRAL INDEX KEY: 0001524368
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31051
FILM NUMBER: 17649691
MAIL ADDRESS:
STREET 1: 140 BROADWAY, 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
4
1
rdgdoc.xml
FORM 4
X0306
4
2017-02-27
0001108320
SMTC CORP
SMTX
0001524368
Waterfield John Randall
140 BROADWAY, 46TH FLOOR
NEW YORK
NY
10005
1
Common Shares
2017-02-27
2017-02-27
4
M
0
14925
A
466004
D
Restricted Stock Unit
1.34
2017-02-27
4
M
0
14925
0
D
2017-02-27
2017-02-27
Common Stock
14925
0
D
Restricted Stock Unit
1.33
2016-12-12
4
A
0
15038
1.33
A
2017-12-12
2017-12-12
Common Stock
15038
0
D
Restricted stock units convert into the issuer's common stock, par value $0.01 per share ("Common Stock") on a one-for-one basis.
/s/ Randall Waterfield
2017-02-28