0001437749-17-003446.txt : 20170228 0001437749-17-003446.hdr.sgml : 20170228 20170228174431 ACCESSION NUMBER: 0001437749-17-003446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170227 FILED AS OF DATE: 20170228 DATE AS OF CHANGE: 20170228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 635 HOOD ROAD CITY: MARKHAM STATE: A6 ZIP: L3R 4N6 BUSINESS PHONE: 9054791810 MAIL ADDRESS: STREET 1: 635 HOOD ROAD CITY: MARKHAM STATE: A6 ZIP: L3R 4N6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waterfield John Randall CENTRAL INDEX KEY: 0001524368 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 17649691 MAIL ADDRESS: STREET 1: 140 BROADWAY, 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 4 1 rdgdoc.xml FORM 4 X0306 4 2017-02-27 0001108320 SMTC CORP SMTX 0001524368 Waterfield John Randall 140 BROADWAY, 46TH FLOOR NEW YORK NY 10005 1 Common Shares 2017-02-27 2017-02-27 4 M 0 14925 A 466004 D Restricted Stock Unit 1.34 2017-02-27 4 M 0 14925 0 D 2017-02-27 2017-02-27 Common Stock 14925 0 D Restricted Stock Unit 1.33 2016-12-12 4 A 0 15038 1.33 A 2017-12-12 2017-12-12 Common Stock 15038 0 D Restricted stock units convert into the issuer's common stock, par value $0.01 per share ("Common Stock") on a one-for-one basis. /s/ Randall Waterfield 2017-02-28