0001209191-21-025785.txt : 20210407 0001209191-21-025785.hdr.sgml : 20210407 20210407110245 ACCESSION NUMBER: 0001209191-21-025785 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210405 FILED AS OF DATE: 20210407 DATE AS OF CHANGE: 20210407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waterfield John Randall CENTRAL INDEX KEY: 0001524368 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 21811144 MAIL ADDRESS: STREET 1: 140 BROADWAY, 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 BUSINESS PHONE: 9054791810 MAIL ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-05 1 0001108320 SMTC CORP SMTX 0001524368 Waterfield John Randall 140 BROADWAY 46TH FLOOR NEW YORK NY 10005 1 0 0 0 Common Stock 2021-04-05 4 D 0 1019791 6.044 D 0 D Stock Option (right to buy) 1.80 2021-04-05 4 D 0 20230 4.24 D 2015-12-11 2024-12-11 Common Stock 20230 0 D Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 3, 2021, by and among EMS Silver Inc. ("EMS Silver"), EMS Silver Merger Sub Inc., a wholly owned subsidiary of EMS Silver, and the issuer, pursuant to which, at the effective time of the merger, the outstanding shares of the issuers common stock were converted into the right to receive $6.044 per share in cash, without interest. Disposed of pursuant to the Merger Agreement, pursuant to which, at the effective time of the merger, the option was cancelled in exchange for the right to receive $6.044 per share in cash, without interest, less the per share exercise price. John R. Waterfield 2021-04-06