0001209191-21-025785.txt : 20210407
0001209191-21-025785.hdr.sgml : 20210407
20210407110245
ACCESSION NUMBER: 0001209191-21-025785
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210405
FILED AS OF DATE: 20210407
DATE AS OF CHANGE: 20210407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Waterfield John Randall
CENTRAL INDEX KEY: 0001524368
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31051
FILM NUMBER: 21811144
MAIL ADDRESS:
STREET 1: 140 BROADWAY, 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMTC CORP
CENTRAL INDEX KEY: 0001108320
STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672]
IRS NUMBER: 980197680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
BUSINESS PHONE: 9054791810
MAIL ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-05
1
0001108320
SMTC CORP
SMTX
0001524368
Waterfield John Randall
140 BROADWAY
46TH FLOOR
NEW YORK
NY
10005
1
0
0
0
Common Stock
2021-04-05
4
D
0
1019791
6.044
D
0
D
Stock Option (right to buy)
1.80
2021-04-05
4
D
0
20230
4.24
D
2015-12-11
2024-12-11
Common Stock
20230
0
D
Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 3, 2021, by and among EMS Silver Inc. ("EMS Silver"), EMS Silver Merger Sub Inc., a wholly owned subsidiary of EMS Silver, and the issuer, pursuant to which, at the effective time of the merger, the outstanding shares of the issuers common stock were converted into the right to receive $6.044 per share in cash, without interest.
Disposed of pursuant to the Merger Agreement, pursuant to which, at the effective time of the merger, the option was cancelled in exchange for the right to receive $6.044 per share in cash, without interest, less the per share exercise price.
John R. Waterfield
2021-04-06