0001567619-20-006999.txt : 20200325 0001567619-20-006999.hdr.sgml : 20200325 20200325163402 ACCESSION NUMBER: 0001567619-20-006999 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200324 FILED AS OF DATE: 20200325 DATE AS OF CHANGE: 20200325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Massad Pamela CENTRAL INDEX KEY: 0001719481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15781 FILM NUMBER: 20742514 MAIL ADDRESS: STREET 1: 24 NORTH STREET CITY: PITTSFIELD STATE: MA ZIP: 01201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BERKSHIRE HILLS BANCORP INC CENTRAL INDEX KEY: 0001108134 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 043510455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 60 STATE STREET STREET 2: 38TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 800-773-5601 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: 38TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 4 1 doc1.xml FORM 4 X0306 4 2020-03-24 0 0001108134 BERKSHIRE HILLS BANCORP INC BHLB 0001719481 Massad Pamela 24 NORTH STREET PITTSFIELD MA 01201 1 0 0 0 Common Stock 2020-03-24 5 W 0 1278744 0.00 D 0 I By Estate Common Stock 2020-03-24 5 W 0 426248 0.00 A 1504617 D Common Stock 310 I By Stock Award I Common Stock 1075 I By Stock Award II Common Stock 1719 I By Stock Award III Common Stock 260907 I By Estate Shares were distributed to the other beneficiaries of the Estate of David G. Massad, Sr. All beneficiaries are parties to the Amended and Restated Shareholder Agreement by and between the Estate of David G. Massad, Sr. and the Issuer, dated December 27, 2019 (as filed as an exhibit to the Form 8-K of the Issuer filed on January 3, 2020). Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2019. Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2020. Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2018 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2021. The Series B Non-Voting Preferred Stock may only be converted into Common Stock or disposed of by the Reporting Person under certain limited circumstances set forth in the Amended and Restated Shareholder Agreement attached to the Reporting Person's Schedule 13-D/A filed on January 22, 2020, and does not carry any voting rights. /s/ Marc P. Levy, pursuant to power of attorney 2020-03-25