0001593968-24-000705.txt : 20240515 0001593968-24-000705.hdr.sgml : 20240515 20240515121817 ACCESSION NUMBER: 0001593968-24-000705 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240513 FILED AS OF DATE: 20240515 DATE AS OF CHANGE: 20240515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS GREGORY N CENTRAL INDEX KEY: 0001108038 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36347 FILM NUMBER: 24948618 MAIL ADDRESS: STREET 1: 2625 ST ANDREWS CITY: TUSTIN STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: A-Mark Precious Metals, Inc. CENTRAL INDEX KEY: 0001591588 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-JEWELRY, WATCHES, PRECIOUS STONES & METALS [5094] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 112464169 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-587-1414 MAIL ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 primary_01.xml PRIMARY DOCUMENT X0508 4 2024-05-13 0001591588 A-Mark Precious Metals, Inc. AMRK 0001108038 ROBERTS GREGORY N 2121 ROSECRANS AVE SUITE 6300 EL SEGUNDO CA 90245 true true true Chief Executive Officer false Common Stock, par value $0.01 per share 2024-05-13 4 M false 10000 8.4 A 38202 D Common Stock, par value $0.01 per share 2024-05-13 4 S false 10000 37.461 D 28202 D Common Stock, par value $0.01 per share 2024-05-14 4 M false 15000 8.4 A 43202 D Common Stock, par value $0.01 per share 2024-05-14 4 S false 14426 38.9056 D 28776 D Common Stock, par value $0.01 per share 2024-05-14 4 S false 574 39.5669 D 28202 D Common Stock, par value $0.01 per share 1557876 I See footnote Stock Option (right to buy) 8.4 2024-05-13 4 M false 10000 8.4 D 2026-02-19 Common Stock Options 10000 180000 D Stock Option (right to buy) 8.4 2024-05-14 4 M false 15000 8.4 D 2026-02-19 Common Stock Options 15000 165000 D The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $37.32 to not more than $37.55. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $38.50 to not more than $39.46. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $39.52 to not more than $39.61. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC. The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020. /s/Carol Meltzer, by power of attorney 2024-05-14