0001209191-23-041588.txt : 20230706 0001209191-23-041588.hdr.sgml : 20230706 20230706170356 ACCESSION NUMBER: 0001209191-23-041588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230703 FILED AS OF DATE: 20230706 DATE AS OF CHANGE: 20230706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS GREGORY N CENTRAL INDEX KEY: 0001108038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36347 FILM NUMBER: 231074317 MAIL ADDRESS: STREET 1: 2625 ST ANDREWS CITY: TUSTIN STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: A-Mark Precious Metals, Inc. CENTRAL INDEX KEY: 0001591588 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-JEWELRY, WATCHES, PRECIOUS STONES & METALS [5094] IRS NUMBER: 112464169 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-587-1414 MAIL ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-07-03 0 0001591588 A-Mark Precious Metals, Inc. AMRK 0001108038 ROBERTS GREGORY N 2121 ROSECRANS AVE SUITE 6300 EL SEGUNDO CA 90245 1 1 1 0 Chief Executive Officer 0 Cash Incentive Award 2023-07-03 4 A 0 1 0.00 A 2027-06-30 2027-06-30 Common Stock, par value $0.01 per share 1 D Grant of a cash incentive award payable at June 30, 2027 (subject to acceleration in the event of certain terminations of employment or a change in control) equal to 2% of the Total Shareholder Return (as defined, including dividends paid during the four-year period) on the outstanding shares at June 30, 2023, minus the total salary and cash bonuses paid to the reporting person during the four-year period. The award is generally equivalent to stock appreciation rights on 473,442 shares with a base price of $36.32, including dividend equivalents but subject to adjustment for the specified compensation offsets. Carol Meltzer, by power of attorney 2023-07-06