0001209191-21-037459.txt : 20210602
0001209191-21-037459.hdr.sgml : 20210602
20210602204252
ACCESSION NUMBER: 0001209191-21-037459
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210528
FILED AS OF DATE: 20210602
DATE AS OF CHANGE: 20210602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBERTS GREGORY N
CENTRAL INDEX KEY: 0001108038
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36347
FILM NUMBER: 21990937
MAIL ADDRESS:
STREET 1: 2625 ST ANDREWS
CITY: TUSTIN
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: A-Mark Precious Metals, Inc.
CENTRAL INDEX KEY: 0001591588
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-JEWELRY, WATCHES, PRECIOUS STONES & METALS [5094]
IRS NUMBER: 112464169
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2121 ROSECRANS AVENUE
STREET 2: SUITE 6300
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 310-587-1414
MAIL ADDRESS:
STREET 1: 2121 ROSECRANS AVENUE
STREET 2: SUITE 6300
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-05-28
0
0001591588
A-Mark Precious Metals, Inc.
AMRK
0001108038
ROBERTS GREGORY N
2121 ROSECRANS AVE
SUITE 6300
EL SEGUNDO
CA
90245
1
1
1
0
Chief Executive Officer
Common Stock, par value $0.01 per share
2021-05-28
4
M
0
11000
9.52
A
21300
D
Common Stock, par value $0.01 per share
2021-05-28
4
S
0
11000
52.7656
D
10300
D
Common Stock, par value $0.01 per share
2021-06-01
4
M
0
4872
9.52
A
15172
D
Common Stock, par value $0.01 per share
2021-06-01
4
S
0
4872
53.3762
D
10300
D
Common Stock, par value $0.01 per share
2021-06-01
4
M
0
3000
7.43
A
13300
D
Common Stock, par value $0.01 per share
2021-06-01
4
S
0
3000
54.2958
D
10300
D
Common Stock, par value $0.01 per share
778938
I
See footnote
Stock Option (Right to Buy)
9.52
2021-05-28
4
M
0
11000
0.00
D
2014-03-14
2023-02-15
Common Stock, par value $0.01 per share
11000
4872
D
Stock Option (Right to Buy)
9.52
2021-06-01
4
M
0
4872
0.00
D
2014-03-14
2023-02-15
Common Stock, par value $0.01 per share
4872
0
D
Stock Option (Right to Buy)
7.43
2021-06-01
4
M
0
3000
0.00
D
2014-03-14
2023-02-15
Common Stock, par value $0.01 per share
3000
20972
D
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $52.30 to not more than $53.21. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $53.16 to not more than $53.51. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form
Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC.
/s/ Carol Meltzer, by power of attorney
2021-06-02
EX-24.4_989803
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and appoints
Carol E. Meltzer, the undersigned's true and lawful attorney-in-fact to:
(1) prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the United States Securities and Exchange Commission (the "SEC") a
Form ID, including amendments thereto, and any other documents necessary or
appropriate to obtain codes and passwords enabling the undersigned to make
electronic filings with the SEC of reports required by Section 16(a) of the
Securities Exchange Act of 1934 or any rule or regulation of the SEC;
(2) execute for and on behalf of the undersigned, in the undersigned's capacity
as a director of A-Mark Precious Metals, Inc. (the "Company"), Forms 3, 4, and 5
in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the
rules thereunder, and any other forms or reports the undersigned may be required
to file in connection with the undersigned's ownership, acquisition, or
disposition of securities of the Company;
(3) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4, or 5,
or other form or report, and timely file such form or report with the SEC and
any stock exchange or similar authority; and
(4) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to such attorney-in-fact full power and authority
to do and perform any and every act and thing whatsoever requisite, necessary,
or proper to be done in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as the undersigned might or could
do if personally present, with full power of substitution or revocation, hereby
ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorney-in-fact, in
serving in such capacity at the request of the undersigned, is not assuming, nor
is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of the date set forth below.
Signature:
Name:
Date:
Gregory Roberts
July 31, 2020