0001209191-20-043253.txt : 20200721 0001209191-20-043253.hdr.sgml : 20200721 20200721204709 ACCESSION NUMBER: 0001209191-20-043253 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200721 DATE AS OF CHANGE: 20200721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS GREGORY N CENTRAL INDEX KEY: 0001108038 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36347 FILM NUMBER: 201040052 MAIL ADDRESS: STREET 1: 2625 ST ANDREWS CITY: TUSTIN STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: A-Mark Precious Metals, Inc. CENTRAL INDEX KEY: 0001591588 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-JEWELRY, WATCHES, PRECIOUS STONES & METALS [5094] IRS NUMBER: 112464169 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-587-1414 MAIL ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2020-06-30 0 0 1 0001591588 A-Mark Precious Metals, Inc. AMRK 0001108038 ROBERTS GREGORY N 2121 ROSECRANS AVE SUITE 6300 EL SEGUNDO CA 90245 1 1 1 0 Chief Executive Officer Common Stock, Par value $0.01 per share 2020-05-21 4 M 0 7000 0.00 A 17300 D Common Stock, Par value $0.01 per share 2020-05-21 4 D 0 7000 16.36 D 10300 D Common Stock,Par value $.0.01 per share 778938 I See footnote Performance Based Restricted Stock Unit 0.00 2020-05-21 4 M 0 7000 0.00 D 2020-05-21 2023-06-30 Common Shares par value $0.01 7000 0 D Each performance based restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit. Vesting occurred upon achievement of the pre-set performance goal. Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC. Equity award settled in cash. /s/ Gregory N. Roberts 2020-07-21