0001209191-23-046059.txt : 20230816 0001209191-23-046059.hdr.sgml : 20230816 20230816171142 ACCESSION NUMBER: 0001209191-23-046059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230814 FILED AS OF DATE: 20230816 DATE AS OF CHANGE: 20230816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thakar Sumedh S CENTRAL INDEX KEY: 0001558242 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35662 FILM NUMBER: 231179027 MAIL ADDRESS: STREET 1: C/O QUALYS, INC. STREET 2: 919 E HILLSDALE BLVD CITY: FOSTER CITY STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALYS, INC. CENTRAL INDEX KEY: 0001107843 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770534145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 919 E. HILLSDALE BLVD. CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-801-6100 MAIL ADDRESS: STREET 1: 919 E. HILLSDALE BLVD. CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: QUALYS INC DATE OF NAME CHANGE: 20000225 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-14 0 0001107843 QUALYS, INC. QLYS 0001558242 Thakar Sumedh S C/O QUALYS, INC. 919 E. HILLSDALE BLVD. FOSTER CITY CA 94404 1 1 0 0 CEO & President 1 Common Stock 2023-08-14 4 M 0 3250 30.58 A 158399 D Common Stock 2023-08-14 4 S 0 1744 150.7912 D 156655 D Common Stock 2023-08-14 4 S 0 1844 151.8054 D 154811 D Common Stock 2023-08-14 4 S 0 1415 152.3121 D 153396 D Common Stock 2023-08-15 4 A 0 28 99.26 A 153424 D Stock Option (right to buy) 30.58 2023-08-14 4 M 0 3250 30.58 D 2024-10-30 Common Stock 3250 25911 D The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2023. The sale price represents the weighted average price of the shares sold ranging from $150.25 to $151.06 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The sale price represents the weighted average price of the shares sold ranging from $151.13 to $152.12 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The sale price represents the weighted average price of the shares sold ranging from $152.13 to $153.11 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. These shares were acquired on August 15, 2023 through the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). This option is fully vested and immediately exercisable. /s/ Bruce Posey by power of attorney for Sumedh S. Thakar 2023-08-16