0001107729-16-000003.txt : 20160208 0001107729-16-000003.hdr.sgml : 20160208 20160205205103 ACCESSION NUMBER: 0001107729-16-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160205 EFFECTIVENESS DATE: 20160208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001107729 IRS NUMBER: 364258088 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-256924 FILM NUMBER: 161393766 BUSINESS ADDRESS: STREET 1: 440 SOUTH LASALLE STREET 2: STE 1549 CITY: CHICAGO STATE: IL ZIP: 60605 BUSINESS PHONE: 312-362-3290 MAIL ADDRESS: STREET 1: 440 SOUTH LASALLE STREET 2: STE1549 CITY: CHICAGO STATE: IL ZIP: 60605 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP /BD DATE OF NAME CHANGE: 20000224 D 1 primary_doc.xml X0707 D LIVE 0001107729 HIGHLAND CAPITAL MANAGEMENT, L.P. C/O GLENFINNEN CAPITAL, L.L.C. 9602 COLDWATER ROAD, SUITE 206 FORT WAYNE IN INDIANA 46825 260-487-7000 ILLINOIS HIGHLAND CAPITAL MANAGEMENT LP /BD HIGHLAND CAPITAL MANAGEMENT LP /BD Limited Partnership true Jeff O'Brien C/O GLENFINNEN CAPITAL, L.L.C. 9602 COLDWATER ROAD, SUITE 206 FORT WAYNE IN INDIANA 46825 Executive Officer President and Managing Member of Issuer's Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false 2000-04-01 true true false 50000 David Clark None None None 10 Universal City Plaza Suite 1950 Universal City Plaza CA CALIFORNIA 91608 All States false Brian Clark None None None 10 Universal City Plaza Suite 1950 Universal City Plaza CA CALIFORNIA 91608 All States false Gary Clark None None None 10 Universal City Plaza Suite 1950 Universal City Plaza CA CALIFORNIA 91608 All States false Skinner Family LLC None None None 3154 Willis Avenue Cincinatti OH OHIO 45208 All States false Steve Walker None None None PO Box 382 Zephyr Cove NV NEVADA 89448 All States false Hydra Management LLC None Steve Gerbel None 311 S. Wacker Drive Suite 4375 Chicago IL ILLINOIS 60606 All States false Wally Stenhouse None None None 29 South LaSalle Street Suite 905 Chicago IL ILLINOIS 60603 All States false Josh Scheinfeld None None None 107 South Avenue Glencoe IL ILLINOIS 60022 All States false Dan Drennan None None None 7444 N. Claremont Suite 3 Chicago IL ILLINOIS 60645 All States false Spencer Edwards, Inc. 22067 None None 6851 S. Holly Circle Suite 200 Centennial CO COLORADO 80112 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WY WYOMING false Hedge Harbor Inc. 44324 None None 800 Third Avenue 22nd Floor New York NY NEW YORK 10022 CA CALIFORNIA FL FLORIDA IL ILLINOIS ME MAINE MA MASSACHUSETTS NY NEW YORK NC NORTH CAROLINA TX TEXAS WV WEST VIRGINIA false Mid Atlantic Capital Corporation 10674 None None 1251 Waterfront Place Suite 510 Pittsburgh PA PENNSYLVANIA 15222 All States false Hedgeco Securities, LLC 142498 None None 400 Clenmatis Street Suite 205 West Palm Beach FL FLORIDA 33401 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS IN INDIANA KS KANSAS LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MS MISSISSIPPI NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA false Indefinite 59293195 Indefinite true 29 148 599682 true 0 The only active placement agent being used by the Issuer is Hedgeco Securities, LLC. 0 false HIGHLAND CAPITAL MANAGEMENT, L.P. /s/ Jeff O'Brien Jeff O'Brien Managing Member of Issuer's Manager 2016-02-05