0001493152-24-034207.txt : 20240828 0001493152-24-034207.hdr.sgml : 20240828 20240828170010 ACCESSION NUMBER: 0001493152-24-034207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240823 FILED AS OF DATE: 20240828 DATE AS OF CHANGE: 20240828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stein John Nachum CENTRAL INDEX KEY: 0001107702 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41173 FILM NUMBER: 241256473 MAIL ADDRESS: STREET 1: QUADRAX CORP STREET 2: 618 MAIN ST PO BOX 1001 CITY: WEST WARWICK STATE: RI ZIP: 02893 FORMER NAME: FORMER CONFORMED NAME: STEIN NACHUM DATE OF NAME CHANGE: 20000224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEXGEL, INC. CENTRAL INDEX KEY: 0001468929 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 264042544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2150 CABOT BLVD WEST, STREET 2: SUITE B CITY: LANGHORNE STATE: PA ZIP: 19047 BUSINESS PHONE: 215 702-8550 MAIL ADDRESS: STREET 1: 2150 CABOT BLVD WEST, STREET 2: SUITE B CITY: LANGHORNE STATE: PA ZIP: 19047 FORMER COMPANY: FORMER CONFORMED NAME: AquaMed Technologies, Inc. DATE OF NAME CHANGE: 20090723 4 1 ownership.xml X0508 4 2024-08-23 0 0001468929 NEXGEL, INC. NXGL 0001107702 Stein John Nachum C/O NEXGEL, INC. 2150 CABOT BLVD, WEST, SUITE B LANGHORNE PA 19047 1 0 0 0 0 Common Stock 2024-08-23 4 P 0 10000 2.5 A 471820 D Warrant to Purchase Common Stock 4.25 2024-08-23 4 A 0 5000 0 A 2024-08-23 2029-08-23 Common Stock 5000 5000 D The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following August 23, 2024. /s/ John Nachum Stein 2024-08-28