0000899243-23-011453.txt : 20230419 0000899243-23-011453.hdr.sgml : 20230419 20230419170009 ACCESSION NUMBER: 0000899243-23-011453 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230330 FILED AS OF DATE: 20230419 DATE AS OF CHANGE: 20230419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hofmeister Robert CENTRAL INDEX KEY: 0001760102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33038 FILM NUMBER: 23830608 MAIL ADDRESS: STREET 1: C/O TCR2 THERAPEUTICS INC. STREET 2: 100 BINNEY STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alaunos Therapeutics, Inc. CENTRAL INDEX KEY: 0001107421 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841475642 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8030 EL RIO STREET CITY: HOUSTON STATE: TX ZIP: 77054 BUSINESS PHONE: (346) 355-4099 MAIL ADDRESS: STREET 1: 8030 EL RIO STREET CITY: HOUSTON STATE: TX ZIP: 77054 FORMER COMPANY: FORMER CONFORMED NAME: ZIOPHARM ONCOLOGY INC DATE OF NAME CHANGE: 20050919 FORMER COMPANY: FORMER CONFORMED NAME: EASYWEB INC DATE OF NAME CHANGE: 20010213 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-03-30 0 0001107421 Alaunos Therapeutics, Inc. TCRT 0001760102 Hofmeister Robert C/O ALAUNOS THERAPEUTICS, INC. 8030 EL RIO ST. HOUSTON TX 77054 1 0 0 0 0 Employee Stock Option (right to buy) 0.66 2023-03-30 4 A 0 150000 0.00 A 2033-03-29 Common Stock 150000 150000 D Employee Stock Option (right to buy) 0.66 2023-03-30 4 A 0 16667 0.00 A 2033-03-29 Common Stock 16667 16667 D One-thirty sixth of the shares underlying the option vest in equal monthly installments measured from March 30, 2023, with the first vesting occuring on April 30, 2023, subject to the Reporting Person's continued service through each such date. In equal installments on April 30, 2023 and May 30, 2023, subject to the Reporting Person's continued service through each such date. /s/ Melinda Lackey, Attorney-in-Fact 2023-04-19