0000899243-23-009002.txt : 20230317 0000899243-23-009002.hdr.sgml : 20230317 20230317203020 ACCESSION NUMBER: 0000899243-23-009002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230315 FILED AS OF DATE: 20230317 DATE AS OF CHANGE: 20230317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Srivastava Abhishek K CENTRAL INDEX KEY: 0001941863 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33038 FILM NUMBER: 23744661 MAIL ADDRESS: STREET 1: C/O ALAUNOS THERAPEUTICS, INC. STREET 2: 8030 EL RIO ST. CITY: HOUSTON STATE: TX ZIP: 77054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alaunos Therapeutics, Inc. CENTRAL INDEX KEY: 0001107421 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841475642 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8030 EL RIO STREET CITY: HOUSTON STATE: TX ZIP: 77054 BUSINESS PHONE: (346) 355-4099 MAIL ADDRESS: STREET 1: 8030 EL RIO STREET CITY: HOUSTON STATE: TX ZIP: 77054 FORMER COMPANY: FORMER CONFORMED NAME: ZIOPHARM ONCOLOGY INC DATE OF NAME CHANGE: 20050919 FORMER COMPANY: FORMER CONFORMED NAME: EASYWEB INC DATE OF NAME CHANGE: 20010213 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-15 0 0001107421 Alaunos Therapeutics, Inc. TCRT 0001941863 Srivastava Abhishek K C/O ALAUNOS THERAPEUTICS, INC. 8030 EL RIO ST. HOUSTON TX 77054 0 1 0 0 See Remarks Employee Stock Option (right to buy) 0.50 2023-03-15 4 A 0 125000 0.00 A 2033-03-14 Common Stock 125000 125000 D One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from March 15, 2023, with the first vesting occuring on on June 15, 2023, subject to the Reporting Person's continued service through each such date. Vice President, Technical Operations /s/ Melinda Lackey, Attorney-in-Fact 2023-03-17