0001553350-20-000294.txt : 20200403 0001553350-20-000294.hdr.sgml : 20200403 20200403125913 ACCESSION NUMBER: 0001553350-20-000294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200401 FILED AS OF DATE: 20200403 DATE AS OF CHANGE: 20200403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EHRMAN KENNETH S CENTRAL INDEX KEY: 0001107329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39227 FILM NUMBER: 20772524 MAIL ADDRESS: STREET 1: C/O ID SYSTEMS INC STREET 2: ONE UNIVERSITY PLAZA CITY: HACKENSACK STATE: NJ ZIP: 07601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUOS TECHNOLOGIES GROUP, INC. CENTRAL INDEX KEY: 0001396536 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 650493217 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6622 SOUTHPOINT DRIVE S STREET 2: SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32216 BUSINESS PHONE: 904-296-2807 MAIL ADDRESS: STREET 1: 6622 SOUTHPOINT DRIVE S STREET 2: SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32216 FORMER COMPANY: FORMER CONFORMED NAME: DUOS TECHNOLOGY GROUP, INC. DATE OF NAME CHANGE: 20150710 FORMER COMPANY: FORMER CONFORMED NAME: INFORMATION SYSTEMS ASSOCIATES, INC. DATE OF NAME CHANGE: 20070416 4 1 ownership.xml X0306 4 2020-04-01 0 0001396536 DUOS TECHNOLOGIES GROUP, INC. DUOT 0001107329 EHRMAN KENNETH S 6622 SOUTHPOINT DRIVE S JACKSONVILLE FL 32216 1 0 0 0 Common Stock, par value $0.001 2020-04-01 4 A 0 537 4.66 A 8216 D Options to purchase Common Stock 14.00 2020-04-01 4 D 0 8572 0 D Common Stock 8572 0 D Options to purchase Common Stock 6.00 2020-04-01 4 A 0 8572 0 A 2020-04-01 2025-04-01 Common Stock 8572 8572 D Options to purchase Common Stock 4.74 2020-04-01 4 A 0 8572 0 A 2025-04-01 Common Stock 8572 17144 D The shares were issued to Mr. Ehrman as compensation shares for his services as a Director of the Issuer. 8,572 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 8,572 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement. 4,286 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2021. The remaining 4,286 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2022. /s/ Kenneth S. Ehrman 2020-04-03