0001140361-13-041095.txt : 20131107
0001140361-13-041095.hdr.sgml : 20131107
20131107160857
ACCESSION NUMBER: 0001140361-13-041095
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131107
DATE AS OF CHANGE: 20131107
EFFECTIVENESS DATE: 20131107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW GENERATION ADVISORS LLC
CENTRAL INDEX KEY: 0001107211
IRS NUMBER: 043020600
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10779
FILM NUMBER: 131200691
BUSINESS ADDRESS:
STREET 1: 49 UNION STREET
CITY: MANCHESTER
STATE: MA
ZIP: 01944
BUSINESS PHONE: 978-704-6200
MAIL ADDRESS:
STREET 1: 49 UNION STREET
CITY: MANCHESTER
STATE: MA
ZIP: 01944
FORMER COMPANY:
FORMER CONFORMED NAME: NEW GENERATION ADVISERS LLC
DATE OF NAME CHANGE: 20080731
FORMER COMPANY:
FORMER CONFORMED NAME: NEW GENERATION ADVISERS INC
DATE OF NAME CHANGE: 20000217
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001107211
XXXXXXXX
09-30-2013
09-30-2013
NEW GENERATION ADVISORS LLC
49 UNION STREET
MANCHESTER
MA
01944
13F HOLDINGS REPORT
028-10779
N
George Putnam III
President
978-704-6200
/s/ George Putnam III
Manchester
MA
11-07-2013
0
37
249041
false
INFORMATION TABLE
2
form13fInfoTable.xml
ACCO BRANDS CORP
COMMON
00081T108
4911
739656
SH
SOLE
NONE
739656
0
0
ACCURIDE CORP
COMMON
00439T206
6931
1348439
SH
SOLE
NONE
1348439
0
0
AMEX ENERGY SELECT INDEX 'SPDR'
ETF
81369Y506
15365
185331
SH
SOLE
NONE
185331
0
0
BALTIC TRADING LTD
COMMON
Y0553W103
3244
663471
SH
SOLE
NONE
663471
0
0
BANK OF AMERICA CORP 13.3000 EXP01/16/2019
COMMON
060505104
2831
464800
SH
Call
SOLE
NONE
464800
0
0
BANK OF AMERICA CORP 30.7900 EXP10/28/2018
COMMON
060505104
4050
5127482
SH
Call
SOLE
NONE
5127482
0
0
BEAZER HOMES USA, INC
COMMON
07556Q881
2522
140113
SH
SOLE
NONE
140113
0
0
BLUELINX HOLDINGS INC
COMMON
09624H109
4996
2561941
SH
SOLE
NONE
2561941
0
0
BUILDERS FIRSTSOURCE, INC
COMMON
12008R107
10627
1807302
SH
SOLE
NONE
1807302
0
0
COMERICA INC 29.4000 EXP11/14/2018
COMMON
200340107
5307
383159
SH
Call
SOLE
NONE
383159
0
0
DELTA AIR LINES, INC
COMMON
247361702
5469
231850
SH
SOLE
NONE
231850
0
0
DORAL FINL CORP
COMMON
25811P852
4809
252020
SH
SOLE
NONE
252020
0
0
DRYSHIPS INC
COMMON
Y2109Q101
6628
1872240
SH
SOLE
NONE
1872240
0
0
EUROSEAS LTD
COMMON
Y23592200
5013
3319952
SH
SOLE
NONE
3319952
0
0
FAIRPOINT COMMUNICATIONS, INC
COMMON
305560302
14019
1467917
SH
SOLE
NONE
1467917
0
0
FELCOR LODGING TRUST INC
COMMON
31430F101
9672
1570039
SH
SOLE
NONE
1570039
0
0
GENERAL MOTORS CO 10.0000 EXP07/10/2016
COMMON
37045V100
8482
321058
SH
Call
SOLE
NONE
321058
0
0
GENERAL MOTORS CO 18.3300 EXP07/10/2019
COMMON
37045V100
9957
535326
SH
Call
SOLE
NONE
535326
0
0
GLOBAL SHIP LEASE, INC
CL A
Y27183105
1463
282422
SH
SOLE
NONE
282422
0
0
ISLE OF CAPRIS CASINO INC
COMMON
464592104
853
112772
SH
SOLE
NONE
112772
0
0
JPMORGAN CHASE & CO. 42.4200 EXP10/28/2018
COMMON
46625H100
7691
458861
SH
Call
SOLE
NONE
458861
0
0
LEAP WIRELESS INTL INC
COMMON
521863308
8263
522950
SH
SOLE
NONE
522950
0
0
LEAR CORP
COMMON
521865204
5101
71266
SH
SOLE
NONE
71266
0
0
LENNAR CORP
CL A
526057104
2574
72700
SH
SOLE
NONE
72700
0
0
M T R GAMING GROUP INC
COMMON
553769100
1165
247370
SH
SOLE
NONE
247370
0
0
M/I HOMES INC
COMMON
55305B101
2688
130355
SH
SOLE
NONE
130355
0
0
MGIC INVESTMENT CORP
COMMON
552848103
19399
2664736
SH
SOLE
NONE
2664736
0
0
PENNYMAC MTG INVT TR
COMMON
70931T103
10047
442992
SH
SOLE
NONE
442992
0
0
THE PNC FINANCIAL SERVICES GROUP, INC. 67.3300 EXP12/31/2018
COMMON
693475105
7920
514318
SH
Call
SOLE
NONE
514318
0
0
RADIAN GROUP INC
COMMON
750236101
19825
1423138
SH
SOLE
NONE
1423138
0
0
REALOGY HLDGS CORP
COMMON
75605Y106
3607
83835
SH
SOLE
NONE
83835
0
0
REGIONS FINANCIAL CORP
COMMON
7591EP100
2697
291230
SH
SOLE
NONE
291230
0
0
SAFE BULKERS INC
COMMON
Y7388L103
6520
958873
SH
SOLE
NONE
958873
0
0
U.S. CONCRETE INC
COMMON
90333L201
14524
724036
SH
SOLE
NONE
724036
0
0
UNITED CONTINENTAL HOLDING INC
COMMON
910047109
2688
87525
SH
SOLE
NONE
87525
0
0
US AIRWAYS GROUP INC
COMMON
90341W108
837
44122
SH
SOLE
NONE
44122
0
0
WELLS FARGO & CO 34.0100 EXP10/28/2018
COMMON
949746101
6346
451941
SH
Call
SOLE
NONE
451941
0
0