13F-HR 1 newgen13fhr020912.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 ------------------ Check here if Amendment [ ]; Amendment Number: ------------------ This Amendment (check only one): [ ] is a restatement [ ] add new holdings entries Institutional Investment Manager Filing this Report: Name: New Generation Advisors, LLC ---------------------------- Address: 49 Union Street ---------------------------- Manchester, MA 01944 ---------------------------- Form 13F File Number: 28-10779 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: George Putnam, III ------------------------------- Title: President ------------------------------- Phone: 978-704-6200 ------------------------------- Signature, Place and Date of Signing: /s/ George Putnam III Manchester, MA February 13, 2012 --------------------- ----------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one) ---------------------------- [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 54 ------------- Form 13F Information Table Value Total: $244,181 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None.
Title of Value Investment Other Voting Authority Name of Issuer Class Cusip ($1000) Shares Discretion Managers Sole Shared None ------------------------- -------- --------- ------- -------- ---------- -------- ---- ------ ---- ABITIBIBOWATER INC COMMON 003687209 1,222 84,006 SOLE NONE 84,006 ACCO BRANDS CORP COMMON 00081T108 6,899 714,965 SOLE NONE 714,965 ACCURIDE CORP COMMON 00439T206 13,647 1,916,708 SOLE NONE 1,916,708 BALTIC TRADING LTD COMMON Y0553W103 1,852 389,836 SOLE NONE 389,836 BANK OF AMERICA CORP COMMON 060505104 3,920 705,000 SOLE NONE 705,000 BANK OF AMERICA CORP 30.7900 EXP10/28/2018 WTS 060505153 1,942 6,265,516 SOLE NONE 6,265,516 BLUELINX HOLDINGS INC COMMON 09624H109 1,941 1,294,090 SOLE NONE 1,294,090 BUILDERS FIRSTSOURCE, INC COMMON 12008R107 2,866 1,404,821 SOLE NONE 1,404,821 CALPINE CORP COMMON 131347304 5,010 306,787 SOLE NONE 306,787 CHARTER COMMUNICATIONS, INC CL A 16117M305 9,406 165,190 SOLE NONE 165,190 DELTA AIR LINES, INC COMMON 247361702 6,273 775,344 SOLE NONE 775,344 DORAL FINANCIAL CORP COMMON 25811P886 3,845 4,022,382 SOLE NONE 4,022,382 EUROSEAS LTD COMMON Y23592200 1,541 655,870 SOLE NONE 655,870 EXCEL MARITIME CARRIERS LTD COMMON V3267N107 1,708 1,177,813 SOLE NONE 1,177,813 EXIDE TECHNOLOGIES COMMON 302051206 4,603 1,750,099 SOLE NONE 1,750,099 FAIRPOINT COMMUNICATIONS, INC COMMON 305560302 6,779 1,565,537 SOLE NONE 1,565,537 FEDERAL MOGUL CORP COMMON 313549404 1,791 121,428 SOLE NONE 121,428 FIFTH THIRD BANCORP COMMON 316773100 6,088 478,640 SOLE NONE 478,640 GENERAL MOTORS CO COMMON 37045V100 3,550 175,139 SOLE NONE 175,139 GENERAL MOTORS CO 10.0000 EXP07/10/2016 WTS 37045V118 3,784 322,602 SOLE NONE 322,602 GENERAL MOTORS CO 18.3300 EXP07/10/2019 WTS 37045V126 2,742 350,602 SOLE NONE 350,602 GLOBAL GEOPHYSICAL SERVICES INC COMMON 37946S107 1,641 244,231 SOLE NONE 244,231 THE GOODYEAR TIRE & RUBBER COMPANY COMMON 382550101 4,661 328,924 SOLE NONE 328,924 JPMORGAN CHASE & CO 42.4200 EXP10/28/2018 WTS 46634E114 3,934 462,837 SOLE NONE 462,837 KEMET CORP COMMON 488360207 4,656 660,393 SOLE NONE 660,393 KEYCORP COMMON 493267108 5,572 724,602 SOLE NONE 724,602 LEAP WIRELESS INTL INC COMMON 521863308 4,772 513,660 SOLE NONE 513,660 LEAR CORP COMMON 521865204 6,260 157,275 SOLE NONE 157,275 LENNAR CORP CL A 526057104 10,111 514,540 SOLE NONE 514,540 METROPCS COMMUNICATIONS, INC COMMON 591708102 10,236 1,179,273 SOLE NONE 1,179,273 MGIC INVESTMENT CORP COMMON 552848103 11,712 3,139,898 SOLE NONE 3,139,898 OWENS CORNING COMMON 690742101 3,226 112,319 SOLE NONE 112,319 OWENS CORNING INC 45.2500 EXP10/31/2013 SERIES B WTS 690742127 83 44,817 SOLE NONE 44,817 PARAGON SHIPPING INC CL A 69913R309 1,169 1,827,106 SOLE NONE 1,827,106 PENNYMAC MTG INVT TR COMMON 70931T103 4,371 263,024 SOLE NONE 263,024 PLAINS EXPL & PROD CO LP COMMON 726505100 11,440 311,558 SOLE NONE 311,558 THE PNC FINANCIAL SERVICES GROUP, INC 67.3300 EXP12/31/2018 WTS 693475121 3,316 281,525 SOLE NONE 281,525 RADIAN GROUP INC COMMON 750236101 4,355 1,861,142 SOLE NONE 1,861,142 REGIONS FINANCIAL CORP COMMON 7591EP100 3,820 888,264 SOLE NONE 888,264 REVLON INC CL A 761525609 3,496 235,106 SOLE NONE 235,106 ROCK-TENN CO CL A 772739207 3,405 59,016 SOLE NONE 59,016 SERACARE LIFE SCIENCES, INC COMMON 81747T104 27 8,979 SOLE NONE 8,979 SOLUTIA INC COMMON 834376501 6,423 371,728 SOLE NONE 371,728 SOLUTIA INC 29.7000 EXP12/31/2013 WTS 834376147 72 160,053 SOLE NONE 160,053 STERLING FINANCIAL CORP COMMON 859319303 618 36,995 SOLE NONE 36,995 SUNTRUST BANKS INC COMMON 867914103 3,721 210,239 SOLE NONE 210,239 TENET HEALTHCARE CORP COMMON 88033G100 3,674 716,148 SOLE NONE 716,148 TERADYNE INC COMMON 880770102 7,269 533,285 SOLE NONE 533,285 U.S. CONCRETE INC COMMON 90333L201 2,785 960,214 SOLE NONE 960,214 UNITED CONTINENTAL HOLDING INC COMMON 910047109 8,795 466,083 SOLE NONE 466,083 US AIRWAYS GROUP INC COMMON 90341W108 6,507 1,283,390 SOLE NONE 1,283,390 VISHAY INTERTECHNOLOGY COMMON 928298108 5,162 574,244 SOLE NONE 574,244 VISTEON CORP COMMON 92839U206 1,623 32,500 SOLE NONE 32,500 WELLS FARGO & CO 34.0100 EXP10/28/2018 WTS 949746119 3,860 449,853 SOLE NONE 449,853 244,181