0001140361-15-025487.txt : 20150626 0001140361-15-025487.hdr.sgml : 20150626 20150626083013 ACCESSION NUMBER: 0001140361-15-025487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150625 FILED AS OF DATE: 20150626 DATE AS OF CHANGE: 20150626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Asterias Biotherapeutics, Inc. CENTRAL INDEX KEY: 0001572552 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 461047971 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 CONSTITUTION DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 510-521-3390 MAIL ADDRESS: STREET 1: 230 CONSTITUTION DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICCIARDI NATALE S CENTRAL INDEX KEY: 0001107158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36646 FILM NUMBER: 15953376 MAIL ADDRESS: STREET 1: C/O MORRIS COMMUNICATIONS CORP STREET 2: 725 BROAD ST. CITY: AUGUSTA STATE: GA ZIP: 30903 FORMER NAME: FORMER CONFORMED NAME: RICCARDI NATALE S DATE OF NAME CHANGE: 20000216 4 1 doc1.xml FORM 4 X0306 4 2015-06-25 0 0001572552 Asterias Biotherapeutics, Inc. AST 0001107158 RICCIARDI NATALE S 230 CONSTITUTION DRIVE MENLO PARK CA 94025 1 0 0 0 Series A Common Stock 2015-06-25 4 P 0 5000 4.395 A 5000 D /s/ Natale S. Ricciardi 2015-06-25