0001140361-15-025487.txt : 20150626
0001140361-15-025487.hdr.sgml : 20150626
20150626083013
ACCESSION NUMBER: 0001140361-15-025487
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150625
FILED AS OF DATE: 20150626
DATE AS OF CHANGE: 20150626
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Asterias Biotherapeutics, Inc.
CENTRAL INDEX KEY: 0001572552
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 461047971
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 CONSTITUTION DRIVE
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 510-521-3390
MAIL ADDRESS:
STREET 1: 230 CONSTITUTION DRIVE
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICCIARDI NATALE S
CENTRAL INDEX KEY: 0001107158
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36646
FILM NUMBER: 15953376
MAIL ADDRESS:
STREET 1: C/O MORRIS COMMUNICATIONS CORP
STREET 2: 725 BROAD ST.
CITY: AUGUSTA
STATE: GA
ZIP: 30903
FORMER NAME:
FORMER CONFORMED NAME: RICCARDI NATALE S
DATE OF NAME CHANGE: 20000216
4
1
doc1.xml
FORM 4
X0306
4
2015-06-25
0
0001572552
Asterias Biotherapeutics, Inc.
AST
0001107158
RICCIARDI NATALE S
230 CONSTITUTION DRIVE
MENLO PARK
CA
94025
1
0
0
0
Series A Common Stock
2015-06-25
4
P
0
5000
4.395
A
5000
D
/s/ Natale S. Ricciardi
2015-06-25